FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/23/2012 |
3. Issuer Name and Ticker or Trading Symbol
CUBIC CORP /DE/ [ CUB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 5,137,047(1)(2) | D | |
Common Stock | 3,217,607(1)(3) | D | |
Common Stock | 275,000(1)(4) | D | |
Common Stock | 130,477(1)(5) | D | |
Common Stock | 50,157(1)(6) | D | |
Common Stock | 16,108(1)(7) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Amounts previously reported on filings by Walter J. Zable founder, Chief Executive Officer and Chairman of the Board of Cubic Corporation. On June 23, 2012, Walter J. Zable, passed away. Following, the death of Walter J. Zable, Karen F. Cox and Walter C. Zable, the daughter and son, respectively, of Walter J. Zable, became co-trustees of the named trusts. |
2. These securities are owned solely by Zable QTIP Marital Trust dated 9/18/1978. |
3. These securities are owned solely by The Survivor's Trust Created Under the Zable Trust Dated 9/18/1978. |
4. These securities are owned solely by the Walter J. Zable Special Trust Dated May 6, 2003. |
5. These securities are owned solely by the Zable Trust Dated September 18, 1978. |
6. These securities are owned solely by the Zable Reverse QTIP Marital Trust Dated 9/18/78. |
7. These securities are owned solely by the Zable Non-QTIP Marital Trust Dated 9/18/78. |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
James R. Edwards, Attorney-in-fact | 07/17/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |