0001140361-14-004249.txt : 20140203 0001140361-14-004249.hdr.sgml : 20140203 20140203171235 ACCESSION NUMBER: 0001140361-14-004249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140131 FILED AS OF DATE: 20140203 DATE AS OF CHANGE: 20140203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COSTA INC CENTRAL INDEX KEY: 0000025793 STANDARD INDUSTRIAL CLASSIFICATION: PENS, PENCILS & OTHER ARTISTS' MATERIALS [3950] IRS NUMBER: 050126220 STATE OF INCORPORATION: RI FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 24 ALBION ROAD STREET 2: SUITE 330 CITY: LINCOLN STATE: RI ZIP: 02865 BUSINESS PHONE: 4013353400 MAIL ADDRESS: STREET 1: 24 ALBION ROAD STREET 2: SUITE 330 CITY: LINCOLN STATE: RI ZIP: 02865 FORMER COMPANY: FORMER CONFORMED NAME: CROSS A T CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHALEN DAVID G CENTRAL INDEX KEY: 0001245396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06720 FILM NUMBER: 14569029 4 1 doc1.xml FORM 4 X0306 4 2014-01-31 0 0000025793 COSTA INC ATX 0001245396 WHALEN DAVID G C/O COSTA INC. 24 ALBION ROAD, SUITE 330 LINCOLN RI 02865 1 1 0 0 President & CEO Class A Common Stock 2014-01-31 4 D 0 533823 D 0 D Stock Option 4.155 2014-01-31 4 D 0 534351 D 2015-01-08 Class A Common Stock 534351 0 D Includes 50,000 shares of restricted stock that were previously granted to the Reporting Person. Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 7, 2013, by and among Costa Inc., a Rhode Island corporation (the "Company"), Essilor International SA, a French societe anonyme ("Essilor"), and GWH Acquisition Sub Inc., a Rhode Island corporation and an indirect wholly-owned subsidiary of Essilor ("Merger Sub"), at the effective time of the merger, each outstanding share of the Company's Class A Common Stock, par value $1.00 per share, was converted at into the right to receive $21.50 in cash (the "Merger Consideration"). In addition, at the effective time of the merger, each outstanding share of restricted stock was cancelled and converted into the right to receive the Merger Consideration. This option was fully vested and exercisable prior to the effective time of the merger. Pursuant to the terms of the Merger Agreement, each outstanding option to purchase the Company's Class A Common Stock was cancelled and converted as of the effective time of the merger into the right to receive an amount in cash determined by multiplying (i) the excess, if any, of the Merger Consideration over the per-share exercise price of the Class A Common Stock subject to such stock option by (ii) the number of shares of Class A Common Stock subject to such option. /s/ Tina Benik, as attorney in fact for David Whalen 2014-02-03