0001179110-17-013049.txt : 20171003 0001179110-17-013049.hdr.sgml : 20171003 20171003184527 ACCESSION NUMBER: 0001179110-17-013049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171001 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norris Steven John CENTRAL INDEX KEY: 0001606337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 171119847 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186 FORMER NAME: FORMER CONFORMED NAME: Norris Steven Jay DATE OF NAME CHANGE: 20140423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2017-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001606337 Norris Steven John P.O. BOX 85587 SAN DIEGO CA 92186 1 0 0 0 Common Stock 2017-10-01 4 M 0 1635 A 4055 D Common Stock 2017-10-01 4 F 0 395 51.00 D 3660 D Restricted Stock Units 2017-10-01 4 M 0 820 D Common Stock 820 0 D Restricted Stock Units 2017-10-01 4 M 0 815 D Common Stock 815 814 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. This is the second and final of 2 vesting installments of RSUs granted to the Reporting Person on November 6, 2015. This is the first of 2 vesting installments of RSU's granted to the Reporting Person on November 14, 2016. The remaining 814 shares from such grant shall vest on October 1, 2018, subject to the Reporting Person's continuous service through each application vesting date. Angela L. Hartley, Attorney-in-fact for Steven J. Norris 2017-10-03