EX-1.02 3 a14-13659_1ex1d02.htm EX-1.02

Exhibit 1.02

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD-Exhibit 1.02

CM Processing Facilities

 

Conflict
Mineral

 

Facility

 

Location

Gold

 

Aida chemical industries Co.,Ltd.

 

JAPAN

Gold

 

Almalyk Mining and Metallurgical Complex (AMMC)

 

UZBEKISTAN

Gold

 

Anhui Tongling non-ferrous Pioneer Metals Corporation

 

CHINA

Gold

 

Ans

 

AUSTRALIA

Gold

 

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

TURKEY

Gold

 

Aurubis,Norddeutsche Affinererie AG

 

GERMANY

Gold

 

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

PHILIPPINES

Gold

 

Boliden AB

 

SWEDEN

Gold

 

C.Uyemura & CO.,Ltd

 

JAPAN

Gold

 

Caridad

 

MEXICO

Gold

 

Cendres & Métaux SA

 

SWITZERLAND

Gold

 

Central Bank of the DPR of Korea

 

KOREA, REPUBLIC OF

Gold

 

Central Bank of the Philippines Gold Refinery & Mint

 

PHILIPPINES

Gold

 

CHALCO Yunnan Copper Co. Ltd.

 

CHINA

Gold

 

china cold international resources corp.ltd

 

CHINA

Gold

 

China Golddeal

 

CHINA

Gold

 

China Sino-Platinum Metals Co.,Ltd

 

CHINA

Gold

 

Chugai Mining

 

JAPAN

Gold

 

Codelco

 

CHILE

Gold

 

Cooson Sempsa

 

SPAIN

Gold

 

Daejin Indus Co. Ltd

 

KOREA, REPUBLIC OF

Gold

 

DaeryungENC

 

KOREA, REPUBLIC OF

Gold

 

Daye Nonferrous

 

CHINA

Gold

 

Do Sung Corporation

 

KOREA, REPUBLIC OF

Gold

 

Dongguan Standard Electronic Material.Co.,Ltd

 

CHINA

Gold

 

FSE Novosibirsk Refinery

 

RUSSIAN FEDERATION

Gold

 

Gold Mining in Shandong(Laizhou)

 

CHINA

Gold

 

gong an ju

 

CHINA

Gold

 

Guandong Jinding Material co., Ltd.

 

CHINA

Gold

 

Guangdong Jin Xian Gao Xin Cai Liao Gong Si

 

CHINA

 

1



 

Gold

 

GuangZHou Jin Ding

 

CHINA

Gold

 

Harima Smelter

 

JAPAN

Gold

 

Heesung Catalysts Corp

 

KOREA, REPUBLIC OF

Gold

 

Henan Zhongyuan Refinery & Henan San Men Xia

 

CHINA

Gold

 

Heraeus Metals New York

 

UNITED STATES

Gold

 

Heraeus Precious Metals North America

 

UNITED STATES

Gold

 

Heraeus Zhaoyuan(Changshu)Electronic

 

CHINA

Gold

 

Hisikari Mine

 

JAPAN

Gold

 

Hunan Chenzhou Mining Group Co. Ltd.

 

CHINA

Gold

 

Hwasung CJ Co. Ltd

 

KOREA, REPUBLIC OF

Gold

 

Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited

 

CHINA

Gold

 

Japan Mint

 

JAPAN

Gold

 

Jhonson Mattehey

 

UNITED STATES

Gold

 

Jiangxi Copper Company Limited

 

CHINA

Gold

 

Jinlong Copper Co., Ltd.

 

CHINA

Gold

 

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

RUSSIAN FEDERATION

Gold

 

JSC Uralectromed

 

RUSSIAN FEDERATION

Gold

 

Kazakhmys

 

KAZAKHSTAN

Gold

 

Kazzinc Ltd

 

KAZAKHSTAN

Gold

 

Korea Metal Co. Ltd

 

KOREA, REPUBLIC OF

Gold

 

Kunshan Jinli chemical industry reagents co.,Ltd.

 

CHINA

Gold

 

Kyrgyzaltyn JSC

 

KYRGYZSTAN

Gold

 

L’ azurde Company For Jewelry

 

SAUDI ARABIA

Gold

 

La Caridad

 

MEXICO

Gold

 

LBMA

 

GERMANY

Gold

 

Lingao Gold

 

CHINA

Gold

 

Lingbao Jinyuan tonghu

 

CHINA

Gold

 

LS-Nikko Copper Inc

 

KOREA, REPUBLIC OF

Gold

 

Luoyang ZIJIN YINHUI Gold Smelting Co. Ltd.

 

CHINA

Gold

 

Malaysia Smelting Corporation Berhad

 

MALAYSIA

Gold

 

Met-Mex Peñoles, S.A.

 

MEXICO

Gold

 

Minsur

 

PERU

Gold

 

MK Electron

 

KOREA, REPUBLIC OF

Gold

 

Moscow Special Alloys Processing Plant

 

RUSSIAN FEDERATION

Gold

 

N.E.Chemcat Corporation

 

JAPAN

Gold

 

Nadir Metal Rafineri San. Ve Tic. A.Ş.

 

TURKEY

Gold

 

Navoi Mining and Metallurgical Combinat

 

UZBEKISTAN

Gold

 

Niihama Nickel Refinery

 

JAPAN

Gold

 

Novosibirsk

 

RUSSIAN FEDERATION

Gold

 

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)

 

RUSSIAN FEDERATION

 

2



 

Gold

 

OJSC Kolyma Refinery

 

RUSSIAN FEDERATION

Gold

 

PAN PACIFIC COPPER CO., LTD.

 

JAPAN

Gold

 

PM Sales Inc.

 

UNITED STATES

Gold

 

Prioksky Plant of Non-Ferrous Metals

 

RUSSIAN FEDERATION

Gold

 

PT Aneka Tambang (Persero) Tbk

 

INDONESIA

Gold

 

PT Timah

 

INDONESIA

Gold

 

Public Security Bureau

 

CHINA

Gold

 

PX Précinox SA

 

SWITZERLAND

Gold

 

Realized the enterprise co., ltd.

 

CHINA

Gold

 

rui sheng

 

INDONESIA

Gold

 

Sabin Metal Corp.

 

UNITED STATES

Gold

 

Samdok Metal

 

KOREA, REPUBLIC OF

Gold

 

SAMWON METALS Corp.

 

KOREA, REPUBLIC OF

Gold

 

Schone Edelmetaal

 

NETHERLANDS

Gold

 

Scotia Mocatta

 

HONG KONG

Gold

 

Shandong Gold Ming CO.,LTD

 

CHINA

Gold

 

Shandong Tiancheng Biological Gold Industrial Co., Ltd

 

CHINA

Gold

 

Shandong Zhaojin Gold & Silver Refinery Co. Ltd

 

CHINA

Gold

 

SHANGHAI GOLD EXCHANGE

 

CHINA

Gold

 

Shen Mao Solder(m)Sdn Bhd

 

MALAYSIA

Gold

 

Shenxhen Tiancheng Chemical Co Ltd

 

CHINA

Gold

 

So Accurate Refining Group

 

UNITED STATES

Gold

 

SOE Shyolkovsky Factory of Secondary Precious Metals

 

RUSSIAN FEDERATION

Gold

 

Sojitz

 

JAPAN

Gold

 

Solartech

 

CHINA

Gold

 

Soochow University’s

 

CHINA

Gold

 

Standard Bank

 

HONG KONG

Gold

 

Sumitomo Metal Mining Co. Ltd.

 

AUSTRALIA

Gold

 

Sumitomo Metal Mining Co. Ltd.

 

CHILE

Gold

 

Sumitomo Metal Mining Co. Ltd.

 

PERU

Gold

 

Suzhou Xingrui Noble

 

CHINA

Gold

 

Technic Inc

 

UNITED STATES

Gold

 

The Great Wall Gold and Silver Refinery of China

 

CHINA

Gold

 

THE HUTTI GOLD MINES CO.LTD

 

INDIA

Gold

 

Timah Company

 

INDONESIA

Gold

 

Tokuriki Honten Co. Ltd

 

JAPAN

Gold

 

TongLing Nonferrous Metals Group Holdings Co;Ltd

 

CHINA

Gold

 

Torecom

 

KOREA, REPUBLIC OF

Gold

 

Transaction authorities in Chaina

 

CHINA

Gold

 

UBS AG Bahnhofstr.

 

SWITZERLAND

Gold

 

Umicore Brasil Ltda

 

BRAZIL

 

3



 

Gold

 

Williams Bufalo

 

UNITED STATES

Gold

 

Xstrata Canada Corporation

 

CANADA

Gold

 

YAMAMOTO PRECIOUS METAL CO., LTD.

 

JAPAN

Gold

 

Yantai Zhaojin Kanfort Precious Metals Inc

 

CHINA

Gold

 

Yantai Zhaojin Precious Metals Co., Ltd.

 

CHINA

Gold

 

Yokohama Metal Co Ltd

 

JAPAN

Gold

 

Yoo Chang Metal

 

KOREA, REPUBLIC OF

Gold

 

Yunnan Chengfeng

 

CHINA

Gold

 

Yunnan Tin Company Limited

 

CHINA

Gold

 

Zhaojin Gold & Silver Refinery Co.,Ltd

 

CHINA

Gold

 

Zhaojin Gold & Silver Refinery Co.,Ltd

 

CHINA

Gold

 

Zhaojin refining

 

CHINA

Gold

 

Zhongshan Public Security Bureau, Guangdong Province ,China

 

CHINA

Gold

 

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

CHINA

Gold

 

Zhonshan Public Security Bureau Guangdong

 

CHINA

Gold

 

Zijin Mining Group Co. Ltd

 

CHINA

Gold

 

公安局

 

CHINA

Gold

 

Dongguan Jin Shi Bao Electronic Components, Ltd

 

CHINA

Tantalum

 

Gannon & Scott

 

UNITED STATES

Tantalum

 

King-Tan Tantalum Industry Ltd

 

CHINA

Tantalum

 

Niotan

 

UNITED STATES

Tantalum

 

RFH

 

CHINA

Tin

 

5N PLUS

 

GERMANY

Tin

 

AIM

 

CANADA

Tin

 

Amalgamated Metals Corporation

 

UNITED KINGDOM

Tin

 

American Iron and Metal

 

CANADA

Tin

 

An Xin Xuan Xin Yue You Se Jin Shu Co.Ltd

 

CHINA

Tin

 

Assaf Conductors Ltd.

 

UNITED STATES

Tin

 

ATI Metalworking Products

 

UNITED STATES

Tin

 

Best Metals

 

BRAZIL

Tin

 

Butterworth

 

MALAYSIA

Tin

 

China Tin Group Co.,Ltd

 

CHINA

Tin

 

China Tin Smelter Co. Ltd.

 

CHINA

Tin

 

CNMC (Guangxi) PGMA Co. Ltd

 

CHINA

Tin

 

Cookson

 

UNITED STATES

Tin

 

Cooper Santa

 

BRAZIL

Tin

 

CV DS Jaya Abadi

 

INDONESIA

Tin

 

CV Duta Putra Bangka

 

INDONESIA

Tin

 

CV Gita Pesona

 

INDONESIA

Tin

 

CV JusTindo

 

INDONESIA

Tin

 

CV Makmur Jaya

 

INDONESIA

Tin

 

CV Nurjanah

 

INDONESIA

 

4



 

Tin

 

CV Prima Timah Utama

 

INDONESIA

Tin

 

CV Serumpun Sebalai

 

INDONESIA

Tin

 

CV United Smelting

 

INDONESIA

Tin

 

Dae Kil

 

KOREA, REPUBLIC OF

Tin

 

Daewoo International

 

KOREA, REPUBLIC OF

Tin

 

EM Vinto

 

BOLIVIA

Tin

 

Feinhütte Halsbrücke GmbH

 

GERMANY

Tin

 

Fenix Metals

 

POLAND

Tin

 

FSE Novosibirsk Refinery

 

RUSSIAN FEDERATION

Tin

 

Gejiu Zi-Li

 

CHINA

Tin

 

Gold Bell Group

 

CHINA

Tin

 

Goodway

 

TBD

Tin

 

Grant Manufacturing and Alloying

 

UNITED STATES

Tin

 

Hana-High Metal

 

Malaysia

Tin

 

Heraeus Ltd Hong Kong

 

CHINA

Tin

 

Heraeus Materials Technology GmbH&Co.KG

 

GERMANY

Tin

 

Heraeus Precious Metals GmbH & Co. KG

 

GERMANY

Tin

 

Huichang Jinshunda Tin Co. Ltd

 

CHINA

Tin

 

Hyundai-Steel

 

KOREA, REPUBLIC OF

Tin

 

IBF IND Brasileira de Ferroligas Ltda

 

BRAZIL

Tin

 

Indonesian State Tin Corporation

 

INDONESIA

Tin

 

Indonesian Tin Ingot

 

INDONESIA

Tin

 

International Wire Group, Inc

 

UNITED STATES

Tin

 

Jean Goldschmidt International

 

BELGIUM

Tin

 

Jiangxi Nanshan

 

CHINA

Tin

 

Kai Unita Trade Limited Liability Company

 

CHINA

Tin

 

Kalas Wire

 

UNITED STATES

Tin

 

Ketabang

 

INDONESIA

Tin

 

KOKI JAPAN

 

JAPAN

Tin

 

KOVOHUTĚ PŘÍBRAM NÁSTUPNICKÁ, A.S.

 

CZECH REPUBLIC

Tin

 

Kundur Smelter

 

INDONESIA

Tin

 

Lingbao Jinyuan tonghu

 

CHINA

Tin

 

Linwu Xianggui Smelter Co

 

CHINA

Tin

 

Liuzhou China Tin

 

CHINA

Tin

 

MCP Metal Specialist Inc.

 

UNITED KINGDOM

Tin

 

Metallo Chimique

 

BELGIUM

Tin

 

Mimmetal

 

CHINA

Tin

 

Ming Li Jia smelt Metal Factory

 

CHINA

Tin

 

Minmetals Ganzhou Tin Co. Ltd.

 

CHINA

Tin

 

Nathan Trotter

 

UNITED STATES

Tin

 

NGHE TIN NON-FERROUS METAL

 

VIET NAM

Tin

 

Nihon Kagaku Sangyo Co., Ltd

 

JAPAN

 

5



 

Tin

 

Nippon Filler Metals Ltd

 

JAPAN

Tin

 

Novosibirsk

 

RUSSIAN FEDERATION

Tin

 

Poongsan Corporation

 

KOREA, REPUBLIC OF

Tin

 

Posco

 

KOREA, REPUBLIC OF

Tin

 

PT Alam Lestari Kencana

 

INDONESIA

Tin

 

PT Artha Cipta Langgeng

 

INDONESIA

Tin

 

PT Babel Inti Perkasa

 

INDONESIA

Tin

 

PT Babel Surya Alam Lestari

 

INDONESIA

Tin

 

PT Bangka Kudai Tin

 

INDONESIA

Tin

 

PT Bangka Putra Karya

 

INDONESIA

Tin

 

PT Bangka Timah Utama Sejahtera

 

INDONESIA

Tin

 

PT Bangka Tin Industry

 

INDONESIA

Tin

 

PT Belitung Industri Sejahtera

 

INDONESIA

Tin

 

PT BilliTin Makmur Lestari

 

INDONESIA

Tin

 

PT DS Jaya Abadi

 

INDONESIA

Tin

 

PT Eunindo Usaha Mandiri

 

INDONESIA

Tin

 

PT Fang Di MulTindo

 

INDONESIA

Tin

 

PT HP Metals Indonesia

 

INDONESIA

Tin

 

PT Indra Eramulti Logam industri

 

INDONESIA

Tin

 

PT Karimun Mining

 

INDONESIA

Tin

 

PT Koba Tin

 

INDONESIA

Tin

 

PT Mitra Stania Prima

 

INDONESIA

Tin

 

PT Panca Mega

 

INDONESIA

Tin

 

PT Refined Banka Tin

 

INDONESIA

Tin

 

PT Sariwiguna Binasentosa

 

INDONESIA

Tin

 

PT Seirama Tin investment

 

INDONESIA

Tin

 

PT Stanindo Inti Perkasa

 

INDONESIA

Tin

 

PT Sumber Jaya Indah

 

INDONESIA

Tin

 

PT Timah Nusantara

 

INDONESIA

Tin

 

PT Tinindo Inter Nusa

 

INDONESIA

Tin

 

PT Tommy Utama

 

INDONESIA

Tin

 

PT Yinchendo Mining Industry

 

INDONESIA

Tin

 

PT. Supra Sukses Trinusa

 

INDONESIA

Tin

 

PT.DS JAYA ABADI

 

INDONESIA

Tin

 

Pure Technology

 

RUSSIAN FEDERATION

Tin

 

Rohm & Hass

 

CHINA

Tin

 

Rohm and Hass

 

Taiwan

Tin

 

Rui Da Hung

 

TAIWAN

Tin

 

SA Minsur

 

PERU

Tin

 

Samhwa Non-Ferrous Metal. Inc Co.,Ltd

 

KOREA, REPUBLIC OF

Tin

 

SENJU METAL INDUSTRY CO.,LTD.

 

JAPAN

Tin

 

SGS BOLIVIA S.A.

 

BOLIVIA

Tin

 

Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd.

 

CHINA

Tin

 

ShangHai YueQiang Metal Products Co., LTD

 

CHINA

 

6



 

Tin

 

Soft Metals Ltda

 

BRAZIL

Tin

 

SOLDER COAT CO.,LTD.

 

JAPAN

Tin

 

Taicang City Nancang Metal Meterial Co.,Ltd

 

CHINA

Tin

 

Tanaka Kikinzoku kogyo K.K.

 

JAPAN

Tin

 

Thailand Smelting & Refining Co., Ltd

 

Thailand

Tin

 

TIMAH

 

INDONESIA

Tin

 

Tong Ding Metal Company. Ltd.

 

CHINA

Tin

 

Unvertical International(Suzhou)Co.,Ltd

 

CHINA

Tin

 

Westfalenzinn

 

GERMANY

Tin

 

Wilhelm Westmetall, Germany

 

TBD

Tin

 

Wind Yunnan Nonferrous Metals Co.,Ltd.

 

CHINA

Tin

 

Wu Xi Shi Yi Zheng Ji Xie She Bei

 

CHINA

Tin

 

wuxi yunxi

 

CHINA

Tin

 

XiHai

 

CHINA

Tin

 

Yantai Zhaojin Precious Metals Co., Ltd.

 

CHINA

Tin

 

Yifeng Tin Industry (Chenzhou) Co Ltd

 

CHINA

Tin

 

YTMM

 

CHINA

Tin

 

Yunnan Chengfeng

 

CHINA

Tin

 

YunXi

 

CHINA

Tin

 

Zhuhai Horyison Solder Co.,Ltd

 

CHINA

Tin

 

Bright-E Electronic Technology Limited

 

CHINA

Tungsten

 

A.L.M.T. Corp.

 

JAPAN

Tungsten

 

Air Products

 

UNITED STATES

Tungsten

 

Allied Material

 

JAPAN

Tungsten

 

ALMT

 

CHINA

Tungsten

 

ATI

 

UNITED STATES

Tungsten

 

ATI Tungsten Materials

 

UNITED STATES

Tungsten

 

Buffalo Tungsten

 

Jiangxi, China

Tungsten

 

Chaozhou Xianglu Tungsten Industry Co Ltd

 

CHINA

Tungsten

 

China Minmetals Corp.

 

CHINA

Tungsten

 

China Minmetals Nonferrous Metals Co Ltd

 

CHINA

Tungsten

 

Chongyi Zhangyuan Tungsten Co Ltd

 

CHINA

Tungsten

 

Dayu Weiliang Tungsten Co., Ltd.

 

CHINA

Tungsten

 

FUJIAN JINXIN TUNGSTEN CO.,LTD

 

CHINA

Tungsten

 

Ganzhou Grand Sea W & Mo Group Co Ltd

 

CHINA

Tungsten

 

Global Tungsten & Powders Corp

 

UNITED STATES

Tungsten

 

Golden Egret

 

CHINA

Tungsten

 

HC Starck GmbH

 

GERMANY

Tungsten

 

Hitachi Metals, Ltd.,Yasugi Works

 

JAPAN

Tungsten

 

Hunan Chenzhou Mining Group Co

 

CHINA

Tungsten

 

Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd.

 

CHINA

Tungsten

 

Japan New Metal

 

JAPAN

Tungsten

 

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

 

CHINA

Tungsten

 

Jiangxi Rare Earth & Rare Metals Tungsten Group Corp

 

CHINA

 

7



 

Tungsten

 

Jiangxi Tungsten Industry Co Ltd

 

CHINA

Tungsten

 

Kennametal Inc.

 

UNITED STATES

Tungsten

 

KYORITSU GOKIN CO., LTD.

 

JAPAN

Tungsten

 

Metallo Chimique

 

BELGIUM

Tungsten

 

Meterion Advanced Materials Thin Film Products

 

UNITED STATES

Tungsten

 

Mitsubishi Materials Corp.

 

JAPAN

Tungsten

 

Nanchang Cemented Carbide Limited Liability Company

 

CHINA

Tungsten

 

Plansee

 

AUSTRIA

Tungsten

 

Sichuan Metals & Materials Imp & Exp Co

 

CHINA

Tungsten

 

Solar Applid Materails Technology Corp.

 

TAIWAN

Tungsten

 

Sumitomo Metal Mining Co. Ltd

 

JAPAN

Tungsten

 

Tejing (Vietnam) Tungsten Co Ltd

 

VIETNAM

Tungsten

 

Wolfram Company CJSC

 

RUSSIAN FEDERATION

Tungsten

 

Xiamen Tungsten Co Ltd

 

CHINA

Tungsten

 

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 

CHINA

Tungsten

 

Zhangyuan Tungsten Co Ltd

 

CHINA

Tungsten

 

Zhuzhou Cement Carbide

 

CHINA

 

8