0001179110-13-015261.txt : 20131003
0001179110-13-015261.hdr.sgml : 20131003
20131003175508
ACCESSION NUMBER: 0001179110-13-015261
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131001
FILED AS OF DATE: 20131003
DATE AS OF CHANGE: 20131003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUBIC CORP /DE/
CENTRAL INDEX KEY: 0000026076
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 951678055
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9333 BALBOA AVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858 623-0489
MAIL ADDRESS:
STREET 1: PO BOX 85587
CITY: SAN DIEGO
STATE: CA
ZIP: 92186-5587
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMAS JOHN D
CENTRAL INDEX KEY: 0001205549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08931
FILM NUMBER: 131134894
MAIL ADDRESS:
STREET 1: 9333 BALBOA AVENUE
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
4
1
edgar.xml
FORM 4 -
X0306
4
2013-10-01
0
0000026076
CUBIC CORP /DE/
CUB
0001205549
THOMAS JOHN D
9333 BALBOA AVENUE
SAN DIEGO
CA
92123
0
1
0
0
EVP/CFO
Common Stock
1139
I
Reporting Person's 401(k)
Common Stock
1469
D
Common Stock
2013-10-01
4
M
0
6428
53.78
A
7897
D
Common Stock
2013-10-01
4
A
0
14
53.78
A
7911
D
Common Stock
2013-10-01
4
F
0
2422
53.78
D
5489
D
Restricted Stock Units
2013-10-01
4
M
0
6428
D
Common Stock
6428
19281
D
Reflects the issuance of shares of CUB common stock upon vesting of the first installment of restricted stock units ("RSUs") granted on March 21, 2013. Each RSU granted at that time represented a contingent right to receive one share of CUB common stock.
Represents shares issued in respect of dividends that accrued on the shares issuable upon vesting of the RUSs on October 1, 2013, as reported in line 1 of this Form 4. The number of shares of CUB common stock issuable to the Reporting Person was determined on October 1, 2013, based on the aggregate cash dividends declared on CUB's common stock while such RSUs were outstanding, divided by $53.78, representing the closing price per share of CUB common stock on October 1, 2013. Fractional shares that would have been issued based on such calculation have been rounded down.
Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of RSUs and issuance of shares of CUB common stock in respect of dividends accrued on the shares underlying such RSUs on October 1, 2013, as reported in lines 1 and 2 of this Form 4.
This is the first of four (4) vesting installments of RSUs granted to the Reporting Person on March 21, 2013. The remaining 19,281 of shares from such grant shall vest in three equal installments on October 1, 2014, 2015, and 2016, each case subject to the Reporting Person's continuous service through each application vesting date.
Between January 1, 1999 and September 30, 2013 , the reporting person acquired 1,139 shares of CUB common stock under the CUB 401(k) plan. The information in this report is based on a plan statement dated as of September 30, 2013.
/s/ Angela L. Hartley, Attorney-in-fact for John D. Thomas
2013-10-03