0001179110-19-012496.txt : 20191206 0001179110-19-012496.hdr.sgml : 20191206 20191206143001 ACCESSION NUMBER: 0001179110-19-012496 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191129 FILED AS OF DATE: 20191206 DATE AS OF CHANGE: 20191206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Rhys V CENTRAL INDEX KEY: 0001733234 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 191272771 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: X1 ZIP: 92186-5587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2019-11-29 2019-12-03 0 0000026076 CUBIC CORP /DE/ CUB 0001733234 Williams Rhys V 9333 BALBOA AVE SAN DIEGO CA 92123 0 1 0 0 VP, Treasurer Restricted Stock Unit 2019-11-29 4 A 0 1240 0 A Common Stock 1240 1240 D Restricted Stock Unit 2019-11-29 4 A 0 924 0 A Common Stock 924 924 D Restricted Stock Unit 2019-11-29 4 A 0 924 0 A Common Stock 924 924 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock. The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date.Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested sharesand accrued dividends will be delivered to the Reporting Person following each vesting date. The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending onSeptember 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 50% onsales growth and 50% on EBITDA growth, adjusted for a Total Shareholder Return factor, achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs whenand as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following thevesting date. The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date.Dividend equivalent rightsaccrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested sharesand accrued dividends will be delivered tothe Reporting Person following each vesting date. Heidi Runge, Attorney-in-fact for Rhys V. Williams 2019-12-06