0001179110-18-012016.txt : 20181003 0001179110-18-012016.hdr.sgml : 20181003 20181003162315 ACCESSION NUMBER: 0001179110-18-012016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181001 FILED AS OF DATE: 20181003 DATE AS OF CHANGE: 20181003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRISON MARK CENTRAL INDEX KEY: 0001283682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 181105299 MAIL ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2018-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001283682 HARRISON MARK 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 SVP/Controller Common Stock 2018-10-01 4 M 0 3553 A 3553 D Common Stock 2018-10-01 4 F 0 1729 72.29 D 1824 D Common Stock 6258 I The Harrison Living Trust 2008 Common Stock 50.0047 I Cubic 401(k) Restricted Stock Units 2018-10-01 4 M 0 779 D Common Stock 779 0 D Restricted Stock Units 2018-10-01 4 M 0 820 D Common Stock 820 819 D Restricted Stock Units 2018-10-01 4 M 0 815 D Common Stock 815 1628 D Restricted Stock Units 2018-10-01 4 M 0 528 D Common Stock 528 1056 D Restricted Stock Units 2018-10-01 4 M 0 611 D Common Stock 611 1832 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. Represents shares held in Harrison Living Trust 2008, a trust for which Reporting Person and his spouse are co-trustees with full voting and dispositive rights. Represents shares held by the Reporting Person's 401(k). This is the fourth and final of 4 vesting installments of RSU's granted to the Reporting Person on November 6, 2014. This is the third of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2015. The remaining 819 shares from such grant shall vest in 1 final installment on October 1, 2019, subject to the Reporting Person's continuous service through such application vesting date. This is the second of 4 vesting installments of RSUs granted to the Reporting Person on November 14, 2016. The remaining 1628 shares from such grant shall vest in 2 equal installments on October 1, 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date. This is the second of 4 vesting installments of RSUs granted to the Reporting Person on July 17, 2017. The remaining 1056 shares from such grant shall vest in 2 equal installments on October 1, 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date. This is the first of 4 vesting installments of RSU's granted to the Reporting Person on November 27, 2017. The remaining 1832 shares from such grant shall vest in 3 equal installments on October 1, 2019, 2020 and 2021, subject to the Reporting Person's continuous service through each application vesting date. Claudia M. Strup, Attorney-in-fact for Mark A. Harrison 2018-10-03