0001179110-16-030370.txt : 20161004
0001179110-16-030370.hdr.sgml : 20161004
20161004184633
ACCESSION NUMBER: 0001179110-16-030370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161001
FILED AS OF DATE: 20161004
DATE AS OF CHANGE: 20161004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUBIC CORP /DE/
CENTRAL INDEX KEY: 0000026076
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 951678055
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9333 BALBOA AVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858 623-0489
MAIL ADDRESS:
STREET 1: PO BOX 85587
CITY: SAN DIEGO
STATE: CA
ZIP: 92186-5587
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FELDMANN BRADLEY H
CENTRAL INDEX KEY: 0001097235
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08931
FILM NUMBER: 161920746
MAIL ADDRESS:
STREET 1: C/O MANTECH INTERNATIONAL CORP
STREET 2: 12015 LEE JACKSON HWY
CITY: FAIRFAX
STATE: VA
ZIP: 22033
4
1
edgar.xml
FORM 4 -
X0306
4
2016-10-01
0
0000026076
CUBIC CORP /DE/
CUB
0001097235
FELDMANN BRADLEY H
9333 BALBOA AVENUE
SAN DIEGO
CA
92123
0
1
0
0
President/CEO
Common Stock
2016-10-01
4
M
0
21991
A
33274
D
Common Stock
2016-10-01
4
F
0
9998
46.81
D
23276
D
Common Stock
3050
I
Feldmann IRA
Common Stock
1243.5154
I
Cubic 401(k)
Common Stock
33
I
The Feldmann Family Trust DTD 04-20-12
Restricted Stock Units
2016-10-01
4
M
0
3325
D
Common Stock
3325
3324
D
Restricted Stock Units
2016-10-01
4
M
0
2273
D
Common Stock
2273
2271
D
Restricted Stock Units
2016-10-01
4
M
0
7712
D
Common Stock
7712
0
D
Restricted Stock Units
2016-10-01
4
M
0
3899
D
Common Stock
3899
7795
D
Restricted Stock Units
2016-10-01
4
M
0
4782
D
Common Stock
4782
14344
D
Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.
Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.
Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which the Reporting Person is the sole owner with full voting and disposition rights.
Represents shares held by the Reporting Person's 401(k).
The Feldmann Family Trust DTD 04-20-2012, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights.
This is the third of 4 vesting installments of RSUs granted to the Reporting Person on July 1, 2014. The remaining 3,324 shares from such grant shall vest on October 1, 2017, subject to the Reporting Person's continuous service through each application vesting date.
This is the third of 4 vesting installments of RSUs granted to the Reporting Person on December 12, 2013. The remaining 2,271 shares from such grant shall vest on October 1, 2017, subject to the Reporting Person's continuous service through each application vesting date.
This is the fourth and final of 4 vesting installments of RSUs granted to the Reporting Person on March 21, 2013.
This is the second of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2014. The remaining 7795 shares from such grant shall vest in 2 equal installments on October 1, 2017 and 2018, subject to the Reporting Person's continuous service through such application vesting date.
This is the first of 4 vesting installments of RSU's granted to the Reporting Person on November 6, 2015. The remaining 14,344 shares from such grant shall vest in 3 equal installments on October 1, 2017, 2018 and 2019, subject to the Reporting Person's continuous service through each application vesting date.
Angela L. Hartley, Attorney-in-fact for, Bradley H. Feldmann
2016-10-04