-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MRDpVtwYaduPHwBD2tk9XmI91UgXhF34DBZESXgWq6bl3R24xcLOVP/mb4J+JKl4 87UN+VNFseMbIv70iuTsqw== 0000025890-02-000033.txt : 20021115 0000025890-02-000033.hdr.sgml : 20021115 20021115142127 ACCESSION NUMBER: 0000025890-02-000033 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021113 ITEM INFORMATION: FILED AS OF DATE: 20021115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CROWN CORK & SEAL CO INC CENTRAL INDEX KEY: 0000025890 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 231526444 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-02227 FILM NUMBER: 02829443 BUSINESS ADDRESS: STREET 1: ONE CROWN WAY CITY: PHILADELPHIA STATE: PA ZIP: 19154 BUSINESS PHONE: 2156985100 8-K 1 f8knov02.txt CURRENT REPORT - EVENT NOVEMBER 13, 2002 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2002 Crown Cork & Seal Company, Inc. --------------------------------------------------- (Exact name of registrant as specified in its charter) Pennsylvania 1-2227 23-1526444 -------------- -------- ------------ (State or other (Commission (I.R.S.Employer jurisdiction of File Number) Identification No.) incorporation) One Crown Way, Philadelphia, PA 19154-4599 --------------------------------- ------------ (Address of principal executive offices) (Zip Code) 215-698-5100 ---------------------------------------------------- Registrant's telephone number, including area code ================================================================================ Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits 99.1 Certification by John W. Conway, Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 99.2 Certification by Alan W. Rutherford, Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Item 9. Regulation FD Disclosure On November 13, 2002, as accompanying correspondence to Crown Cork & Seal Company, Inc.'s Quarterly Report on Form 10-Q for the period ending September 30, 2002, certifications of John W. Conway, Chief Executive Officer, and Alan W. Rutherford, Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 were furnished to the Securities and Exchange Commission. Copies of the certifications are filed herewith as Exhibits 99.1 and 99.2. Limitation of Incorporation by Reference In accordance with general instruction B.2 of Form 8-K, the information in this report is furnished pursuant to Item 9 and shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CROWN CORK & SEAL COMPANY, INC. (Registrant) November 15, 2002 By: /s/ Thomas A. Kelly -------------------------- Vice President and Corporate Controller Exhibit Index Exhibit No. Description - ---------- ----------- 99.1 Certification by John W. Conway, Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 99.2 Certification by Alan W. Rutherford, Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 EX-99 3 cert906nov02conway.txt CERTIFICATION BY JOHN W. CONWAY, CHIEF EXECUTIVE OFFICER EXHIBIT 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Crown Cork & Seal Company, Inc. (the "Company") on Form 10-Q for the period ending September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, John W. Conway, Chairman of the Board, President and Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial position and results of operations of the Company. /s/ John W. Conway - ------------------- John W. Conway Chairman of the Board, President and Chief Executive Officer November 13, 2002 EX-99 4 cert906nov02rutherford.txt CERTIFICATION BY ALAN W. RUTHERFORD, CHIEF FINANCIAL OFFICER EXHIBIT 99.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Crown Cork & Seal Company, Inc. (the "Company") on Form 10-Q for the period ending September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Alan W. Rutherford, Vice Chairman of the Board, Executive Vice President and Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial position and results of operations of the Company. /s/ Alan W. Rutherford - ----------------------- Alan W. Rutherford Vice Chairman of the Board, Executive Vice President and Chief Financial Officer November 13, 2002 -----END PRIVACY-ENHANCED MESSAGE-----