0001179110-16-030368.txt : 20161004 0001179110-16-030368.hdr.sgml : 20161004 20161004184556 ACCESSION NUMBER: 0001179110-16-030368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZABLE WALTER C CENTRAL INDEX KEY: 0001213081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 161920744 4 1 edgar.xml FORM 4 - X0306 4 2016-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001213081 ZABLE WALTER C 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 Exec. Chairman of the Board Common Stock 2016-10-01 4 M 0 1600 A 1600 D Common Stock 2016-10-01 4 F 0 603 46.81 D 997 D Common Stock 1776748 I The Walter C. Zable Trust U/A/D 2/7/06 Common Stock 24351 I W. Zable GST Trust Common Stock 164229 I Trusts for Reporting Person's Children Restricted Stock Units 2016-10-01 4 M 0 780 D Common Stock 780 0 D Restricted Stock Units 2016-10-01 4 M 0 820 D Common Stock 820 820 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. The Walter C. Zable Trust U/A/D 2/7/06 for which the Reporting Person is sole trustee. W. Zable GST Trust FBO Walker C. Zable dtd 0/18/78 and restated 6/12/07, for which Reporting Person is sole trustee. The reported securities are held in 3 trusts for the Reporting Person's children, for which Reporting Person is sole trustee. This is the second and final of 2 vesting installments of RSUs granted to the Reporting Person on November 6, 2014. This is the first of 2 vesting installments of RSU's granted to the Reporting Person on November 6, 2015. The remaining 820 shares from such grant shall vest on October 1, 2017, subject to the Reporting Person's continuous service through each application vesting date. Angela L. Hartley, Attorney-in-fact for Walter C. Zable 2016-10-04