0001179110-15-013859.txt : 20151005
0001179110-15-013859.hdr.sgml : 20151005
20151005194124
ACCESSION NUMBER: 0001179110-15-013859
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151001
FILED AS OF DATE: 20151005
DATE AS OF CHANGE: 20151005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUBIC CORP /DE/
CENTRAL INDEX KEY: 0000026076
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 951678055
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9333 BALBOA AVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858 623-0489
MAIL ADDRESS:
STREET 1: PO BOX 85587
CITY: SAN DIEGO
STATE: CA
ZIP: 92186-5587
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMAS JOHN D
CENTRAL INDEX KEY: 0001205549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08931
FILM NUMBER: 151144842
MAIL ADDRESS:
STREET 1: 9333 BALBOA AVENUE
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
4
1
edgar.xml
FORM 4 -
X0306
4
2015-10-01
0
0000026076
CUBIC CORP /DE/
CUB
0001205549
THOMAS JOHN D
9333 BALBOA AVENUE
SAN DIEGO
CA
92123
0
1
0
0
EVP/CFO
Common Stock
2015-10-01
4
M
0
10272
A
10272
D
Common Stock
2015-10-01
4
F
0
3861
40.86
D
6411
D
Common Stock
969.83
I
The John David Thomas 1998 Trust
Common Stock
7214
I
The Thomas Family 2009 Trust
Common Stock
1151.8521
I
Cubic Corporation 401(k)
Restricted Stock Units
2015-10-01
4
M
0
1950
D
Common Stock
1950
5847
D
Restricted Stock Units
2015-10-01
4
M
0
1984
D
Common Stock
1984
3787
D
Restricted Stock Units
2015-10-01
4
M
0
6428
D
Common Stock
6428
6425
D
Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.
Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.
Represents shares held by the John David Thomas 1998 Trust, of which the Reporting Person is the trustee with full voting and disposition rights.
Represents shares held by the Thomas Family 2009 Trust, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights.
This is the first of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2014. The remaining 5847 shares from such grant shall vest in 3 equal installments on October 1, 2016, 2017 and 2018, subject to the Reporting Person's continuous service through each application vesting date.
This is the second of 4 vesting installments of RSUs granted to the Reporting Person on December 12, 2013. The remaining 3787 shares from such grant shall vest in 2 equal installments on October 1, 2016 and 2017, subject to the Reporting Person's continuous service through each application vesting date.
This is the third of 4 vesting installments of RSUs granted to the Reporting Person on March 21, 2013. The remaining 6425 shares from such grant shall vest on October 1, 2016, subject to the Reporting Person's continuous service through such application vesting date.
Represents shares held by the Reporting Person's 401(k)
Angela L. Hartley, attorney-in-fact for John D. Thomas
2015-10-05