0001179110-17-013031.txt : 20171003 0001179110-17-013031.hdr.sgml : 20171003 20171003184118 ACCESSION NUMBER: 0001179110-17-013031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171001 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDWARDS JAMES R CENTRAL INDEX KEY: 0001187455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 171119816 MAIL ADDRESS: STREET 1: 4810 EASTGATE MALL CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2017-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001187455 EDWARDS JAMES R 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 SVP, Gen. Counsel & Secretary Common Stock 2017-10-01 4 M 0 3307 A 6496 D Common Stock 2017-10-01 4 F 0 1246 51.000 D 5250 D Common Stock 5367 I Edwards Family Trust DTD 8/19/96 Common Stock 349.0010 I Cubic 401(k) Restricted Stock Units 2017-10-01 4 M 0 756 D Common Stock 756 0 D Restricted Stock Units 2017-10-01 4 M 0 780 D Common Stock 780 779 D Restricted Stock Units 2017-10-01 4 M 0 820 D Common Stock 820 1639 D Restricted Stock Units 2017-10-01 4 M 0 951 D Common Stock 951 2850 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. The James R. Edwards and Joan M. Edwards Family Trust UA Aug. 19, 1996, for which the Reporting Person is a co-trustee with his spouse. Represents shares held by the Reporting Person's 401(k). This is the fourth and final of 4 vesting installments of RSUs granted to the Reporting Person on December 12, 2013. This is the third of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2014. The remaining 779 shares from such grant shall vest on October 1, 2018, subject to the Reporting Person's continuous service through each application vesting date. This is the second of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2015. The remaining 1639 shares from such grant shall vest in 2 equal installments on October 1, 2018 and 2019, subject to the Reporting Person's continuous service through such application vesting date. This is the first of 4 vesting installments of RSU's granted to the Reporting Person on November 14, 2016. The remaining 2850 shares from such grant shall vest in 3 equal installments on October 1, 2018, 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date. Angela L. Hartley, Attorney-in-fact for James R. Edwards 2017-10-03