0001179110-17-013040.txt : 20171003 0001179110-17-013040.hdr.sgml : 20171003 20171003184340 ACCESSION NUMBER: 0001179110-17-013040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171001 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELDMANN BRADLEY H CENTRAL INDEX KEY: 0001097235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 171119830 MAIL ADDRESS: STREET 1: C/O MANTECH INTERNATIONAL CORP STREET 2: 12015 LEE JACKSON HWY CITY: FAIRFAX STATE: VA ZIP: 22033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2017-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001097235 FELDMANN BRADLEY H 9333 BALBOA AVENUE SAN DIEGO CA 92123 1 1 0 0 President/CEO Common Stock 2017-10-01 4 M 0 20248 A 44542 D Common Stock 2017-10-01 4 F 0 9323 51.00 D 35219 D Common Stock 3050 I Feldmann IRA Common Stock 1258.5655 I Cubic 401(K) Common Stock 33 I The Feldmann Family Trust DTD 04-20-12 Common Stock 11 I By child Restricted Stock Units 2017-10-01 4 M 0 3324 D Common Stock 3324 0 D Restricted Stock Units 2017-10-01 4 M 0 2271 D Common Stock 2271 0 D Restricted Stock Units 2017-10-01 4 M 0 3899 D Common Stock 3899 3896 D Restricted Stock Units 2017-10-01 4 M 0 4782 D Common Stock 4782 9562 D Restricted Stock Units 2017-10-01 4 M 0 5972 D Common Stock 5972 17916 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which the Reporting Person is the sole owner with full voting and disposition rights. Represents shares held by the Reporting Person's 401(k). The Feldmann Family Trust DTD 04-20-2012, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights. Represents shares held by Reporting Person's son, a dependent not living in household. Reporting Person disclaims beneficial ownership of these securities. This is the fourth and final of 4 vesting installments of RSUs granted to the Reporting Person on July 1, 2014. This is the fourth and final of 4 vesting installments of RSUs granted to the Reporting Person on December 12, 2013. This is the third of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2014. The remaining 3,896 shares from such grant shall vest on October 1, 2018, subject to the Reporting Person's continuous service through each application vesting date. This is the second of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2015. The remaining 9,562 shares from such grant shall vest in 2 equal installments on October 1, 2018 and 2019, subject to the Reporting Person's continuous service through such application vesting date. This is the first of 4 vesting installments of RSU's granted to the Reporting Person on November 14, 2016. The remaining 17,916 shares from such grant shall vest in 3 equal installments on October 1, 2018, 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date. Angela L. Hartley, Attorney-in-fact for Bradley H. Feldmann 2017-10-03