0001179110-19-010836.txt : 20191003 0001179110-19-010836.hdr.sgml : 20191003 20191003211801 ACCESSION NUMBER: 0001179110-19-010836 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191003 DATE AS OF CHANGE: 20191003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRISON MARK CENTRAL INDEX KEY: 0001283682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 191137405 MAIL ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2019-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001283682 HARRISON MARK 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 SVP/Controller Common Stock 2019-10-01 4 M 0 3455 A 5279 D Common Stock 217.5931 I Cubic 401(k) Common Stock 6258 I The Harrison Living Trust 2008 Restricted Stock Units 2019-10-01 4 M 0 819 D Common Stock 819 0 D Restricted Stock Units 2019-10-01 4 M 0 814 D Common Stock 814 814 D Restricted Stock Units 2019-10-01 4 M 0 528 D Common Stock 528 528 D Restricted Stock Units 2019-10-01 4 M 0 611 D Common Stock 611 1221 D Restricted Stock Units 2019-10-01 4 M 0 683 D Common Stock 683 2046 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Represents Shares held by Reporting Person's 401(k). Represents Shares held in the Harrison Living Trust 2008, a trust for which Reporting Person and his spouse are Co-Trustees with full voting and dispositive rights. This is the fourth and final vesting installment of RSUs granted to Reporting Person on November 6, 2015. This is the third of four vesting installments of RSUs granted to Reporting Person on November 14, 2016. The remaining 814 shares from such grant will vest October 1, 2020, subject to Reporting Person's continuous service through each application vesting date. This is the third of four vesting installments of RSUs granted to Reporting Person on July 17, 2017. The remaining 528 shares from such grant will vest October 1, 2020, subject to Reporting Person's continuous service through each application vesting date. This is the second of four vesting installments of RSUs granted to Reporting Person on November 27, 2017. The Remaining 1,221 Shares from such grant shall vest in two equal installments on October 1, 2020 and 2021, subject to Reporting Person's continuous service through each application vesting date. This is the first of four vesting installments of RSUs granted to Reporting Person on November 21, 2018. The remaining 2,046 shares from such grant shall vest in 3 equal installments on October 1, 2020, 2021, and 2022, subject to Reporting Person's continuous service through each application vesting date. Heidi Runge, Attorney-in-fact for Mark A. Harrison 2019-10-03