0001179110-17-013035.txt : 20171003 0001179110-17-013035.hdr.sgml : 20171003 20171003184225 ACCESSION NUMBER: 0001179110-17-013035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171001 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cole Matthew James CENTRAL INDEX KEY: 0001654049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 171119822 MAIL ADDRESS: STREET 1: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2017-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001654049 Cole Matthew James 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 President, CTS - SVP, CORP Common Stock 2017-10-01 4 M 0 3099 A 7112 D Common Stock 2017-10-01 4 F 0 1167 51.00 D 5945 D Restricted Stock Units 2017-10-01 4 M 0 251 D Common Stock 251 0 D Restricted Stock Units 2017-10-01 4 M 0 260 D Common Stock 260 260 D Restricted Stock Units 2017-10-01 4 M 0 1230 D Common Stock 1230 2459 D Restricted Stock Units 2017-10-01 4 M 0 1358 D Common Stock 1358 4071 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. This is the fourth and final of 4 vesting installments of RSUs granted to the Reporting Person on December 12, 2013. This is the third of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2014. The remaining 260 shares from such grant shall vest on October 1, 2018, subject to the Reporting Person's continuous service through each application vesting date. This is the second of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2015. The remaining 2459 shares from such grant shall vest in 2 equal installments on October 1, 2018 and 2019, subject to the Reporting Person's continuous service through such application vesting date. This is the first of 4 vesting installments of RSU's granted to the Reporting Person on November 14, 2016. The remaining 4071 shares from such grant shall vest in 3 equal installments on October 1, 2018, 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date. Angela L. Hartley, Attorney-in-fact for Matthew J. Cole 2017-10-03