0001179110-16-030366.txt : 20161004 0001179110-16-030366.hdr.sgml : 20161004 20161004184401 ACCESSION NUMBER: 0001179110-16-030366 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cole Matthew James CENTRAL INDEX KEY: 0001654049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 161920742 MAIL ADDRESS: STREET 1: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 4 1 edgar.xml FORM 4 - X0306 4 2016-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001654049 Cole Matthew James 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 President, CTS - SVP, CORP Common Stock 2016-10-01 4 M 0 2255 A 4795 D Common Stock 2016-10-01 4 F 0 850 46.810 D 3945 D Restricted Stock Units 2016-10-01 4 M 0 253 D Common Stock 253 251 D Restricted Stock Units 2016-10-01 4 M 0 512 D Common Stock 512 0 D Restricted Stock Units 2016-10-01 4 M 0 260 D Common Stock 260 520 D Restricted Stock Units 2016-10-01 4 M 0 1230 D Common Stock 1230 3689 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. This is the third of 4 vesting installments of RSUs granted to the Reporting Person on December 12, 2013. The remaining 251 shares from such grant shall vest on October 1, 2017, subject to the Reporting Person's continuous service through each application vesting date. This is the fourth and final of 4 vesting installments of RSUs granted to the Reporting Person on March 21, 2013. This is the second of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2014. The remaining 520 shares from such grant shall vest in 2 equal installments on October 1, 2017 and 2018, subject to the Reporting Person's continuous service through such application vesting date. This is the first of 4 vesting installments of RSU's granted to the Reporting Person on November 6, 2015. The remaining 3689 shares from such grant shall vest in 3 equal installments on October 1, 2017, 2018 and 2019, subject to the Reporting Person's continuous service through each application vesting date. Angela L. Hartley, attorney-in-fact for Matthew J. Cole 2016-10-04