0001179110-19-012641.txt : 20191211 0001179110-19-012641.hdr.sgml : 20191211 20191211155810 ACCESSION NUMBER: 0001179110-19-012641 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191129 FILED AS OF DATE: 20191211 DATE AS OF CHANGE: 20191211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aga Anshooman CENTRAL INDEX KEY: 0001711750 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 191279849 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2019-11-29 2019-12-02 0 0000026076 CUBIC CORP /DE/ CUB 0001711750 Aga Anshooman 9333 BALBOA AVE SAN DIEGO CA 92123 0 1 0 0 EVP/CFO Common Stock 2019-11-29 4 P 0 400 59.5438 A 3324 D Common Stock 2019-11-29 4 P 0 127.5596 59.58 A 250.394 I Cubic 401(k) Restricted Stock Unit 2019-11-29 4 A 0 13064 0 A Common Stock 13064 13064 D Restricted Stock Unit 2019-11-29 4 A 0 13064 0 A Common Stock 13064 13064 D Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $59.5215 to $59.566 per share. Information on the actual number of shares sold ateach sale price can be obtained from Issuer upon request. Amount reflects updated amount of shares held directly by Reporting Person. October 1, 2018 Form 4 incorrectly listed shares as acquired when they were disposed of. This number correctlyreflects the number of shares directly held by Reporting Person. Represents shares held by the Reporting Person's 401(k). Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock. The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance periodending on September 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date. The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021, and 2022 subject to Reporting Person's continued service with CUB through such date. Dividendequivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrueddividends will be delivered to the Reporting Person following each vesting date. Heidi Runge, Attorney-in-fact for Anshooman Aga 2019-12-10