0001179110-13-015262.txt : 20131003 0001179110-13-015262.hdr.sgml : 20131003 20131003175533 ACCESSION NUMBER: 0001179110-13-015262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131001 FILED AS OF DATE: 20131003 DATE AS OF CHANGE: 20131003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shewmaker Stephen O CENTRAL INDEX KEY: 0001562759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 131134897 BUSINESS ADDRESS: BUSINESS PHONE: 858-505-2216 MAIL ADDRESS: STREET 1: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 4 1 edgar.xml FORM 4 - X0306 4 2013-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001562759 Shewmaker Stephen O 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 President, CTS and EVP Common Stock 506 I IRA Common Stock 2013-10-01 4 M 0 6428 53.78 A 6428 D Common Stock 2013-10-01 4 A 0 14 53.78 A 6442 D Common Stock 2013-10-01 4 F 0 2422 53.78 D 4020 D Restricted Stock Units 2013-10-01 4 M 0 6428 D Common Stock 6428 19281 D Reflects the issuance of shares of CUB common stock upon vesting of the first installment of restricted stock units ("RSUs") granted on March 21, 2013. Each RSU granted at that time represented a contingent right to receive one share of CUB common stock. Represents shares issued in respect of dividends that accrued on the shares issuable upon vesting of the RUSs on October 1, 2013, as reported in line 1 of this Form 4. The number of shares of CUB common stock issuable to the Reporting Person was determined on October 1, 2013, based on the aggregate cash dividends declared on CUB's common stock while such RSUs were outstanding, divided by $53.78, representing the closing price per share of CUB common stock on October 1, 2013. Fractional shares that would have been issued based on such calculation have been rounded down. Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of RSUs and issuance of shares of CUB common stock in respect of dividends accrued on the shares underlying such RSUs on October 1, 2013, as reported in lines 1 and 2 of this Form 4. This is the first of four (4) vesting installments of RSUs granted to the Reporting Person on March 21, 2013. The remaining 19,281 of shares from such grant shall vest in three equal installments on October 1, 2014, 2015, and 2016, each case subject to the Reporting Person's continuous service through each application vesting date. Represents shares held in Reporting Person's IRA. Stephen O Shewmaker 2013-10-03