0001179110-14-015109.txt : 20141003 0001179110-14-015109.hdr.sgml : 20141003 20141003190703 ACCESSION NUMBER: 0001179110-14-015109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141001 FILED AS OF DATE: 20141003 DATE AS OF CHANGE: 20141003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Balentine Jimmie L CENTRAL INDEX KEY: 0001562760 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 141141459 BUSINESS ADDRESS: BUSINESS PHONE: 858-505-2216 MAIL ADDRESS: STREET 1: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 4 1 edgar.xml FORM 4 - X0306 4 2014-10-01 1 0000026076 CUBIC CORP /DE/ CUB 0001562760 Balentine Jimmie L 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 President, MSS and EVP Common Stock 1234 I Cubic 401(k) Plan Common Stock 2014-10-01 4 M 0 7817 A 7817 D Common Stock 2014-10-01 4 F 0 2139 46.77 D 5678 D Restricted Stock Unit 2014-10-01 4 M 0 1389 D Common Stock 1389 4166 D Restricted Stock Units 2014-10-01 4 M 0 6428 D Common Stock 6428 12853 D Reflects the issuance of shares of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB common stock. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of RSUs. This is the first of 4 vesting installments of RSUs granted to the Reporting Person on December 12, 2103. The remaining 4,166 shares from such grant shall vest in 3 equal installments on October 1, 2015, 2016 and 2017, subject to the Reporting Person's continuous service through each application vesting date. This is the second of 4 vesting installments of RSUs granted to the Reporting Person on March 21, 2013. The remaining 12,853 shares from such grant shall vest in 2 equal installments on October 1, 2015 and 2016, subject to the Reporting Person's continuous service through each application vesting date. Jimmie L Balentine 2014-10-03