-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HT40o+ZLgI7CvuRP4dYwT582XKUMcoJ35yT+VmWTbRAHCMXCU56T2vZYUUU5IkUY P+GS+vVdN7rHdHFsFKYnfA== 0001047469-98-025703.txt : 19980630 0001047469-98-025703.hdr.sgml : 19980630 ACCESSION NUMBER: 0001047469-98-025703 CONFORMED SUBMISSION TYPE: NT 11-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980629 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NT 11-K SEC ACT: SEC FILE NUMBER: 001-08931 FILM NUMBER: 98656055 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 6192776780 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 NT 11-K 1 FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12B-25 NOTIFICATION OF LATE FILING 1-8931 Commission File Number 229669 10 6 CUSIP Number (CHECK ONE): / / Form 10-K / / Form 20-F /X/ Form 11-K / / Form 10-Q / / Form N-SAR For Period Ended: December 31, 1997 / / Transition Report on Form 10-K / / Transition Report on Form 20-F / / Transition Report on Form 11-K / / Transition Report on Form 10-Q / / Transition Report on Form N-SAR For the Transition Period Ended: ____________________________________________ READ INSTRUCTION (ON BACK PAGE) BEFORE PREPARING FORM. PLEASE PRINT OR TYPE. NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS VERIFIED ANY INFORMATION CONTAINED HEREIN. If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: - ------------------------------------------------------------------------------ PART I -- REGISTRANT INFORMATION CUBIC CORPORATION - ------------------------------------------------------------------------------ Full Name of Registrant - ------------------------------------------------------------------------------ Former Name if Applicable 9333 Balboa Avenue - ------------------------------------------------------------------------------ Address of Principal Executive Office (Street and Number) San Diego, CA 92123 - ------------------------------------------------------------------------------ City, State and Zip Code PART II -- RULES 12B-25(B) AND (C) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) /X/ (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, or Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b- 25(c) has been attached if applicable. PART III -- NARRATIVE State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. DUE TO THE TIMING AND DIFFICULTY OF THE REPORTING PROCESS AND INDEPENDENT ACCOUNTANT EXAMINATION, THE ADDITIONAL EXPENSE WOULD BE UNREASONABLE. INFORMATION NECESSARY TO COMPLETE THE CUBIC APPLICATIONS, INC. 401(K) RETIREMENT PLAN FINANCIAL STATEMENTS AND SCHEDULES, PREPARED IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES AND THE FINANCIAL REPORTING REQUIREMENTS OF ERISA, CANNOT BE OBTAINED FROM THE TRUSTEE WITHOUT UNREASONABLE EFFORT AND EXPENSE IN TIME TO MEET FILING REQUIREMENTS. PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification. William C. Stewart, Jr. (619) 505-2276 - ------------------------------------------------------------------------------ (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). / / Yes /X/ No 1996 FORM 11-K - ------------------------------------------------------------------------------ (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? / / Yes /X/ No 2 If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. - ------------------------------------------------------------------------------ CUBIC CORPORATION (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date: June 30, 1998 By: /s/ William C. Stewart, Jr. --------------------------------------------- William C. Stewart, Jr. Vice President, Secretary and General Counsel 3 -----END PRIVACY-ENHANCED MESSAGE-----