0001179110-17-013036.txt : 20171003 0001179110-17-013036.hdr.sgml : 20171003 20171003184239 ACCESSION NUMBER: 0001179110-17-013036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171001 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS JOHN D CENTRAL INDEX KEY: 0001205549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 171119824 MAIL ADDRESS: STREET 1: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2017-10-01 1 0000026076 CUBIC CORP /DE/ CUB 0001205549 THOMAS JOHN D 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 EVP/CFO Common Stock 2017-10-01 4 M 0 7929 A 16123 D Common Stock 2017-10-01 4 F 0 2982 51.00 D 13141 D Common Stock 2172.8162 I Cubic 401(K) Common Stock 100 I John David Thomas IRA Common Stock 1969.83 I The John David Thomas 1998 Trust Common Stock 14625 I The Thomas Family 2009 Trust Restricted Stock Units 2017-10-01 4 M 0 1893 D Common Stock 1893 0 D Restricted Stock Units 2017-10-01 4 M 0 1950 D Common Stock 1950 1947 D Restricted Stock Units 2017-10-01 4 M 0 2050 D Common Stock 2050 4097 D Restricted Stock Units 2017-10-01 4 M 0 2036 D Common Stock 2036 6108 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. Represents shares held by the Reporting Person's 401(k). Represents shares held by the John David Thomas IRA, of which the Reporting Person is the Trustee with full voting and disposition rights. Represents shares held by the John David Thomas 1998Trust, of which the Reporting Person is the Trustee with full voting and disposition rights. Represents the shares held by the Thomas Family 2009 Trust, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights. This is the fourth and final of 4 vesting installments of RSUs granted to the Reporting Person on December 12, 2013. This is the third of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2014. The remaining 1,947 shares from such grant shall vest on October 1, 2018, subject to the Reporting Person's continuous service through each application vesting date. This is the second of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2015. The remaining 4097 shares from such grant shall vest in 2 equal installments on October 1, 2018 and 2019, subject to the Reporting Person's continuous service through such application vesting date. This is the first of 4 vesting installments of RSU's granted to the Reporting Person on November 14, 2016. The remaining 6108 shares from such grant shall vest in 3 equal installments on October 1, 2018, 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date. Angela L. Hartley, Attorney-in-fact for John D. Thomas 2017-10-03