-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Us9S0fWBbThU6iYOORaHpIsYQqaCCqzsI0FefzHwkeZuUlTocESHYfm3zZDexe0w sOSZuQEkNDsXp9CAHxuuDw== 0000891836-96-000291.txt : 19961101 0000891836-96-000291.hdr.sgml : 19961101 ACCESSION NUMBER: 0000891836-96-000291 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961031 SROS: NYSE GROUP MEMBERS: COMPAGNIE GENERALE D INDUSTRIE ET DE PARTICIPATIONS GROUP MEMBERS: MARINE-WENDEL GROUP MEMBERS: SOCIETE DE GERANCE DE VALEURS MOBILIERS GROUP MEMBERS: WENDEL-PARTICIPATIONS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CROWN CORK & SEAL CO INC CENTRAL INDEX KEY: 0000025890 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 231526444 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10521 FILM NUMBER: 96650841 BUSINESS ADDRESS: STREET 1: 9300 ASHTON RD CITY: PHILADELPHIA STATE: PA ZIP: 19136 BUSINESS PHONE: 2156985100 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COMPAGNIE GENERALE D INDUSTRIE ET DE PARTICIPATIONS CENTRAL INDEX KEY: 0001008910 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 89 RUE TAITBOUT CITY: PARIS FRANCE ZIP: 75009 BUSINESS PHONE: 01131142853000 MAIL ADDRESS: STREET 1: C/O SULLIVAN & CROMWELL STREET 2: 125 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 SC 13D/A 1 AMENDMENT NO. 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* CROWN CORK & SEAL COMPANY, INC. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $5.00 per share 4.5% Convertible Preferred Stock, par value $41.8875 per share - ------------------------------------------------------------------------------- (Title of Class of Securities) Common Stock: 228 255 4.5% Convertible Preferred Stock: 228 255 303 - ------------------------------------------------------------------------------- (CUSIP Number) Michel Renault Copy to: Allan M. Chapin General Counsel Sullivan & Cromwell Compagnie Generale d'Industrie 125 Broad Street et de Participations New York, N.Y. 10004 89 rue Taitbout (212) 558-4000 75009 Paris, France (011) 331-4285-3000 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 30, 1996 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If a filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - --------------------------------------------- CUSIP NO. 228 255 (Crown Common Stock) 228 255 303 (Crown Preferred Stock) - --------------------------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Compagnie Generale d'Industrie et de Participations - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS Not applicable - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 shares of Crown Common Stock NUMBER OF 0 shares of Crown Preferred Stock SHARES ------------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 14,028,528 shares of Crown Common Stock OWNED BY 3,660,300 shares of Crown Preferred Stock EACH ------------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE 0 shares of Crown Common Stock PERSON POWER 0 shares of Crown Preferred Stock WITH ------------------------------------------------------------------- 10. SHARED DISPOSITIVE 14,028,528 shares of Crown Common Stock POWER 3,660,300 shares of Crown Preferred Stock - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,028,528 shares of Crown Common Stock 3,660,300 shares of Crown Preferred Stock - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.7% of Crown Common Stock 29.4% of Crown Preferred Stock - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO; HC - -------------------------------------------------------------------------------- (Page 2 of 7 Pages) - --------------------------------------------- CUSIP NO. 228 255 (Crown Common Stock) 228 255 303 (Crown Preferred Stock) - --------------------------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Marine-Wendel - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS Not applicable - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 shares of Crown Common Stock NUMBER OF 0 shares of Crown Preferred Stock SHARES ------------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 14,028,528 shares of Crown Common Stock OWNED BY 3,660,300 shares of Crown Preferred Stock EACH ------------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE 0 shares of Crown Common Stock PERSON POWER 0 shares of Crown Preferred Stock WITH ------------------------------------------------------------------- 10. SHARED DISPOSITIVE 14,028,528 shares of Crown Common Stock POWER 3,660,300 shares of Crown Preferred Stock - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,028,528 shares of Crown Common Stock 3,660,300 shares of Crown Preferred Stock - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.7% of Crown Common Stock 29.4% of Crown Preferred Stock - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO; HC - -------------------------------------------------------------------------------- (Page 3 of 7 Pages) - --------------------------------------------- CUSIP NO. 228 255 (Crown Common Stock) 228 255 303 (Crown Preferred Stock) - --------------------------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Wendel-Participations - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS Not applicable - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 shares of Crown Common Stock NUMBER OF 0 shares of Crown Preferred Stock SHARES ------------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 14,028,528 shares of Crown Common Stock OWNED BY 3,660,300 shares of Crown Preferred Stock EACH ------------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE 0 shares of Crown Common Stock PERSON POWER 0 shares of Crown Preferred Stock WITH ------------------------------------------------------------------- 10. SHARED DISPOSITIVE 14,028,528 shares of Crown Common Stock POWER 3,660,300 shares of Crown Preferred Stock - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,028,528 shares of Crown Common Stock 3,660,300 shares of Crown Preferred Stock - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.7% of Crown Common Stock 29.4% of Crown Preferred Stock - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO; HC - -------------------------------------------------------------------------------- (Page 4 of 7 Pages) - --------------------------------------------- CUSIP NO. 228 255 (Crown Common Stock) 228 255 303 (Crown Preferred Stock) - --------------------------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Societe de Gerance de Valeurs Mobilieres - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS Not applicable - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 shares of Crown Common Stock NUMBER OF 0 shares of Crown Preferred Stock SHARES ------------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 14,028,528 shares of Crown Common Stock OWNED BY 3,660,300 shares of Crown Preferred Stock EACH ------------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE 0 shares of Crown Common Stock PERSON POWER 0 shares of Crown Preferred Stock WITH ------------------------------------------------------------------- 10. SHARED DISPOSITIVE 14,028,528 shares of Crown Common Stock POWER 3,660,300 shares of Crown Preferred Stock - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,028,528 shares of Crown Common Stock 3,660,300 shares of Crown Preferred Stock - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.7% of Crown Common Stock 29.4% of Crown Preferred Stock - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO; HC - -------------------------------------------------------------------------------- (Page 5 of 7 Pages) This Amendment No. 3, dated October 30, 1996, amends the Schedule 13D, dated February 15, 1996, as amended and supplemented by Amendment Nos. 1 and 2 thereto, dated September 26, 1996 and October 24, 1996, respectively (collectively, the "Schedule 13D"), filed on behalf of Compagnie Generale d'Industrie et de Participations ("CGIP"), Marine-Wendel ("Marine-Wendel"), Wendel-Participations ("Wendel-Participations") and Societe de Gerance de Valeurs Mobilieres ("SGVM") (collectively, the "Reporting Persons"), by adding the following additional information: Item 5. Interest in Securities of Issuer. The following is hereby added after the second paragraph of Item 5: On October 30, 1996, CGIP sold 8,630,572 shares of the Underwitten Common Stock and 2,781,024 shares of the Underwritten Preferred Stock and Sofiservice sold 2,006,928 shares of the Underwritten Common Stock and 668,976 shares of the Underwritten Preferred Stock, in each case pursuant to the Underwriting Agreements more fully described in Item 4 above. The closings for the sale of the Underwritten Shares took place in New York, New York. Following the offerings, CGIP owns 10,693,403 shares of Crown Common Stock (representing 8.34% of the Common Stock outstanding) and 3,660,300 shares of Crown Preferred Stock (representing 29.44% of the Preferred Stock outstanding). Based on Crown Common Shares of 128,245,064 and Crown Preferred Shares of 12,432,622 outstanding on October 23, 1996, CGIP has 10.05% of the Total Voting Power of Crown, as such term is defined in the Shareholders Agreement, following the offerings. (Page 6 of 7 Pages) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 31, 1996 Compagnie Generale d'Industrie et de Participations By: /s/ Ernest-Antoine Seilliere Name: Ernest-Antoine SEILLIERE Title: Chairman and CEO Marine-Wendel By: /s/ Ernest-Antoine Seilliere Name: Ernest-Antoine SEILLIERE Title: Chairman and CEO Wendel-Participations By: /s/ Louis-Amedee de Moustier Name: Louis-Amedee de MOUSTIER Title: Managing Director Societe de Gerance de Valeurs Mobilieres By: /s/ Louis-Amedee de Moustier Name: Louis-Amedee de MOUSTIER Title: Chairman and CEO (Page 7 of 7 Pages) -----END PRIVACY-ENHANCED MESSAGE-----