0001179110-15-013866.txt : 20151005 0001179110-15-013866.hdr.sgml : 20151005 20151005195650 ACCESSION NUMBER: 0001179110-15-013866 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151005 DATE AS OF CHANGE: 20151005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shewmaker Stephen O CENTRAL INDEX KEY: 0001562759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 151144857 BUSINESS ADDRESS: BUSINESS PHONE: 858-505-2216 MAIL ADDRESS: STREET 1: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 4 1 edgar.xml FORM 4 - X0306 4 2015-10-01 1 0000026076 CUBIC CORP /DE/ CUB 0001562759 Shewmaker Stephen O 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 President, CTS and EVP Common Stock 2015-10-01 4 M 0 10016 A 18151 D Common Stock 2015-10-01 4 F 0 3765 40.86 D 14386 D Common Stock 510 I IRA Restricted Stock Units 2015-10-01 4 M 0 1820 D Common Stock 1820 5457 D Restricted Stock Units 2015-10-01 4 M 0 1768 D Common Stock 1768 3536 D Restricted Stock Units 2015-10-01 4 M 0 6428 D Common Stock 6428 6425 D Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock. Represents shares held in Reporting Person's IRA. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. This is the first of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2014. The remaining 5457 shares from such grant shall vest in 3 equal installments on October 1, 2016, 2017 and 2018, subject to the Reporting Person's continuous service through each application vesting date. This is the second of 4 vesting installments of RSUs granted to the Reporting Person on December 12, 2013. The remaining 3534 shares from such grant shall vest in 2 equal installments on October 1, 2016 and 2017, subject to the Reporting Person's continuous service through each application vesting date. This is the third of 4 vesting installments of RSUs granted to the Reporting Person on March 21, 2013. The remaining 6425 shares from such grant shall vest on October 1, 2016, subject to the Reporting Person's continuous service through such application vesting date. Angelal L. Hartley, attorney-in-fact for Stephen O Shewmaker 2015-10-05