0001179110-19-010828.txt : 20191003 0001179110-19-010828.hdr.sgml : 20191003 20191003211230 ACCESSION NUMBER: 0001179110-19-010828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191003 DATE AS OF CHANGE: 20191003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aga Anshooman CENTRAL INDEX KEY: 0001711750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 191137375 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2019-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001711750 Aga Anshooman 9333 BALBOA AVE SAN DIEGO CA 92123 0 1 0 0 EVP/CFO Common Stock 2019-10-01 4 M 0 3510 A 4963 D Common Stock 122.8344 I Cubic 401(k) Restricted Stock Units 2019-10-01 4 M 0 543 D Common Stock 543 541 D Restricted Stock Units 2019-10-01 4 M 0 1018 D Common Stock 1018 2036 D Restricted Stock Unit 2019-10-01 4 M 0 1949 D Common Stock 1949 5847 D Represents shares initially held by the Reporting Person's 401(k). Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. This is the 3rd of 4 vesting installments of RSUs granted to the Reporting Person on July 17, 2017. The remaining 541 shares from such grant shall vest in one final installment on October 1, 2020, subject to Reporting Person's continuous service through each application vesting date. This is the 1st of 4 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 2,036 shares from such grant shall vest in 2 equal installments on October 1, 2020 and 2021, subject to Reporting Person's continuous service through each application vesting date. This is the 1st of 4 vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 5,847 shares from such grant shall vest in 3 equal installments on October 1, 2020, 2021, and 2022, subject to Reporting Person's continuous service through each application vesting date. Heidi Runge, Attorney-in-fact for Anshooman Aga 2019-10-03