0001179110-19-012683.txt : 20191211 0001179110-19-012683.hdr.sgml : 20191211 20191211205240 ACCESSION NUMBER: 0001179110-19-012683 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191211 DATE AS OF CHANGE: 20191211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cole Matthew James CENTRAL INDEX KEY: 0001654049 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 191280886 MAIL ADDRESS: STREET 1: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2019-10-01 2019-10-03 0 0000026076 CUBIC CORP /DE/ CUB 0001654049 Cole Matthew James 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 President, CTS - SVP, CORP Common Stock 2019-10-01 4 M 0 5174 A 13207 D Common Stock 2019-10-01 4 F 0 2525 37.55 D 10682 D Restricted Stock Unit 2019-10-01 4 M 0 1229 A Common Stock 1229 0 D Restricted Stock Unit 2019-10-01 4 M 0 1358 A Common Stock 1358 1355 D Restricted Stock Unit 2019-10-01 4 M 0 1222 A Common Stock 1222 2442 D Restricted Stock Unit 2019-10-01 4 M 0 1365 A Common Stock 1365 4092 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. This is the fourth and final vesting installment of RSUs granted to Reporting Person on November 6, 2015. This is the third of four vesting installments of RSUs granted to Reporting Person on November 14, 2016. The remaining 1,356 shares from such grant will vest October 1, 2020, subject toReporting Person's continuous service through each application vesting date. This is the second of four vesting installments of RSUs granted to Reporting Person on November 27, 2017. The Remaining 2,442 shares from such grant shall vest in two equalinstallments on October 1, 2020 and 2021, subject to Reporting Person's continuous service through each application vesting date. This is the first of four vesting installments of RSUs granted to Reporting Person on November 21, 2018. The remaining 4,092 shares from such grant shall vest in 3 equal installments onOctober 1, 2020, 2021, and 2022, subject to Reporting Person's continuous service through each application vesting date. Heidi Runge, Attorney-in-fact for Matthew J. Cole 2019-12-11