0001179110-19-012703.txt : 20191211 0001179110-19-012703.hdr.sgml : 20191211 20191211214917 ACCESSION NUMBER: 0001179110-19-012703 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191211 DATE AS OF CHANGE: 20191211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDWARDS JAMES R CENTRAL INDEX KEY: 0001187455 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 191280951 MAIL ADDRESS: STREET 1: 4810 EASTGATE MALL CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2019-10-01 2019-10-03 1 0000026076 CUBIC CORP /DE/ CUB 0001187455 EDWARDS JAMES R 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 SVP, Advisor Common Stock 2019-10-01 4 M 0 3166 A 7452 D Common Stock 2019-10-01 4 F 0 1568 67.55 D 5884 D Common Stock 5367 I Edwards Family Trust DTD 8/19/96 Common Stock 350.3835 I Cubic 401(k) Common Stock 167 I James R. Edwards Rollover IRA Restricted Stock Unit 2019-10-01 4 M 0 819 D Common Stock 819 0 D Restricted Stock Unit 2019-10-01 4 M 0 951 D Common Stock 951 948 D Restricted Stock Unit 2019-10-01 4 M 0 713 D Common Stock 713 1425 D Restricted Stock Unit 2019-10-01 4 M 0 683 D Common Stock 683 2046 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. The James R. Edwards and Joan M. Edwards Family Trust UA August 19, 1996, for which Reporting Person is Co-Trustee with his spouse. Represents Shares held by Reporting Person's 401(k). Represents Shares held by Reporting Person's IRA. This is the fourth and final vesting installment of RSUs granted to Reporting Person on November 6, 2015. This is the third of four vesting installments of RSUs granted to Reporting Person on November 14, 2016. The remaining 949 shares from such grant will vest October 1, 2020, subject toReporting Person's continuous service through each application vesting date. This is the second of four vesting installments of RSUs granted to Reporting Person on November 27, 2017. The Remaining 2,138 shares from such grant shall vest in two equalinstallments on October 1, 2020 and 2021, subject to Reporting Person's continuous service through each application vesting date. This is the first of four vesting installments of RSUs granted to Reporting Person on November 21, 2018. The remaining 2,046 shares from such grant shall vest in 3 equal installments onOctober 1, 2020, 2021, and 2022, subject to Reporting Person's continuous service through each application vesting date. Heidi Runge, Attorney-in-fact for James R. Edwards 2019-12-11