0001104659-19-033088.txt : 20190531 0001104659-19-033088.hdr.sgml : 20190531 20190531144203 ACCESSION NUMBER: 0001104659-19-033088 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 3 13p-1 1.01 20181231 1.02 20181231 FILED AS OF DATE: 20190531 DATE AS OF CHANGE: 20190531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 19869985 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 SD 1 a19-10852_1sd.htm SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

 

Specialized Disclosure Report

 

Cubic Corporation

(Exact name of registrant as specified in its charter)

 

Delaware

 

1-8931

 

95-1678055

(State of incorporation or organization)

 

(Commission File No.)

 

(I.R.S. Employer Identification No.)

 

9333 Balboa Avenue
San Diego, California

 

92123

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (858) 277-6780

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x          Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018.

 

 

 


 

Section 1 — Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

 

Cubic Corporation (the “Company”) is filing this Specialized Disclosure Report (Form SD), including the Conflict Minerals Report attached as Exhibit 1.01 hereto, for the calendar year ended December 31, 2018 to comply with Rule 13p-1 of the Securities Exchange Act of 1934, as amended.  This report is publicly available on the Company’s Website at http://www.cubic.com.  Information on the Company’s website is not and should not be considered part of, nor is it incorporated by reference into, this Form SD.

 

Item 1.02  Exhibit

 

The Company’s Conflict Minerals Report for calendar year 2018 is filed as Exhibit 1.01 of this report and is incorporated herein by reference.

 

Section 2 - Exhibits

 

Item 2.01  Exhibits

 

Exhibit
Number

 

Description of Exhibit

 

 

 

1.01

 

Conflict Minerals Report of Cubic Corporation, as required by Items 1.01 and 1.02 of this Form.

 

2


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 31, 2019

CUBIC CORPORATION

 

 

 

By:

/s/ James R. Edwards

 

Name:

James R. Edwards

 

Title:

Senior Vice President,

 

 

General Counsel and Secretary

 

3


EX-1.01 2 a19-10852_1ex1d01.htm EX-1.01

Exhibit 1.01

 

 

1.              Introduction

 

Cubic Corporation (“Cubic”) is a leading international provider of cost-effective systems and solutions addressing the mass transit and global defense markets’ most pressing challenges.  We have significant transportation and defense industry expertise which, combined with our innovative technology capabilities, contributes to our leading positions with our customers.

 

Cubic’s manufacturing processes use a wide array of products which may contain tin, tantalum, tungsten or gold (collectively known as “3TG”).  As these materials are necessary to the functionality of many Cubic products, our company is dedicated to tracing the origin of these metals.  Cubic is working to ensure our sourcing practices do not support conflict or human rights abuses in the Democratic Republic of the Congo (“DRC”) and surrounding areas (collectively with the DRC, the “Covered Countries”).  Cubic’s statement on supply chain responsibility can be found at https://www.cubic.com/corporate-responsibility.

 

2018 was a year of opportunities as well as challenges.  By the end of this fiscal year, most of our business units were on our new enterprise resource planning (“ERP”) system with the majority of all purchases operating from this system. Cubic also added two new employees in compliance manager and compliance analyst roles.  However, we also continue to encounter some supplier resistance following the SEC’s public statement in April 2017 regarding the SEC’s enforcement priorities, with some suppliers declining to provide information.  Nevertheless, Cubic takes its responsibility as an ethical company seriously, and we continue to perform diligence on our supply chain and report our findings accordingly.

 

2.              Conflict Minerals Disclosure

 

During fiscal year 2018, Cubic and its subsidiary companies have manufactured or contracted to manufacture products for which 3TG is necessary to the functionality or production.  Based on a reasonable country of origin inquiry (“RCOI”) and subsequent due diligence, we have concluded in good faith that Cubic cannot definitively state whether its sourcing practices directly or indirectly funded armed groups in the Covered Countries; however, Cubic does not knowingly contribute to conflict through its sourcing of materials.

 

Internal

 

9333 Balboa Avenue, San Diego, CA 92123 · P.O. Box 85587, San Diego, CA 92186-5587

858-277-6780 · Fax 858-277-1876

www.cubic.com · NYSE: CUB

 


 

Cubic employed a combination of measures to determine whether the necessary 3TG in Cubic’s products originated from the Covered Countries. Cubic’s RCOI methods are discussed in Section 3 of this disclosure.  As a result of these findings, Cubic has exercised and continues to exercise due diligence on the source and chain of custody of 3TG minerals in a manner that conforms to an internationally recognized due diligence framework (the Organization for Economic Cooperation and Development, or “OECD”).  Cubic hereby submits its Conflict Minerals Report as the attached Exhibit 1.01, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”).

 

Cubic determined that 494 vendors were considered in-scope for our RCOI.  In response to our requests for information, we received 145 Conflict Minerals Reporting Templates (“CMRTs”), with an overall response rate of about 39%.  Of the CMRTs returned, 19 stated that their products did not contain Conflict Minerals.

 

The table below shows the number of suppliers who stated that their products contained the 3TG minerals against the number of suppliers who were able to state that all smelters for that mineral were identified:

 

Mineral

 

Suppliers who stated that
their products contain said
mineral

 

Suppliers who stated that their products contain
said mineral and “All smelters identified” for

said mineral

Tantalum

 

59

 

18

Tin

 

112

 

51

Gold

 

106

 

48

Tungsten

 

56

 

18

 

Proper smelter identification continues to be a difficult issue to resolve in conducting diligence. Smelters are often known by different names and smaller smelting operations may not be identified. This year, we were able to identify 330 legitimate smelters and refiners.  Cubic is pleased to report that 79% (261) of the identified smelters are DRC conflict-free and RMAP conformant.  Although Cubic does not have any direct relationships with smelters or refiners (“SORs”), Cubic’s membership with the Responsible Mineral Initiative supports the audit and process development of the remaining 69 identified smelters not yet conformant with the RMAP audit protocol.

 

3.              Cubic’s Reasonable Country of Origin Inquiry

 

To begin the RCOI for this reporting year, Cubic’s Procurement Administrator collected spend reports and purchasing data from each applicable Cubic subsidiary beginning in October of 2018; these subsidiaries are Cubic Defense Applications, Inc; Cubic Simulation Systems, Inc; Cubic Defence New Zealand Limited; Cubic Transportation Systems, Inc., GATR Technologies Inc., and Cubic Mission Solutions.

 

2


 

Cubic’s transition to a company-wide ERP system aided the process of supplier scoping for 3TG by providing a baseline of vendor identification data and commodity/cost data.  As is Cubic’s standard process, the commodity list is reviewed by our Engineering team to determine which commodities would contain 3TG.  Using this list as a basis, suppliers are sorted by whether they are in-scope of our RCOI and arranged by total cost of items provided that likely contain 3TG.

 

Cubic grouped suppliers into three separate groups based on risk level.  Risk Levels were assigned to suppliers based on either (i) amount of spend, or (ii) purchase order line item count.  Risk Level 1 is comprised of suppliers that make up the 77% of in-scope spend for the fiscal year; Risk Level 2 includes suppliers up to 85% of total in-scope spend; and Risk Level 3 accounts for the remaining 15% of in-scope spend.  This risk grouping allowed Cubic to prioritize diligence.

 

Once the grouping was complete, Cubic’s Compliance Analyst requested in-scope suppliers to report their 3TG sourcing information on the most recent revision (5.11) of the industry standard CMRT provided by the RMI (Responsible Mineral Initiative).   Due to constraints on the system used in previous years, Cubic decided to forgo its use of the software solution it had been using.  Although this was considered an improvement to Cubic’s process, it did require an immediate increase in workload by requiring Cubic’s compliance team to email suppliers individually as well as process and compile each CMRT individually.

 

As in past years, Cubic encountered some resistance from distributors, who frequently state that they do not track that information. In addition, this year we received several responses stating that conflict minerals reporting is no longer a legal requirement and that they would not comply with our request. As compliance with these requests is mandated by our standard terms and conditions, Cubic continued to engage with these suppliers and stress the importance of our requirements.

 

The table below illustrates the breakdown of supplier responses containing a CMRT:

 

Contains 3TG from
DRC

 

Does not contain
3TG from DRC

 

3TG Source Unknown

 

No Conflict Minerals
Present

Tantalum

 

 

 

 

 

 

23

 

13

 

16

 

60

Tin

 

 

 

 

 

 

35

 

41

 

19

 

15

Gold

 

 

 

 

 

 

18

 

46

 

28

 

19

Tungsten

 

 

 

 

 

 

21

 

14

 

15

 

62

 

3


 

Conflict Minerals Report

 

I.                                        Cubic’s Exercise of Due Diligence under the OECD Guidance.

 

Cubic’s due diligence process is modeled after the 3rd Edition of the Organization for Economic Cooperation and Development Due Diligence Guidance for Responsible Supply Chains, Supplements on Tin, Tantalum, Tungsten, and Gold (“OECD Guidance”).  The OECD Guidance highlights the importance of risk assessment and mitigation, supplier and smelter engagement, and the identification of red flags in the supply chain.

 

Due to the high non-response or incomplete response rate of several Cubic suppliers coupled with Cubic’s downstream position in the supply chain, Cubic has relied heavily on industry initiatives, such as the RMI CMRT and its membership in the Responsible Mineral Initiative in order to ascertain the origin of the minerals in the components Cubic purchases.  Cubic continues to explore ways to increase its participation in these industry efforts in order to facilitate a greater transparency and more open communication from mine to manufacturer.

 

A.            Strong Company Management Systems.

 

Cubic has adopted a supply chain policy entitled Corporate Social Responsibility in Supply Chain Management which is based on the OECD Model Supply Chain Policy.  This policy sets forth Cubic’s commitment to avoiding doing business with any company sourcing from the DRC or otherwise contributing to armed conflict or human rights abuses anywhere in the world.  It also sets forth a summary of Cubic’s diligence process as detailed below:

 

I.                                         PURPOSE

 

Cubic Corporation recognizes the significant adverse impacts of procuring goods that fund human rights abuses. As a responsible corporate citizen, we take a stand to respect human rights and not contribute to global conflict in the way we do business. Cubic has developed this policy on Corporate Responsibility in Supply Chain Management to set forth its commitment to refrain from any action which contributes to the financing of conflict or which supports or encourages unlawful labor practices, and to comply with relevant United Nations sanctions resolutions and, where applicable, domestic laws implementing such resolutions.

 

II.                                     SCOPE

 

This Policy is applicable to all Cubic companies.

 

4


 

III.                                 POLICY

 

A.             Serious Abuses in the Trade of Minerals and Risk Management

 

Cubic will neither tolerate, nor by any means profit from, contribute to, assist with, or facilitate the commission by any party of:

 

1.              any forms of torture, cruel, inhuman, and degrading treatment;

2.              the recruitment, harboring, transportation, provision, or obtaining of a person for:

 

a.              labor or services or slavery through the use of force, fraud, or coercion for the purposes of subjection to involuntary servitude, peonage, debt bondage; or

b.              the services of a commercial sex act through the use of force, fraud, or coercion, or in which the person induced to perform such an act has not attained 18 years of age

 

3.              the worst forms of child labor, and any child labor that is exploitative and/or interferes with a child’s ability to participate in required schooling;

4.              other gross human rights violations and abuses such as widespread sexual violence;

5.              war crimes or other serious violations of international humanitarian law, crimes against humanity, or genocide.

 

We will immediately suspend or discontinue engagement with any supplier where we identify a reasonable risk that it is sourcing from, or linked to, any party committing serious abuses as defined in this paragraph.

 

B.             Direct or Indirect Support to Non-State Armed Groups and Risk Management

 

Cubic will not tolerate any direct or indirect support to non-state armed groups through the extraction, transport, trade, handling, or export of minerals. “Direct or indirect support” includes, but is not limited to, procuring minerals from, making payments to or otherwise providing logistical assistance or equipment to, non-state armed groups or their affiliates who:

 

1.              Illegally control mine sites or otherwise control transportation routes, points where minerals are traded, and upstream actors in the supply chain; or

2.              Illegally tax or extort money or minerals at points of access to mine sites, along transportation routes or at points where minerals are traded; or

3.              Illegally tax or extort intermediaries, export companies, or international traders.

 

5


 

We will immediately suspend or discontinue engagement of any supplier where we identify a reasonable risk that they are sourcing from, or linked to, any party providing direct or indirect support to non-state armed groups as defined in this paragraph.

 

C.            Supply Chain Diligence

 

To aid in the fight against human rights abuses, Cubic has developed diligence frameworks based on the OECD Due Diligence Guidance on Responsible Supply Chains to target the use of conflict minerals in funding non-state armed groups as well as human trafficking in our supply chain worldwide. These frameworks are unique; however, both programs involve supplier audits and certifications; risk analysis, verification, and mitigation; diligence; training (both internal and external); and public reporting. Supplier certification is required in order to do business with Cubic.

 

D.            Conflict Minerals

 

Cubic’s manufacturing operations often require the use of components containing tantalum, tin, tungsten, and gold (“3TG”). Regardless of their country of origin, these minerals are known as “conflict minerals.” Cubic strives to procure components that are not manufactured using conflict minerals that directly or indirectly fund non-state armed groups. To achieve this goal, Cubic has implemented procedures to conduct diligence on and analyze its supply chain. This diligence includes periodic supplier visits, conducting an onsite Supplier Business Survey with questions on supply chain compliance, and annual country of origin inquiries. These inquiries consist of contacting Cubic’s suppliers of components containing 3TG and inquiring as to the country of origin of their component parts. Cubic maintains this information in a database so it can easily ascertain whether a certain supplier provides conflict-free components to Cubic.

 

Cubic also requires suppliers to supply conflict-free materials to Cubic, and to provide records evidencing the conflict-free status of the materials upon our request.

 

As Cubic continues to improve its supply chain processes, Cubic has amended and improved its policy to reflect current best practices in fuller detail in accordance with OECD guidance and its policy is publicly available on its website (via the link to this filing). Cubic has also either amended or is in the process of amending U.S. and International terms and condition to require our suppliers to source only from conflict-free smelters and mines, and to provide us confirming information upon request.

 

In accordance with the OECD Guidance, Cubic has assigned senior level representatives from procurement and legal to oversee and jointly run its Conflict Minerals Team. Part of the Team’s legal function is to periodically report to the Board to outline current status of RCOI, diligence, and overall compliance efforts. Cubic continues to improve its communication processes and ensure availability of resources to support the Conflict Minerals Team and its overall supply chain compliance efforts.

 

6


 

To further improve upon Cubic’s processes, Cubic created two new roles specifically oriented towards and tasked with the continuous improvement and maintenance of our supply chain compliance program: a Compliance Analyst, and a Compliance Manager (to whom the Compliance Analyst reports). This newly created compliance team brings a wealth of best practice knowledge around ethical sourcing in the supply chain. Our Compliance Analyst recently presented at the 2019 Institute for Supply Management annual conference in Houston, Texas, on emerging practice on addressing slavery in corporate supply chains.

 

Supplier training on supply chain diligence and legal compliance is again planned for the next reporting year, which would be conducted by the Conflict Minerals team (consisting of the Compliance Manager, Compliance Analyst and Senior Counsel) and provide information and guidance on developing ethical sourcing programs, including how to develop policies, pass down requirements to suppliers, and analyze CMRTs.

 

We have established a dedicated email address for employee and supplier questions or concerns on conflict minerals and included that email address in the training seminars. Senior management’s goal is to create and maintain awareness around conflict minerals and supply chain transparency generally and to continue to live our core value of “Doing The Right Thing” in all procurement activities.

 

B.            Identifying and Assessing Risks in the Supply Chain.

 

Cubic has historically encountered considerable difficulty in identifying upstream suppliers in its supply chain. This is because Cubic purchases many components necessary to its products from large distribution companies which are not subject to Rule 13p-1. Those distribution companies often purchase their stock of components from other distributors, and chain of custody and origin information is not being passed through the distribution network.

 

This reporting year, Cubic continued to identify and assess supply chain risks using our Conflict Minerals Playbook, which contains lists of identifiable red flags that require follow up and the level and nature of the risk each red flag presents. We discovered a number of red flags in our supplier CMRTs and were able to analyze them in the framework of our Playbook and follow up accordingly, including instruction to engage more upstream suppliers and request information from them.  We still plan to strengthen our risk assessment mechanisms as we continue to improve our compliance program.

 

C.            Responding to Identified Risks.

 

Cubic continues to work with its direct suppliers and distributors to reach further upstream and engage those upstream companies in a more effective way — namely, to avoid the use of non-Conflict Free Smelters and move towards sourcing from Conflict Free Smelters only. Cubic sometimes requires obsolete parts which limit our choice of suppliers; however, these parts were generally manufactured prior to the conflict mineral rule’s cut-off date and any 3TG in them would therefore be considered outside of the scope of Section 1502 of the Dodd-Frank Act.

 

7


 

All the relevant supplier compliance documentation is housed on a dedicated file share website where quality, procurement and legal employees can easily check or reference the documentation.  We continue to work on a system where supplier ratings will be more informative and complete and will allow us to act accordingly when presented with red flags during the diligence process.

 

D.            Third Party Audits.

 

Due to Cubic’s position as a downstream manufacturer, Cubic does not have any direct relationships with smelters or refiners. To help support the third-party audit work done by RMI, Cubic became a member of RMI (then CFSI) in 2014 and remained a member throughout this reporting period and presently. Cubic considers third party audits by the RMI to be vital to the continued development of the mining industry in the Democratic Republic of the Congo and will continue to support RMI audit initiatives.

 

E.             Annual Reporting on Supply Chain Diligence.

 

Cubic is committed to compliance with Rule 13p-1 not only as a legal requirement, but as a responsible business practice. We strive for transparency in our supply chain and will present our diligence and risk findings annually, as well as provide details about our ongoing efforts on our website at https://www.cubic.com/corporate-responsibility. Cubic is also trying to improve the quality and nature of existing information about smelters, so we have included our own research notes on each smelter within the CMRT we provide our own customers.

 

II.                                   Manufacturing and Product Information.

 

Cubic has not been able to ascertain with certainty the origin of all the 3TG minerals necessary to the production of its products. These minerals are present in all of the electronics Cubic manufactures (specific products and components which contain 3TG are mentioned below in conjunction with the manufacturing facility mentioned).  Tin is used as a base for solder on all circuit boards, wires and cables, and in alloys; tantalum is the primary mineral component in capacitors; gold is a non-corrosive lead on circuit boards and connectors; and tungsten is used in wire or as counterweights.  This is just a sample of the many uses for these minerals in Cubic’s products and is not exhaustive.  As nearly all of Cubic’s products lines depend on 3TG minerals, all of these product lines are similarly affected. Cubic maintains manufacturing facilities in San Diego, California; Tijuana, Mexico; Tullahoma, Tennessee; Orlando, FL; Auckland, New Zealand; and Salfords, Redhill in the United Kingdom (“UK”).

 

Cubic’s facilities in San Diego, Tijuana, Orlando, and Auckland are dedicated to manufacturing processes for Cubic’s defense-related businesses. The Tijuana facility supports manufacturing for both the defense and the transportation business. These four facilities manufacture systems and components for its air, ground, and virtual training systems, data links, and personnel locator systems. Tijuana also manufactures hardware and cabling to support Cubic’s transportation business’s point-of-sale and farebox devices.

 

8


 

GATR Technologies in Huntsville, Alabama manufactures inflatable, portable satellite communication antennas. GATR’s location in Ashburn, Virginia manufactures a range of rugged deployable and tactical communications products including specialized gateways to vehicular telematics systems.

 

Cubic’s facility in Tullahoma is the primary manufacturing location for Cubic Transportation Systems. The Tullahoma facility manufactures Cubic’s point-of-sale and farebox devices, driver control units, gates, ticket validators, vending devices, back office encoders, and depot computers.

 

Cubic’s facility in the UK performs light manufacturing work, such as installing upgrades or repairing equipment.

 

III.                              Cubic’s Supply Chain/Countries of Origin Identified.

 

Cubic’s diligence process revealed that many of its responding suppliers provide Cubic with products which are sourced from recycled and scrap, as well as from conflict-free smelters. Without the software solution used in previous years, supplier data gathering, compiling and cleansing was done manually by our Compliance Analyst.  The processing of 24,884 lines of smelter data was made more manageable with an excel file created by our Compliance Analyst that validates incorrect data using previous year’s smelter analysis.  This in-depth analysis produced a list of 330 legitimate smelters. However, as mentioned above, we were encouraged by the high representation of conflict-free smelters in our supplier CMRTs.

 

Cubic’s current process identified the following RMI conformant or LBMA-certified smelters (LBMA has added a materials traceability element to their certification process which meets the requirements of the RMI Conformance Program):

 

9


 

GOLD

 

Advanced Chemical Company

 

UNITED STATES OF AMERICA

 

CID000015

Aida Chemical Industries Co., Ltd.

 

JAPAN

 

CID000019

Allgemeine Gold-und Silberscheideanstalt A.G.

 

GERMANY

 

CID000035

Almalyk Mining and Metallurgical Complex (AMMC)

 

UZBEKISTAN

 

CID000041

AngloGold Ashanti Corrego do Sitio Mineracao

 

BRAZIL

 

CID000058

Argor-Heraeus S.A.

 

SWITZERLAND

 

CID000077

Asahi Pretec Corp.

 

JAPAN

 

CID000082

Asaka Riken Co., Ltd.

 

JAPAN

 

CID000090

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

TURKEY

 

CID000103

Aurubis AG

 

GERMANY

 

CID000113

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

PHILIPPINES

 

CID000128

Boliden AB

 

SWEDEN

 

CID000157

C. Hafner GmbH + Co. KG

 

GERMANY

 

CID000176

Caridad

 

MEXICO

 

CID000180

CCR Refinery - Glencore Canada Corporation

 

CANADA

 

CID000185

Cendres + Metaux S.A.

 

SWITZERLAND

 

CID000189

Yunnan Copper Industry Co., Ltd.

 

CHINA

 

CID000197

Chimet S.p.A.

 

ITALY

 

CID000233

Chugai Mining

 

JAPAN

 

CID000264

Daejin Indus Co., Ltd.

 

KOREA, REPUBLIC OF

 

CID000328

Daye Non-Ferrous Metals Mining Ltd.

 

CHINA

 

CID000343

DSC (Do Sung Corporation)

 

KOREA, REPUBLIC OF

 

CID000359

DODUCO Contacts and Refining GmbH

 

GERMANY

 

CID000362

Dowa

 

JAPAN

 

CID000401

Eco-System Recycling Co., Ltd.

 

JAPAN

 

CID000425

OJSC Novosibirsk Refinery

 

RUSSIAN FEDERATION

 

CID000493

Refinery of Seemine Gold Co., Ltd.

 

CHINA

 

CID000522

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

 

CHINA

 

CID000651

Hangzhou Fuchunjiang Smelting Co., Ltd.

 

CHINA

 

CID000671

HeeSung Metal Ltd.

 

KOREA, REPUBLIC OF

 

CID000689

Heimerle + Meule GmbH

 

GERMANY

 

CID000694

Heraeus Metals Hong Kong Ltd.

 

CHINA

 

CID000707

Heraeus Precious Metals GmbH & Co. KG

 

GERMANY

 

CID000711

Hunan Chenzhou Mining Co., Ltd.

 

CHINA

 

CID000767

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

 

CHINA

 

CID000773

HwaSeong CJ CO., LTD.

 

KOREA, REPUBLIC OF

 

CID000778

 

10


 

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

 

CHINA

 

CID000801

Ishifuku Metal Industry Co., Ltd.

 

JAPAN

 

CID000807

Istanbul Gold Refinery

 

TURKEY

 

CID000814

Japan Mint

 

JAPAN

 

CID000823

Jiangxi Copper Co., Ltd.

 

CHINA

 

CID000855

Asahi Refining USA Inc.

 

UNITED STATES OF AMERICA

 

CID000920

Asahi Refining Canada Ltd.

 

CANADA

 

CID000924

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

RUSSIAN FEDERATION

 

CID000927

JSC Uralelectromed

 

RUSSIAN FEDERATION

 

CID000929

JX Nippon Mining & Metals Co., Ltd.

 

JAPAN

 

CID000937

Kazakhmys Smelting LLC

 

KAZAKHSTAN

 

CID000956

Kazzinc

 

KAZAKHSTAN

 

CID000957

Kennecott Utah Copper LLC

 

UNITED STATES OF AMERICA

 

CID000969

Kojima Chemicals Co., Ltd.

 

JAPAN

 

CID000981

Kyrgyzaltyn JSC

 

KYRGYZSTAN

 

CID001029

L’azurde Company For Jewelry

 

SAUDI ARABIA

 

CID001032

Lingbao Gold Co., Ltd.

 

CHINA

 

CID001056

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

 

CHINA

 

CID001058

LS-NIKKO Copper Inc.

 

KOREA, REPUBLIC OF

 

CID001078

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

 

CHINA

 

CID001093

Materion

 

UNITED STATES OF AMERICA

 

CID001113

Matsuda Sangyo Co., Ltd.

 

JAPAN

 

CID001119

Metalor Technologies (Suzhou) Ltd.

 

CHINA

 

CID001147

Metalor Technologies (Hong Kong) Ltd.

 

CHINA

 

CID001149

Metalor Technologies (Singapore) Pte., Ltd.

 

SINGAPORE

 

CID001152

Metalor Technologies S.A.

 

SWITZERLAND

 

CID001153

Metalor USA Refining Corporation

 

UNITED STATES OF AMERICA

 

CID001157

Metalurgica Met-Mex Penoles S.A. De C.V.

 

MEXICO

 

CID001161

Mitsubishi Materials Corporation

 

JAPAN

 

CID001188

Mitsui Mining and Smelting Co., Ltd.

 

JAPAN

 

CID001193

Moscow Special Alloys Processing Plant

 

RUSSIAN FEDERATION

 

CID001204

Nadir Metal Rafineri San. Ve Tic. A.S.

 

TURKEY

 

CID001220

Navoi Mining and Metallurgical Combinat

 

UZBEKISTAN

 

CID001236

Nihon Material Co., Ltd.

 

JAPAN

 

CID001259

Elemetal Refining, LLC

 

UNITED STATES OF AMERICA

 

CID001322

 

11


 

Ohura Precious Metal Industry Co., Ltd.

 

JAPAN

 

CID001325

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)

 

RUSSIAN FEDERATION

 

CID001326

PAMP S.A.

 

SWITZERLAND

 

CID001352

Penglai Penggang Gold Industry Co., Ltd.

 

CHINA

 

CID001362

Prioksky Plant of Non-Ferrous Metals

 

RUSSIAN FEDERATION

 

CID001386

PT Aneka Tambang (Persero) Tbk

 

INDONESIA

 

CID001397

PX Precinox S.A.

 

SWITZERLAND

 

CID001498

Rand Refinery (Pty) Ltd.

 

SOUTH AFRICA

 

CID001512

Royal Canadian Mint

 

CANADA

 

CID001534

Sabin Metal Corp.

 

UNITED STATES OF AMERICA

 

CID001546

Samduck Precious Metals

 

KOREA, REPUBLIC OF

 

CID001555

Samwon Metals Corp.

 

KOREA, REPUBLIC OF

 

CID001562

Schone Edelmetaal B.V.

 

NETHERLANDS

 

CID001573

SEMPSA Joyeria Plateria S.A.

 

SPAIN

 

CID001585

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

 

CHINA

 

CID001619

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

 

CHINA

 

CID001622

Sichuan Tianze Precious Metals Co., Ltd.

 

CHINA

 

CID001736

SOE Shyolkovsky Factory of Secondary Precious Metals

 

RUSSIAN FEDERATION

 

CID001756

Solar Applied Materials Technology Corp.

 

TAIWAN, PROVINCE OF CHINA

 

CID001761

Sumitomo Metal Mining Co., Ltd.

 

JAPAN

 

CID001798

Tanaka Kikinzoku Kogyo K.K.

 

JAPAN

 

CID001875

Great Wall Precious Metals Co., Ltd. of CBPM

 

CHINA

 

CID001909

The Refinery of Shandong Gold Mining Co., Ltd.

 

CHINA

 

CID001916

Tokuriki Honten Co., Ltd.

 

JAPAN

 

CID001938

Tongling Nonferrous Metals Group Co., Ltd.

 

CHINA

 

CID001947

Torecom

 

KOREA, REPUBLIC OF

 

CID001955

Umicore Brasil Ltda.

 

BRAZIL

 

CID001977

Umicore S.A. Business Unit Precious Metals Refining

 

BELGIUM

 

CID001980

United Precious Metal Refining, Inc.

 

UNITED STATES OF AMERICA

 

CID001993

Valcambi S.A.

 

SWITZERLAND

 

CID002003

Western Australian Mint (T/a The Perth Mint)

 

AUSTRALIA

 

CID002030

Yamakin Co., Ltd.

 

JAPAN

 

CID002100

Yokohama Metal Co., Ltd.

 

JAPAN

 

CID002129

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

CHINA

 

CID002224

Gold Refinery of Zijin Mining Group Co., Ltd.

 

CHINA

 

CID002243

 

12


 

Morris and Watson

 

NEW ZEALAND

 

CID002282

SAFINA A.S.

 

CZECH REPUBLIC

 

CID002290

Guangdong Jinding Gold Limited

 

CHINA

 

CID002312

Umicore Precious Metals Thailand

 

THAILAND

 

CID002314

Geib Refining Corporation

 

UNITED STATES OF AMERICA

 

CID002459

MMTC-PAMP India Pvt., Ltd.

 

INDIA

 

CID002509

Republic Metals Corporation

 

UNITED STATES OF AMERICA

 

CID002510

KGHM Polska Miedz Spolka Akcyjna

 

POLAND

 

CID002511

Fidelity Printers and Refiners Ltd.

 

ZIMBABWE

 

CID002515

Singway Technology Co., Ltd.

 

TAIWAN, PROVINCE OF CHINA

 

CID002516

Shandong Humon Smelting Co., Ltd.

 

CHINA

 

CID002525

Al Etihad Gold LLC

 

UNITED ARAB EMIRATES

 

CID002560

Emirates Gold DMCC

 

UNITED ARAB EMIRATES

 

CID002561

International Precious Metal Refiners

 

UNITED ARAB EMIRATES

 

CID002562

Kaloti Precious Metals

 

UNITED ARAB EMIRATES

 

CID002563

Sudan Gold Refinery

 

SUDAN

 

CID002567

T.C.A S.p.A

 

ITALY

 

CID002580

Remondis Argentia B.V.

 

NETHERLANDS

 

CID002582

Fujairah Gold FZE

 

UNITED ARAB EMIRATES

 

CID002584

Tony Goetz NV

 

BELGIUM

 

CID002587

Korea Zinc Co., Ltd.

 

KOREA, REPUBLIC OF

 

CID002605

Marsam Metals

 

BRAZIL

 

CID002606

TOO Tau-Ken-Altyn

 

KAZAKHSTAN

 

CID002615

Abington Reldan Metals, LLC

 

UNITED STATES OF AMERICA

 

CID002708

SAAMP

 

FRANCE

 

CID002761

L’Orfebre S.A.

 

ANDORRA

 

CID002762

8853 S.p.A.

 

ITALY

 

CID002763

Italpreziosi

 

ITALY

 

CID002765

SAXONIA Edelmetalle GmbH

 

GERMANY

 

CID002777

WIELAND Edelmetalle GmbH

 

GERMANY

 

CID002778

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

 

AUSTRIA

 

CID002779

AU Traders and Refiners

 

SOUTH AFRICA

 

CID002850

GCC Gujrat Gold Centre Pvt. Ltd.

 

INDIA

 

CID002852

Sai Refinery

 

INDIA

 

CID002853

Universal Precious Metals Refining Zambia

 

ZAMBIA

 

CID002854

Modeltech Sdn Bhd

 

MALAYSIA

 

CID002857

 

13


 

Bangalore Refinery

 

INDIA

 

CID002863

Kyshtym Copper-Electrolytic Plant ZAO

 

RUSSIAN FEDERATION

 

CID002865

Morris and Watson Gold Coast

 

AUSTRALIA

 

CID002866

Degussa Sonne / Mond Goldhandel GmbH

 

GERMANY

 

CID002867

Pease & Curren

 

UNITED STATES OF AMERICA

 

CID002872

SungEel HiMetal Co., Ltd.

 

KOREA, REPUBLIC OF

 

CID002918

Planta Recuperadora de Metales SpA

 

CHILE

 

CID002919

Safimet S.p.A

 

ITALY

 

CID002973

State Research Institute Center for Physical Sciences and Technology

 

LITHUANIA

 

CID003153

African Gold Refinery

 

UGANDA

 

CID003185

NH Recytech Company

 

KOREA, REPUBLIC OF

 

CID003189

DS PRETECH Co., Ltd.

 

KOREA, REPUBLIC OF

 

CID003195

QG Refining, LLC

 

UNITED STATES OF AMERICA

 

CID003324

Dijllah Gold Refinery FZC

 

UNITED ARAB EMIRATES

 

CID003348

 

Mine locations: Argentina, Australia, Azerbaijan, Brazil, Bulgaria, Burkina Faso, Canada, Chile, Colombia, Dominican Republic, Ecuador, Germany, Ghana, Guinea, Hong Kong, India, Indonesia, Italy, Japan, Kenya, Kyrgyz Republic, Liberia, Malaysia, Mauritania, Mexico, Mongolia, Peru, Philippines, Russian Federation, Saudi Arabia, Singapore, South Africa, Sweden, Switzerland, Taiwan, Tanzania, Turkey, United States of America, Uzbekistan, Zambia, Zimbabwe, and countries identified as L1, L2, L3 and “Covered Countries.”

 

TIN:

 

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

 

CHINA

 

CID000228

Jiangxi Ketai Advanced Material Co., Ltd.

 

CHINA

 

CID000244

CNMC (Guangxi) PGMA Co., Ltd.

 

CHINA

 

CID000278

Alpha

 

UNITED STATES OF AMERICA

 

CID000292

CV Gita Pesona

 

INDONESIA

 

CID000306

PT Aries Kencana Sejahtera

 

INDONESIA

 

CID000309

PT Premium Tin Indonesia

 

INDONESIA

 

CID000313

CV United Smelting

 

INDONESIA

 

CID000315

Dowa

 

JAPAN

 

CID000402

EM Vinto

 

BOLIVIA (PLURINATIONAL STATE OF)

 

CID000438

Estanho de Rondonia S.A.

 

BRAZIL

 

CID000448

Fenix Metals

 

POLAND

 

CID000468

 

14


 

Gejiu Non-Ferrous Metal Processing Co., Ltd.

 

CHINA

 

CID000538

Gejiu Zili Mining And Metallurgy Co., Ltd.

 

CHINA

 

CID000555

Huichang Jinshunda Tin Co., Ltd.

 

CHINA

 

CID000760

Gejiu Kai Meng Industry and Trade LLC

 

CHINA

 

CID000942

China Tin Group Co., Ltd.

 

CHINA

 

CID001070

Malaysia Smelting Corporation (MSC)

 

MALAYSIA

 

CID001105

Metallic Resources, Inc.

 

UNITED STATES OF AMERICA

 

CID001142

Mineracao Taboca S.A.

 

BRAZIL

 

CID001173

Minsur

 

PERU

 

CID001182

Mitsubishi Materials Corporation

 

JAPAN

 

CID001191

Jiangxi New Nanshan Technology Ltd.

 

CHINA

 

CID001231

O.M. Manufacturing (Thailand) Co., Ltd.

 

THAILAND

 

CID001314

Operaciones Metalurgical S.A.

 

BOLIVIA (PLURINATIONAL STATE OF)

 

CID001337

PT Artha Cipta Langgeng

 

INDONESIA

 

CID001399

PT Babel Inti Perkasa

 

INDONESIA

 

CID001402

PT Babel Surya Alam Lestari

 

INDONESIA

 

CID001406

PT Bangka Tin Industry

 

INDONESIA

 

CID001419

PT Belitung Industri Sejahtera

 

INDONESIA

 

CID001421

PT Bukit Timah

 

INDONESIA

 

CID001428

PT DS Jaya Abadi

 

INDONESIA

 

CID001434

PT Eunindo Usaha Mandiri

 

INDONESIA

 

CID001438

PT Karimun Mining

 

INDONESIA

 

CID001448

PT Mitra Stania Prima

 

INDONESIA

 

CID001453

PT Panca Mega Persada

 

INDONESIA

 

CID001457

PT Prima Timah Utama

 

INDONESIA

 

CID001458

PT Refined Bangka Tin

 

INDONESIA

 

CID001460

PT Sariwiguna Binasentosa

 

INDONESIA

 

CID001463

PT Stanindo Inti Perkasa

 

INDONESIA

 

CID001468

PT Sumber Jaya Indah

 

INDONESIA

 

CID001471

PT Timah (Persero) Tbk Kundur

 

INDONESIA

 

CID001477

PT Timah (Persero) Tbk Mentok

 

INDONESIA

 

CID001482

PT Tinindo Inter Nusa

 

INDONESIA

 

CID001490

PT Tommy Utama

 

INDONESIA

 

CID001493

Rui Da Hung

 

TAIWAN, PROVINCE OF CHINA

 

CID001539

Soft Metais Ltda.

 

BRAZIL

 

CID001758

Thaisarco

 

THAILAND

 

CID001898

 

15


 

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

 

CHINA

 

CID001908

White Solder Metalurgia e Mineracao Ltda.

 

BRAZIL

 

CID002036

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

 

CHINA

 

CID002158

Yunnan Tin Company Limited

 

CHINA

 

CID002180

CV Venus Inti Perkasa

 

INDONESIA

 

CID002455

Magnu’s Minerais Metais e Ligas Ltda.

 

BRAZIL

 

CID002468

PT Tirus Putra Mandiri

 

INDONESIA

 

CID002478

Melt Metais e Ligas S.A.

 

BRAZIL

 

CID002500

PT ATD Makmur Mandiri Jaya

 

INDONESIA

 

CID002503

O.M. Manufacturing Philippines, Inc.

 

PHILIPPINES

 

CID002517

PT Inti Stania Prima

 

INDONESIA

 

CID002530

CV Ayi Jaya

 

INDONESIA

 

CID002570

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

 

VIET NAM

 

CID002572

Nghe Tinh Non-Ferrous Metals Joint Stock Company

 

VIET NAM

 

CID002573

Tuyen Quang Non-Ferrous Metals Joint Stock Company

 

VIET NAM

 

CID002574

CV Dua Sekawan

 

INDONESIA

 

CID002592

CV Tiga Sekawan

 

INDONESIA

 

CID002593

An Vinh Joint Stock Mineral Processing Company

 

VIET NAM

 

CID002703

Resind Industria e Comercio Ltda.

 

BRAZIL

 

CID002706

Super Ligas

 

BRAZIL

 

CID002756

Metallo Belgium N.V.

 

BELGIUM

 

CID002773

Metallo Spain S.L.U.

 

SPAIN

 

CID002774

PT Bangka Prima Tin

 

INDONESIA

 

CID002776

PT Sukses Inti Makmur

 

INDONESIA

 

CID002816

PT Kijang Jaya Mandiri

 

INDONESIA

 

CID002829

 

 

VIET NAM

 

CID002834

PT Menara Cipta Mulia

 

INDONESIA

 

CID002835

HuiChang Hill Tin Industry Co., Ltd.

 

CHINA

 

CID002844

Gejiu Fengming Metallurgy Chemical Plant

 

CHINA

 

CID002848

Guanyang Guida Nonferrous Metal Smelting Plant

 

CHINA

 

CID002849

Modeltech Sdn Bhd

 

MALAYSIA

 

CID002858

Gejiu Jinye Mineral Company

 

CHINA

 

CID002859

PT Lautan Harmonis Sejahtera

 

INDONESIA

 

CID002870

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

 

CHINA

 

CID003116

Chifeng Dajingzi Tin Industry Co., Ltd.

 

CHINA

 

CID003190

PT Bangka Serumpun

 

INDONESIA

 

CID003205

Pongpipat Company Limited

 

MYANMAR

 

CID003208

Tin Technology & Refining

 

UNITED STATES OF AMERICA

 

CID003325

 

16


 

Mine Locations: Australia, Bolivia, Brazil, Central Africa, China, Democratic Republic of the Congo, Estonia, Indonesia, Laos, Malaysia, Morocco, Myanmar, Nigeria, Peru, Portugal, Rwanda, Thailand, Turkey, Uganda, Viet Nam, and countries identified as L1 and L3.

 

TUNGSTEN

 

A.L.M.T. TUNGSTEN Corp.

 

JAPAN

 

CID000004

Kennametal Huntsville

 

UNITED STATES OF AMERICA

 

CID000105

Guangdong Xianglu Tungsten Co., Ltd.

 

CHINA

 

CID000218

Chongyi Zhangyuan Tungsten Co., Ltd.

 

CHINA

 

CID000258

Fujian Jinxin Tungsten Co., Ltd.

 

CHINA

 

CID000499

Global Tungsten & Powders Corp.

 

UNITED STATES OF AMERICA

 

CID000568

Hunan Chenzhou Mining Co., Ltd.

 

CHINA

 

CID000766

Hunan Chunchang Nonferrous Metals Co., Ltd.

 

CHINA

 

CID000769

Japan New Metals Co., Ltd.

 

JAPAN

 

CID000825

Ganzhou Huaxing Tungsten Products Co., Ltd.

 

CHINA

 

CID000875

Kennametal Fallon

 

UNITED STATES OF AMERICA

 

CID000966

Tejing (Vietnam) Tungsten Co., Ltd.

 

VIET NAM

 

CID001889

Vietnam Youngsun Tungsten Industry Co., Ltd.

 

VIET NAM

 

CID002011

Wolfram Bergbau und Hutten AG

 

AUSTRIA

 

CID002044

Xiamen Tungsten Co., Ltd.

 

CHINA

 

CID002082

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 

CHINA

 

CID002095

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

 

CHINA

 

CID002313

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

 

CHINA

 

CID002315

Jiangxi Yaosheng Tungsten Co., Ltd.

 

CHINA

 

CID002316

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

 

CHINA

 

CID002317

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

 

CHINA

 

CID002318

Malipo Haiyu Tungsten Co., Ltd.

 

CHINA

 

CID002319

Xiamen Tungsten (H.C.) Co., Ltd.

 

CHINA

 

CID002320

Jiangxi Gan Bei Tungsten Co., Ltd.

 

CHINA

 

CID002321

Ganzhou Seadragon W & Mo Co., Ltd.

 

CHINA

 

CID002494

 

17


 

Asia Tungsten Products Vietnam Ltd.

 

VIET NAM

 

CID002502

Chenzhou Diamond Tungsten Products Co., Ltd.

 

CHINA

 

CID002513

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

 

CHINA

 

CID002535

Ganzhou Yatai Tungsten Co., Ltd.

 

CHINA

 

CID002536

H.C. Starck Tungsten GmbH

 

GERMANY

 

CID002541

H.C. Starck Smelting GmbH & Co. KG

 

GERMANY

 

CID002542

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

 

VIET NAM

 

CID002543

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

 

CHINA

 

CID002551

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

 

CHINA

 

CID002579

Niagara Refining LLC

 

UNITED STATES OF AMERICA

 

CID002589

Ganzhou Haichuang Tungsten Co., Ltd.

 

CHINA

 

CID002645

Jiangxi Dayu Longxintai Tungsten Co., Ltd.

 

CHINA

 

CID002647

Hydrometallurg, JSC

 

RUSSIAN FEDERATION

 

CID002649

Unecha Refractory metals plant

 

RUSSIAN FEDERATION

 

CID002724

South-East Nonferrous Metal Company Limited of Hengyang City

 

CHINA

 

CID002815

Philippine Chuangxin Industrial Co., Inc.

 

PHILIPPINES

 

CID002827

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

 

CHINA

 

CID002830

ACL Metais Eireli

 

BRAZIL

 

CID002833

Woltech Korea Co., Ltd.

 

KOREA, REPUBLIC OF

 

CID002843

Moliren Ltd.

 

RUSSIAN FEDERATION

 

CID002845

Hunan Litian Tungsten Industry Co., Ltd.

 

CHINA

 

CID003182

 

Mine locations: Australia, Austria, Bolivia, Burundi, Cambodia, Canada, China, Democratic Republic of the Congo, Georgia, Peru, Portugal, Russian Federation, Rwanda, Spain, Thailand, United States of America, Viet Nam, and countries identified as L1 and L3.

 

TANTALUM

 

Asaka Riken Co., Ltd.

 

JAPAN

 

CID000092

Changsha South Tantalum Niobium Co., Ltd.

 

CHINA

 

CID000211

Guangdong Rising Rare Metals-EO Materials Ltd.

 

CHINA

 

CID000291

Duoluoshan

 

CHINA

 

CID000410

Exotech Inc.

 

UNITED STATES OF AMERICA

 

CID000456

 

18


 

F&X Electro-Materials Ltd.

 

CHINA

 

CID000460

Guangdong Zhiyuan New Material Co., Ltd.

 

CHINA

 

CID000616

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

CHINA

 

CID000914

Jiujiang Tanbre Co., Ltd.

 

CHINA

 

CID000917

LSM Brasil S.A.

 

BRAZIL

 

CID001076

Metallurgical Products India Pvt., Ltd.

 

INDIA

 

CID001163

Mineracao Taboca S.A.

 

BRAZIL

 

CID001175

Mitsui Mining and Smelting Co., Ltd.

 

JAPAN

 

CID001192

NPM Silmet AS

 

ESTONIA

 

CID001200

Ningxia Orient Tantalum Industry Co., Ltd.

 

CHINA

 

CID001277

QuantumClean

 

UNITED STATES OF AMERICA

 

CID001508

RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.

 

CHINA

 

CID001522

Solikamsk Magnesium Works OAO

 

RUSSIAN FEDERATION

 

CID001769

Taki Chemical Co., Ltd.

 

JAPAN

 

CID001869

Telex Metals

 

UNITED STATES OF AMERICA

 

CID001891

Ulba Metallurgical Plant JSC

 

KAZAKHSTAN

 

CID001969

Yichun Jin Yang Rare Metal Co., Ltd.

 

CHINA

 

CID002307

Hengyang King Xing Lifeng New Materials Co., Ltd.

 

CHINA

 

CID002492

D Block Metals, LLC

 

UNITED STATES OF AMERICA

 

CID002504

FIR Metals & Resource Ltd.

 

CHINA

 

CID002505

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

 

CHINA

 

CID002506

XinXing HaoRong Electronic Material Co., Ltd.

 

CHINA

 

CID002508

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

 

CHINA

 

CID002512

KEMET Blue Metals

 

MEXICO

 

CID002539

H.C. Starck Co., Ltd.

 

THAILAND

 

CID002544

H.C. Starck Tantalum and Niobium GmbH

 

GERMANY

 

CID002545

H.C. Starck Hermsdorf GmbH

 

GERMANY

 

CID002547

H.C. Starck Inc.

 

UNITED STATES OF AMERICA

 

CID002548

H.C. Starck Ltd.

 

JAPAN

 

CID002549

H.C. Starck Smelting GmbH & Co. KG

 

GERMANY

 

CID002550

 

19


 

Global Advanced Metals Boyertown

 

UNITED STATES OF AMERICA

 

CID002557

Global Advanced Metals Aizu

 

JAPAN

 

CID002558

KEMET Blue Powder

 

UNITED STATES OF AMERICA

 

CID002568

Resini Industria e Comercio Ltda.

 

BRAZIL

 

CID002707

Jiangxi Tuohong New Raw Material

 

CHINA

 

CID002842

Power Resources Ltd.

 

MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF

 

CID002847

Jiujiang Janny New Material Co., Ltd.

 

CHINA

 

CID003191

Asaka Riken Co., Ltd.

 

JAPAN

 

CID000092

Changsha South Tantalum Niobium Co., Ltd.

 

CHINA

 

CID000211

Guangdong Rising Rare Metals-EO Materials Ltd.

 

CHINA

 

CID000291

Duoluoshan

 

CHINA

 

CID000410

Exotech Inc.

 

UNITED STATES OF AMERICA

 

CID000456

F&X Electro-Materials Ltd.

 

CHINA

 

CID000460

Guangdong Zhiyuan New Material Co., Ltd.

 

CHINA

 

CID000616

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

CHINA

 

CID000914

Jiujiang Tanbre Co., Ltd.

 

CHINA

 

CID000917

LSM Brasil S.A.

 

BRAZIL

 

CID001076

Metallurgical Products India Pvt., Ltd.

 

INDIA

 

CID001163

Mineracao Taboca S.A.

 

BRAZIL

 

CID001175

Mitsui Mining and Smelting Co., Ltd.

 

JAPAN

 

CID001192

NPM Silmet AS

 

ESTONIA

 

CID001200

Ningxia Orient Tantalum Industry Co., Ltd.

 

CHINA

 

CID001277

QuantumClean

 

UNITED STATES OF AMERICA

 

CID001508

RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.

 

CHINA

 

CID001522

Solikamsk Magnesium Works OAO

 

RUSSIAN FEDERATION

 

CID001769

Taki Chemical Co., Ltd.

 

JAPAN

 

CID001869

Telex Metals

 

UNITED STATES OF AMERICA

 

CID001891

Ulba Metallurgical Plant JSC

 

KAZAKHSTAN

 

CID001969

Yichun Jin Yang Rare Metal Co., Ltd.

 

CHINA

 

CID002307

Hengyang King Xing Lifeng New Materials Co., Ltd.

 

CHINA

 

CID002492

 

20


 

D Block Metals, LLC

 

UNITED STATES OF AMERICA

 

CID002504

FIR Metals & Resource Ltd.

 

CHINA

 

CID002505

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

 

CHINA

 

CID002506

XinXing HaoRong Electronic Material Co., Ltd.

 

CHINA

 

CID002508

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

 

CHINA

 

CID002512

KEMET Blue Metals

 

MEXICO

 

CID002539

H.C. Starck Co., Ltd.

 

THAILAND

 

CID002544

H.C. Starck Tantalum and Niobium GmbH

 

GERMANY

 

CID002545

H.C. Starck Hermsdorf GmbH

 

GERMANY

 

CID002547

H.C. Starck Inc.

 

UNITED STATES OF AMERICA

 

CID002548

H.C. Starck Ltd.

 

JAPAN

 

CID002549

H.C. Starck Smelting GmbH & Co. KG

 

GERMANY

 

CID002550

Global Advanced Metals Boyertown

 

UNITED STATES OF AMERICA

 

CID002557

Global Advanced Metals Aizu

 

JAPAN

 

CID002558

KEMET Blue Powder

 

UNITED STATES OF AMERICA

 

CID002568

Resind Industria e Comercio Ltda.

 

BRAZIL

 

CID002707

Jiangxi Tuohong New Raw Material

 

CHINA

 

CID002842

Power Resources Ltd.

 

MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF

 

CID002847

Jiujiang Janny New Material Co., Ltd.

 

CHINA

 

CID003191

Asaka Riken Co., Ltd.

 

JAPAN

 

CID000092

Changsha South Tantalum Niobium Co., Ltd.

 

CHINA

 

CID000211

Guangdong Rising Rare Metals-EO Materials Ltd.

 

CHINA

 

CID000291

Duoluoshan

 

CHINA

 

CID000410

Exotech Inc.

 

UNITED STATES OF AMERICA

 

CID000456

 

Mine locations: Australia, Bolivia, Brazil, Burundi, Canada, China, Democratic Republic of the Congo, Ethiopia, India, Japan, Kazakhstan, Mozambique, Namibia, Nigeria, Russian Federation, Rwanda, Sierra Leone, Tanzania, United States of America, Zimbabwe, and countries identified as L1, L2 and L3.

 

21


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