0001179110-14-015100.txt : 20141003 0001179110-14-015100.hdr.sgml : 20141003 20141003185121 ACCESSION NUMBER: 0001179110-14-015100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131001 FILED AS OF DATE: 20141003 DATE AS OF CHANGE: 20141003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZABLE WALTER C CENTRAL INDEX KEY: 0001213081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 141141410 4 1 edgar.xml FORM 4 - X0306 4 2013-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001213081 ZABLE WALTER C 9333 BALBOA AVENUE SAN DIEGO CA 92123 1 1 1 0 Exec. Chairman of the Board Common Stock 2013-10-01 4 M 0 2472 A 2472 D Common Stock 2014-10-01 4 F 0 930 46.77 D 1542 D Common Stock 229297 I Zable Survivors Trust Common Stock 187370 I Zable QTIP Marital Trust Common Stock 32593 I Reverse QTIP Marital Trust Common Stock 16108 I Zable Non QTIP Marital Trust Common Stock 164229 I Trusts for Reporting Persons' Children Common Stock 2376348 I The Walter C. Zable Trust U/A/D 2/7/06 Restricted Stock Units 2014-10-01 4 M 0 758 D Common Stock 2472 757 D Restricted Stock Units` 2014-10-01 4 M 0 1714 D Common Stock 1714 0 D Reflects the issuance of shares of CUB common stock upon vesting of restricted stock units ("RSU"s) . Each RSU granted at that time represented a contingent right to receive one share of CUB common stock. The reported securities are owned by the named trusts of which the Reporting Person is co-trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reported securities are held in 3 trusts for the Reporting Person's children, for which the Reporting Person is Trustee. The Walter C. Zable Trust U/A/D 2/7/06, for which the Reporting Person is Trustee. This is the first of 2 vesting installments of RSUs granted to the Reporting Person on December 12, 2013. The remaining 757 shares shall vest on October 1, 2015, subject to the Reporting Person's continuous service through each application vesting date. Fully releasable. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs. Angela L. Hartley, Attorney-in-fact for Walter C. Zable 2014-10-02