0001179110-14-016331.txt : 20141110 0001179110-14-016331.hdr.sgml : 20141110 20141110125246 ACCESSION NUMBER: 0001179110-14-016331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141106 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitz David R CENTRAL INDEX KEY: 0001573120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 141207662 MAIL ADDRESS: STREET 1: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 4 1 edgar.xml FORM 4 - X0306 4 2014-11-06 0 0000026076 CUBIC CORP /DE/ CUB 0001573120 Schmitz David R 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 President, CDS and SVP Restricted Stock Unit 2014-11-06 4 A 0 5718 0 A Common Stock 5718 5718 D Restricted Stock Units 2014-11-06 4 A 0 5718 0 A Common Stock 5718 5718 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock. The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and return on equity for the three-year performance period ending on September 30, 2017, subject to the reporting person's continued service with CUB through such vesting date, except as otherwise provided in the application RSU agreement. The RSUs vest based 40% on sales growth, 30% on EBITDA growth, and 30% on the return on equity achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the reporting person following the vesting date. The time-based RSUs vest in four equal installments on each of October 1, 2015, 2016, 2017 and 2018, subject to the reporting person's continued service with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the reporting person following each vesting date. Angela L. Hartley, Attorney-in-fact for David R. Schmitz 2014-11-10