0001179110-15-013823.txt : 20151005 0001179110-15-013823.hdr.sgml : 20151005 20151005183028 ACCESSION NUMBER: 0001179110-15-013823 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151005 DATE AS OF CHANGE: 20151005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cole Matthew James CENTRAL INDEX KEY: 0001654049 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 151144593 MAIL ADDRESS: STREET 1: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 3 1 edgar.xml FORM 3 - X0206 3 2015-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001654049 Cole Matthew James 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 Senior Vice President Common Stock 473 D Restricted Stock Units Common Stock 1017 D Restricted Stock Units Common Stock 757 D Restricted Stock Units Common Stock 1040 D Restricted Stock Units Common Stock 1010 D Each restricted stock unit ("RSU") represents a contingent right to receive on share of CUB stock. RSUs granted to the Reporting Person on March 21, 2013. The remaining 1,017 shares from such grant shall vest in 2 equal installments on October 1, 2015 and 2016, subject to the Reporting Person's continuous service through each application vesting date. RSUs granted to the Reporting Person on December 12, 2013. The remaining 757 shares from such grant shall vest in 3 equal installments on October 1, 2015, 2016 and 2017, subject to the Reporting Person's continuous service through each application vesting date. RSUs granted to the Reporting Person on November 6, 2014. The remaining 1,040 shares from such grant shall vest in 4 equal installments on October 1, 2015, 2016, 2017 and 2018, subject to the Reporting Person's continuous service through each application vesting date. The RSUs vest on the date the Board of Directors of CUB certifies CUB's sale growth, EBITDA growth, and return on equity for the three-year performance period ending on September 30, 2016, subject to the reporting person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 40% on sales growth, 30% on EBITDA growth, and 30% on the return on equity achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the reporting person following the vesting date. Angela L. Hartley, attorney-in-fact for Matthew J. Cole 2015-10-05