-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzF+aAGFrksDPHYeGYZqGoSGHlQcmO48zwvHxGELhML5fkCqDCVgl/8W8SCYYqTd UzQwnP7l6ydXW9zzRjBQ+g== 0000025793-99-000012.txt : 19990628 0000025793-99-000012.hdr.sgml : 19990628 ACCESSION NUMBER: 0000025793-99-000012 CONFORMED SUBMISSION TYPE: 11-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990625 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CROSS A T CO CENTRAL INDEX KEY: 0000025793 STANDARD INDUSTRIAL CLASSIFICATION: PENS, PENCILS & OTHER ARTISTS' MATERIALS [3950] IRS NUMBER: 050126220 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 11-K SEC ACT: SEC FILE NUMBER: 001-06720 FILM NUMBER: 99652781 BUSINESS ADDRESS: STREET 1: ONE ALBION RD CITY: LINCOLN STATE: RI ZIP: 02865 BUSINESS PHONE: 4013331200 MAIL ADDRESS: STREET 1: ONE ALBION ROAD STREET 2: 50 KENNEDY PLAZA CITY: LINCOLN STATE: RI ZIP: 02865 11-K 1 FORM 11-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ______________________________________________________________________ FORM 11-K [ X ] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 1998 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ___________ to ____________ Commission file number 1-6720 A. Full title of the Plan: A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN B. Name of Issuer of securities held pursuant to the Plan and address of its principal executive office: A.T. CROSS COMPANY ONE ALBION ROAD LINCOLN, RHODE ISLAND 02865 Financial Statements of the Plan: A.T. Cross Company Defined Contribution Retirement Plan (Formerly the A.T. Cross Company Savings Plan) Financial Statements for the Years Ended December 31, 1998 and 1997 and Supplemental Schedules as of and for the Year Ended December 31, 1998 and Independent Auditors' Report A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN TABLE OF CONTENTS Page INDEPENDENT AUDITORS' REPORT 1 FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 1998 AND 1997: Statements of Net Assets Available for Benefits, with Fund Information 2-5 Statements of Changes in Net Assets Available for Benefits, with Fund Information 6-9 Notes to Financial Statements 10-16 SUPPLEMENTAL SCHEDULES AS OF AND FOR THE YEAR ENDED DECEMBER 31, 1998: Item 27a - Schedule of Assets Held for Investment Purposes 17 Item 27d - Schedule of Reportable Transactions 18 Schedules required under the Employee Retirement Income Security Act of 1974, other than the schedules listed above, are omitted because of the absence of the conditions under which the schedules are required. INDEPENDENT AUDITORS' REPORT To the Retirement Plan Committee and Participants of A.T. Cross Company Defined Contribution Retirement Plan (Formerly the A.T. Cross Company Savings Plan): We have audited the accompanying statements of net assets available for benefits, with fund information of the A.T. Cross Company Defined Contribution Retirement Plan (formerly the A.T. Cross Company Savings Plan) (the "Plan") as of December 31, 1998 and 1997, and the related statements of changes in net assets available for benefits, with fund information for the years then ended. These financial statements are the responsibility of the Plan's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, such financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 1998 and 1997, and the changes in net assets available for benefits for the years then ended in conformity with generally accepted accounting principles. Our audits were conducted for the purpose of forming an opinion on the basic financial statements taken as a whole. The accompanying supplemental schedules of assets held for investment purposes as of December 31, 1998 and reportable transactions for the year then ended are presented for the purpose of additional analysis and are not a required part of the basic financial statements, but are supplementary information required by the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. The fund information in the statements of net assets available for benefits and the statements of changes in net assets available for benefits is presented for purposes of additional analysis rather than to present the net assets available for benefits and changes in net assets available for benefits of each fund. This supplementary information is the responsibility of the Plan's management. Such schedules and fund information have been subjected to the auditing procedures applied in our audits of the basic financial statements and, in our opinion, are fairly stated in all material respects when considered in relation to the basic financial statements taken as a whole. As further discussed in Note 1 to the financial statements, the Board of Directors of A.T. Cross Company, the Plan's sponsor, voted on December 10, 1996 to merge the A.T. Cross Company Profit Sharing Plan and Trust into the Plan, effective January 1, 1997. DELOITTE & TOUCHE LLP April 23, 1999 A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS, WITH FUND INFORMATION DECEMBER 31, 1998 Supplemental Information - By Fund Savings Component (Note 1)
Directed Small Inter- Company Savings Plan General Investment Equity High Quality Company national Stock Loan Component Fund Fund Fund Bond Fund Equity Fund Equity Fund Fund Fund Total ASSETS INVESTMENTS, At fair value: Fleet National Bank of Rhode Island Money Market Fund $ 940,386 $ 427,230 $ - $ 595 $ 4,335 $ 1,108 $ 1,902 $ 112,133 $ 1,487,689 Fleet National Bank of Rhode Island Galaxy Government Fund - - 680,081 - - - - - 680,081 U.S. Treasury notes, bonds and bills 3,597,496 13,912,720 - - - - - - 17,510,216 U.S. Government agency bonds - 4,002,800 - - - - - - 4,002,800 Common stocks 22,718,898 - 7,709,716 - - - 984,029 - 31,412,643 Mutual funds - - - 2,087,948 6,422,937 3,168,238 - - 11,679,123 Fleet National Bank of Rhode Island Stable Asset Fund - - - - - - - - - Loans to participants - - - - - - - 1,000,599 1,000,599 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- Total investments 27,256,780 18,342,750 8,389,797 2,088,543 6,427,272 3,169,346 985,931 1,112,732 67,773,151 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- RECEIVABLES: Contributions 69,982 37,176 39,566 6,454 38,918 10,823 7,273 - 210,192 Dividends and interest 94,291 94,047 9,426 9,071 13 5 8 322 207,183 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- Total receivables 164,273 131,223 48,992 15,525 38,931 10,828 7,281 322 417,375 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- NET ASSETS AVAILABLE FOR BENEFITS $27,421,053 $18,473,973 $ 8,438,789 $ 2,104,068 $ 6,466,203 $ 3,180,174 $ 993,212 $ 1,113,054 $68,190,526 =========== =========== =========== =========== =========== =========== =========== =========== =========== (Continued) - 2 -
A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS, WITH FUND INFORMATION DECEMBER 31, 1998 Supplemental Information - By Fund Profit Sharing Component (Note 1) Stable Profit Money Asset Sharing Market Galaxy GIC Component Fund Pooled Fund Total Total ASSETS INVESTMENTS, At fair value: Fleet National Bank of Rhode Island Money Market Fund $ 7,073 $ 26 $ 7,099 $ 1,494,788 Fleet National Bank of Rhode Island Galaxy Government Fund - - - 680,081 U.S. Treasury notes, bonds and bills - - - 17,510,216 U.S. Government agency bonds - - - 4,002,800 Common stocks 167 2,585 2,752 31,415,395 Mutual funds - - - 11,679,123 Fleet National Bank of Rhode Island Stable Asset Fund - 100,331 100,331 100,331 Loans to participants - - - 1,000,599 ----------- ----------- ----------- ----------- Total investments 7,240 102,942 110,182 67,883,333 ----------- ----------- ----------- ----------- RECEIVABLES: Contributions - - - 210,192 Dividends and interest 25 580 605 207,788 ----------- ----------- ----------- ----------- Total receivables 25 580 605 417,980 ----------- ----------- ----------- ----------- NET ASSETS AVAILABLE FOR BENEFITS $ 7,265 $ 103,522 $ 110,787 $68,301,313 =========== =========== =========== =========== See notes to financial statements. (Concluded) - 3 -
A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS, WITH FUND INFORMATION DECEMBER 31, 1997 Supplemental Information - By Fund Savings Component (Note 1)
Directed Small Inter- Company Savings Plan General Investment Equity High Quality Company national Stock Loan Component Fund Fund Fund Bond Fund Equity Fund Equity Fund Fund Fund Total ASSETS INVESTMENTS, At fair value: Fleet National Bank of Rhode Island Money Market Fund $ 1,319,414 $ 287,051 $ - $ 604 $ 5,322 $ 1,051 $ 1,169 $ 83,516 $ 1,698,127 Fleet National Bank of Rhode Island Galaxy Government Fund - - 1,441,291 - - - - - 1,441,291 U.S. Treasury notes, bonds and bills 4,316,173 10,158,148 - - - - - - 14,474,321 U.S. Government agency bonds - 4,934,625 - - - - - - 4,934,625 Common stocks 21,836,979 - 6,811,440 - - - 690,748 - 29,339,167 Mutual funds - - - 951,369 8,120,936 3,016,662 - - 12,088,967 Fleet National Bank of Rhode Island Stable Asset Fund - - - - - - - - - Loans to participants - - - - - - - 1,052,969 1,052,969 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- Total investments 27,472,566 15,379,824 8,252,731 951,973 8,126,258 3,017,713 691,917 1,136,485 65,029,467 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- RECEIVABLES: Contributions 64,181 40,990 42,324 6,268 52,476 12,115 1,848 - 220,202 Dividends and interest 130,070 60,824 14,943 4,564 17 16 1 372 210,807 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- Total receivables 194,251 101,814 57,267 10,832 52,493 12,131 1,849 372 431,009 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- NET ASSETS AVAILABLE FOR BENEFITS $27,666,817 $15,481,638 $ 8,309,998 $ 962,805 $ 8,178,751 $ 3,029,844 $ 693,766 $ 1,136,857 $65,460,476 =========== =========== =========== =========== =========== =========== =========== =========== =========== (Continued) - 4 -
A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS, WITH FUND INFORMATION DECEMBER 31, 1997 Supplemental Information - By Fund Profit Sharing Component (Note 1) Stable Profit Money Asset Sharing Market Galaxy GIC Component Fund Pooled Fund Total Total ASSETS INVESTMENTS, At fair value: Fleet National Bank of Rhode Island Money Market Fund $ 6,734 $ - $ 6,734 $ 1,704,861 Fleet National Bank of Rhode Island Galaxy Government Fund - - - 1,441,291 U.S. Treasury notes, bonds and bills - - - 14,474,321 U.S. Government agency bonds - - - 4,934,625 Common Stocks 314 3,281 3,595 29,342,762 Mutual Funds - - - 12,088,967 Fleet National Bank of Rhode Island Stable Asset Fund - 94,551 94,551 94,551 Loans to Participants - - - 1,052,969 ----------- ----------- ----------- ----------- Total investments 7,048 97,832 104,880 65,134,347 ----------- ----------- ----------- ----------- RECEIVABLES: Contributions - - - 220,202 Dividends and interest 28 449 477 211,284 ----------- ----------- ----------- ----------- Total receivables 28 449 477 431,486 ----------- ----------- ----------- ----------- NET ASSETS AVAILABLE FOR BENEFITS $ 7,076 $ 98,281 $ 105,357 $65,565,833 =========== =========== =========== =========== See notes to financial statements. (Concluded) - 5 -
A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS, WITH FUND INFORMATION YEAR ENDED DECEMBER 31, 1998 Supplemental Information - By Fund Savings Component (Note 1)
Directed Small Inter- Company Savings Plan General Investment Equity High Quality Company national Stock Loan Component Fund Fund Fund Bond Fund Equity Fund Equity Fund Fund Fund Total ADDITIONS TO NET ASSETS ATTRIBUTED TO: Investment activity: Net appreciation (depreciation) in fair value of investments $ 5,882,693 $ 3,089 $ 1,360,144 $ 33,081 $ (950,032)$ 485,308 $ (757,208)$ - $ 6,057,075 Interest 323,149 870,342 55,494 4,638 480 313 1,131 4,313 1,259,860 Dividends 298,957 - 91,645 98,902 - 120,063 41,117 - 650,684 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- 6,504,799 873,431 1,507,283 136,621 (949,552) 605,684 (714,960) 4,313 7,967,619 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- Contributions: Participants 576,804 277,815 472,254 77,503 417,779 104,387 70,114 - 1,996,656 Employer 211,313 103,006 136,028 22,286 146,653 34,649 17,811 - 671,746 Loans issued (243,608) (113,040) (79,285) (24,394) (78,593) (26,049) - 564,969 - Loan interest repayment - - - - - - - 79,654 79,654 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- 544,509 267,781 528,997 75,395 485,839 112,987 87,925 644,623 2,748,056 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- Total additions 7,049,308 1,141,212 2,036,280 212,016 (463,713) 718,671 (627,035) 648,936 10,715,675 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- DEDUCTIONS FROM NET ASSETS ATTRIBUTED TO: Fund expenses 60,637 44,171 19,606 - - - 3,820 - 128,234 Benefit paid to participants 2,353,609 2,723,759 1,129,374 136,614 924,471 391,641 48,762 148,005 7,856,235 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- Total deductions 2,414,246 2,767,930 1,148,980 136,614 924,471 391,641 52,582 148,005 7,984,469 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- NET INCREASE (DECREASE) PRIOR TO INTERFUND TRANSFERS 4,635,062 (1,626,718) 887,300 75,402 (1,388,184) 327,030 (679,617) 500,931 2,731,206 INTERFUND TRANSFERS-Net (4,880,826) 4,619,053 (758,509) 1,065,861 (324,364) (176,700) 979,063 (524,734) (1,156) ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- NET INCREASE (DECREASE) (245,764) 2,992,335 128,791 1,141,263 (1,712,548) 150,330 299,446 (23,803) 2,730,050 NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year 27,666,817 15,481,638 8,309,998 962,805 8,178,751 3,029,844 693,766 1,136,857 65,460,476 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- End of year $27,421,053 $18,473,973 $ 8,438,789 $ 2,104,068 $ 6,466,203 $ 3,180,174 $ 993,212 $ 1,113,054 $68,190,526 =========== =========== =========== =========== =========== =========== =========== =========== =========== (Continued) - 6 -
A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS, WITH FUND INFORMATION YEAR ENDED DECEMBER 31, 1998 Supplemental Information - By Fund Profit Sharing Component (Note 1) Stable Profit Money Asset Sharing Market Galaxy GIC Component Fund Pooled Fund Total Total ADDITIONS TO NET ASSETS ATTRIBUTED TO: Investment activity: Net appreciation (depreciation) in fair value of investments $ (147) $ (1,853) $ (2,000) $ 6,055,075 Interest 326 6,101 6,427 1,266,287 Dividends 10 104 114 650,798 ----------- ----------- ----------- ----------- 189 4,352 4,541 7,972,160 ----------- ----------- ----------- ----------- Contributions: Participants - - - 1,996,656 Employer - - - 671,746 Loans issued - - - - Loan interest repayment - - - 79,654 ----------- ----------- ----------- ----------- - - - 2,748,056 ----------- ----------- ----------- ----------- Total additions 189 4,352 4,541 10,720,216 ----------- ----------- ----------- ----------- DEDUCTIONS FROM NET ASSETS ATTRIBUTED TO: Fund expenses - 267 267 128,501 Benefit paid to participants - - - 7,856,235 ----------- ----------- ----------- ----------- Total deductions - 267 267 7,984,736 ----------- ----------- ----------- ----------- NET INCREASE (DECREASE) PRIOR TO INTERFUND TRANSFERS 189 4,085 4,274 2,735,480 INTERFUND TRANSFERS - Net - 1,156 1,156 - ----------- ----------- ----------- ----------- NET INCREASE (DECREASE) 189 5,241 5,430 2,735,480 NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year 7,076 98,281 105,357 65,565,833 ----------- ----------- ----------- ----------- End of year $ 7,265 $ 103,522 $ 110,787 $68,301,313 =========== =========== =========== =========== (Concluded) - 7 -
A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS, WITH FUND INFORMATION YEAR ENDED DECEMBER 31, 1997 Supplemental Information - By Fund Savings Component (Note 1)
Directed Small Inter- Company Savings Plan General Investment Equity High Quality Company national Stock Loan Component Fund Fund Fund Bond Fund Equity Fund Equity Fund Fund Fund Total ADDITIONS TO NET ASSETS ATTRIBUTED TO: Investment activity: Net appreciation (depreciation) in fair value of investments $ 6,193,295 $ 21,323 $ 1,528,247 $ 35,114 $ 14,496 $ 210,892 $ (73,476) $ - $ 7,929,891 Interest 379,300 795,031 107,396 700 1,004 595 554 5,656 1,290,236 Dividends 324,732 - 74,082 55,095 890,785 86,973 32,544 - 1,464,211 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- 6,897,327 816,354 1,709,725 90,909 906,285 298,460 (40,378) 5,656 10,684,338 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- Contributions: Participants 480,975 327,987 338,574 52,414 430,281 106,388 21,101 - 1,757,720 Employer 211,893 152,638 138,208 21,178 199,871 36,408 5,615 - 765,811 Loans issued (245,760) (139,929) (61,568) (6,174) (100,239) (5,760) - 559,430 - Loan interest repayment - - - - - - - 44,846 44,846 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- 447,108 340,696 415,214 67,418 529,913 137,036 26,716 604,276 2,568,377 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- Addition due to merger (Note 1) 15,495,200 12,738,545 - - - - 1,265,852 - 29,499,597 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- OTHER - - - - - - - 4,550 4,550 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- Total additions 22,839,635 13,895,595 2,124,939 158,327 1,436,198 435,496 1,252,190 614,482 42,756,862 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- DEDUCTIONS FROM NET ASSETS ATTRIBUTED TO - Benefit paid to participants 1,164,791 1,965,615 154,093 10,356 76,617 26,968 88,818 52,153 3,539,411 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- Total deductions 1,164,791 1,965,615 154,093 10,356 76,617 26,968 88,818 52,153 3,539,411 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- NET INCREASE PRIOR TO INTERFUND TRANSFERS 21,674,844 11,929,980 1,970,846 147,971 1,359,581 408,528 1,163,372 562,329 39,217,451 INTERFUND TRANSFERS-Net (3,134,406) (3,196,766) 2,482,372 (16,045) 3,235,221 1,657,775 (469,606) (558,545) - ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- NET INCREASE 18,540,438 8,733,214 4,453,218 131,926 4,594,802 2,066,303 693,766 3,784 39,217,451 NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year 9,126,379 6,748,424 3,856,780 830,879 3,583,949 963,541 - 1,133,073 26,243,025 ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- ----------- End of year $27,666,817 $15,481,638 $ 8,309,998 $ 962,805 $ 8,178,751 $ 3,029,844 $ 693,766 $ 1,136,857 $65,460,476 =========== =========== =========== =========== =========== =========== =========== =========== =========== (Continued) - 8 -
A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS, WITH FUND INFORMATION YEAR ENDED DECEMBER 31, 1997 Supplemental Information - By Fund Profit Sharing Component (Note 1) Stable Profit Money Asset Sharing Market Galaxy GIC Component Fund Pooled Fund Total Total ADDITIONS TO NET ASSETS ATTRIBUTED TO: Investment activity: Net appreciation (depreciation) in fair value of investments $ 953 $ 1,463 $ 2,416 $ 7,932,307 Interest 339 7,172 7,511 1,297,747 Dividends 94 247 341 1,464,552 ----------- ----------- ----------- ----------- 1,386 8,882 10,268 10,694,606 ----------- ----------- ----------- ----------- Contributions: Participants - - - 1,757,720 Employer - - - 765,811 Loans issued - - - - Loan interest repayment - - - 44,846 ----------- ----------- ----------- ----------- - - - 2,568,377 Addition due to merger (Note 1) 9,765 192,459 202,224 29,701,821 Other - - - 4,550 ----------- ----------- ----------- ----------- Total additions 11,151 201,341 212,492 42,969,354 ----------- ----------- ----------- ----------- DEDUCTIONS FROM NET ASSETS ATTRIBUTED TO - Benefit paid to participants 4,075 103,060 107,135 3,646,546 ----------- ----------- ----------- ----------- Total deductions 4,075 103,060 107,135 3,646,546 ----------- ----------- ----------- ----------- NET INCREASE PRIOR TO INTERFUND TRANSFERS 7,076 98,281 105,357 39,322,808 INTERFUND TRANSFERS - Net - - - - ----------- ----------- ----------- ----------- NET INCREASE 7,076 98,281 105,357 39,322,808 NET ASSETS AVAILABLE FOR BENEFITS: Beginning of year - - - 26,243,025 ----------- ----------- ----------- ----------- End of year $ 7,076 $ 98,281 $ 105,357 $65,565,833 =========== =========== =========== =========== See notes to financial statements. (Concluded) - 9 -
A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN NOTES TO FINANCIAL STATEMENTS 1. DESCRIPTION OF THE PLAN The following description of the A.T. Cross Company Defined Contribution Retirement Plan (the "Plan") provides only general information. Participants should refer to the plan document for more complete information. On December 10, 1996, the Board of Directors (the "Board") of A.T. Cross Company (the "Company"), the Plan's sponsor, voted on and approved the merger of the A.T. Cross Company Profit Sharing Plan and Trust into the Plan. Effective January 1, 1997, the A.T. Cross Company Profit Sharing Plan and Trust and the A.T. Cross Company Savings Plan (collectively, the "Component Plans") were merged into a single plan and trust known as the A.T. Cross Company Defined Contribution Retirement Plan (the "merged Plan"). Assets of the Component Plans are held in a single trust, with each plan operating as a component plan of the merged Plan. The purpose of the merger was to offer increased investment opportunities under the Component Plans, as well as to provide for uniform and combined investment opportunities and election procedures. General - Savings Component - The Savings Component is a contributory savings plan, established January 1, 1984, for the employees of the Company. The Savings Component is administered by a committee consisting of three persons appointed by the Board. The Savings Component is subject to the Employee Retirement Income Security Act of 1974 ("ERISA"). General - Profit Sharing Component - The Profit Sharing Component is a noncontributory defined contribution plan and is administered by an Employee Benefit Plan Committee consisting of three persons appointed by the Board. The Board determines the amount of the contribution and has established the policy that the maximum contribution for any year is limited to the lesser of (1) the maximum amount deductible for such year for federal income tax purposes; or (2) 15% of the Company's net income for such year before deducting contributions to the retirement trust and before providing for federal and state income taxes. The Profit Sharing Component is subject to ERISA. Eligibility - Savings Component - An employee may become a participant in the Savings Component provided he or she is regularly employed for 1,000 or more hours during his or her first year of employment or in subsequent plan years. Effective January 1, 1998, employees become eligible to participate in the Savings Component as of the beginning of the calendar quarter immediately following their date of hire. Upon entry into the Savings Component, an employee may contribute to the Savings Component an amount equal to any percentage from 1% to, and including, 15% of the participant's annual salary. Eligibility - Profit Sharing Component - Employees of the Company are eligible to participate in the Profit Sharing Component on January 1 following their hire date. - 10 - 1. DESCRIPTION OF THE PLAN (CONTINUED) Contributions - Savings Component - The Company contributes to the Savings Component an amount equal to 50% of each participant's contributions up to 3% of the participant's salary. The Company's contributions which will be made from current income or accumulated earnings, will be credited to the employee's account as of the last day of each calendar quarter. Contributions from Company - Profit Sharing Component - No contribution was declared for 1998 and 1997. In a year in which a contribution is made, the Company's contribution to the Profit Sharing Component is allocated to each eligible employee's account based on the proportion that each eligible employee's allocation units bear to the total allocation units. An eligible employee receives one allocation unit for each one hundred dollars or major fraction thereof of compensation and one allocation unit for each full year of service as defined by the Profit Sharing Component. Election - Savings Component - The employee elects to either deposit the money into the General Fund, Directed Investment Fund, Equity Fund, High Quality Bond Fund, Small Company Equity Fund, International Equity Fund, Company Stock Fund or divide the deposit among the seven funds in 10% multiples. Election - Profit Sharing Component - Employees who become participants may allocate part or all of their balance in various investment options offered by the Plan in increments of 10%. The Profit Sharing Component also allows employees to make annual elections with respect to the Company's annual contribution and the employee's existing balance. This election is totally separate from the fund balance election described above and allows the participant to elect (in multiples of 10%) to have the Company's contribution, made on his/her behalf, allocated to the various investment options offered by the Component. The balance election allows the participant to elect (in multiples of 10%) to have the employee's existing balance transferred to one or more of the funds. Participant Loans - Savings Component - Participants may borrow from their fund accounts a minimum of $1,000 up to a maximum of $50,000 or 50% of their account balance. Loan transactions are treated as transfers from (to) the investment funds to (from) the Loan Fund. Loans are repaid through payroll deductions and the period of repayment for any loan cannot exceed five years. A participant may repay the entire outstanding balance of their loan on any valuation date. Each loan is secured by the balance in the participant's account, and bears interest at rates commensurate with prevailing rates as determined by the plan administrator. Withdrawals - Savings Component - Withdrawals from the employee's vested portion of the Savings Component are permitted prior to retirement if the employee is able to demonstrate financial hardship as defined by the Internal Revenue Code (the "Code"). Vesting - Savings Component - Employees vest in the Company's contribution at a rate of 20% for each aggregate period of four calendar quarters of active plan participation. All employees are 100% vested after five years of service. Upon an employee leaving the Company prior to becoming 100% vested in the Company's contribution, the nonvested portion of the Company's contribution will be forfeited if the employee does not return to work at the Company within one year. The nonvested portion will then be redistributed to current participants based on the amount of matching Company contributions each participant received during the preceding plan year. - 11 - 1. DESCRIPTION OF THE PLAN (CONTINUED) Vesting - Profit Sharing Component - Upon termination of employment for reasons other than death, retirement, or disability, employees are entitled to 10% of their balance per year of credited vesting service through year four and 20% per year for years five through seven up to 100%. The Profit Sharing Component provides for the deferral of benefits for one year should a participant who is also a participant of the A.T. Cross Company Executive Incentive Compensation Plan terminate employment for reasons other than normal retirement as defined by the Profit Sharing Component, death or disability. Upon early or normal retirement as defined by the Profit Sharing Component, a participant will receive a lump-sum distribution of his/her account. Administrative Expenses - Certain expenses for the administration of the Plan are paid by selected investment funds. The remaining expenses are paid by the Company. However, should the Company fail to pay, such expenses will be considered expenses of the Plan. Trustee of the Plan - Fleet Bank is the trustee of the Plan. As trustee, Fleet Bank holds the Plan's assets, maintains the accounting records of the Plan, and invests the Plan's assets. The trustee makes distributions in accordance with instructions of the plan administrator. 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Method of Accounting - The financial statements of the Plan are prepared on the accrual basis of accounting. Purchases and sales of securities are recorded on the trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. Benefits - Benefits to participants are recorded when paid. Valuation of Investments - The Plan's investments are stated at fair value. Securities traded on a national securities exchange are valued at the last reported sales price on the last business day of the plan year. Investments traded in the over-the-counter market and listed securities for which no sale was reported on that date are valued at the average of the last reported bid and ask prices. United States Government bonds, corporate bonds and United States Treasury notes and bills are valued at the last reported bid price. The participant loans receivable are recorded at cost which approximates fair value. Investments in the Galaxy GIC Pooled Fund (the "Fund") are generally valued at the redemption value established by the trustee of the Fund, which is generally based on the fair value of the underlying assets. Estimates - The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Accordingly, actual results could differ from those estimates. Reclassifications of Prior Year's Financial Statements - Certain amounts in prior years have been reclassified to conform to the 1998 presentation. - 12 - 3. PLAN TERMINATION The Plan may be amended at any time by a vote of the Board. The Board may suspend or discontinue contributions to the Plan as well as terminate it. Upon termination of the Plan or discontinuance of the Company's contribution, all interests of participants become fully vested and are not subject to forfeiture. Payments, upon termination of the Plan, will be made by the trustee, Fleet Bank, in accordance with the Plan's distribution provisions. 4. INVESTMENTS The Plan's investments are held by a bank-administered trust fund. During 1998 and 1997, the Plan's investments (including investments bought and sold as well as held during the year) appreciated (depreciated) in fair value by $6,055,075 and $7,932,307, respectively, as follows: 1998 1997 United States Government securities $ 144,178 $ 75,148 United States Government agency bonds (32,477) 30,098 Common stocks 6,375,016 7,567,577 Corporate bonds - (1,017) Mutual funds (431,642) 260,501 Net appreciation $ 6,055,075 $ 7,932,307 The fair value of individual investments that represent 5% or more of the Plan's net assets at December 31 is as follows: 1998 1997 Galaxy Small Company Equity Fund - Trust $ 6,422,937 $ 8,120,936 5. FORFEITURES Forfeitures are allocated at the end of the fiscal year to all remaining participants who were participants on the last day of the preceding year based on the amount of matching Company contributions each participant received during the preceding plan year. For the years ended December 31, 1998 and 1997, forfeitures allocated to participants' accounts amounted to $17,213 and $35,088, respectively. 6. TAX STATUS OF THE PLAN Both the precedent Profit Sharing Plan and Savings Plan obtained their latest determination letters on December 1, 1993, in which the Internal Revenue Service stated that the Plans, as then designed, were in compliance with the applicable requirements of the Code. The Plans have been amended since receiving the determination letter; however, the plan administrator believes that the Plans are currently designed and being operated in compliance with the applicable requirements of the Code. Accordingly, no provision for income taxes has been included in the Plans' financial statements. - 13 - 7. RECONCILIATION OF FINANICAL STATEMENTS TO FORM 5500 The following is a reconciliation of net assets available for benefits per the financial statements to the Form 5500: 1998 1997 Net assets available for benefits per the financial statements $ 68,301,313 $ 65,565,833 Amounts allocated to withdrawn participants (1,339,120) (3,180,302) Net assets available for benefits per the Form 5500 $ 66,962,193 $ 62,385,531 The following is a reconciliation of benefits paid to participants per the financial statements to the Form 5500: 1998 1997 Benefits paid to participants per the financial statements $ 7,856,235 $ 3,646,546 Add - amounts allocated to withdrawing participants 1,339,120 3,180,302 Less - amounts allocated to withdrawing participants (3,180,302) (25,851) Benefits paid to participants per the Form 5500 $ 6,015,053 $ 6,800,997 Amounts allocated to withdrawn participants are recorded on the Form 5500 for benefit claims that have been processed and approved for payment prior to year end but not yet paid. - 14 - 8. TRANSACTIONS WITH PARTIES IN INTEREST Transactions with parties in interest for the years ended December 31 are as follows:
1998 1997 Shares or Shares or Units of Units of Participation Amount Participation Amount A.T. Cross Company Common Stock: Purchases 66,370 $ 1,277,783 30,263 $ 308,286 Sales 19,501 178,544 65,270 723,293 Distribution 3,999 47,595 - 98,104 Dividend Income - 41,231 - 32,886 Realized gain (loss) on sales - (50,424) - 347,883 Fleet National Bank of Rhode Island Money Market Fund: Purchases 60,188,282 60,188,282 61,260,645 61,260,645 Sales 60,398,353 60,398,353 63,188,470 63,188,470 Interest income - 306,861 - 182,429 Fleet National Bank of Rhode Island Stable Asset Fund: Purchases 759 7,177 754 7,545 Sales 24 240 8,983 89,830 Dividend income - 6,020 - 7,545 Fleet/Norstar Financial Group, Inc. Common Stock - dividend income - 21,560 - - Galaxy Government Fund: Purchases 1,331,747 1,331,747 3,310,538 3,310,538 Sales 2,092,957 2,092,957 3,722,677 3,722,677 Interest income - 56,674 - 97,167 Galaxy High Quality Bond Fund: Purchases 119,074 1,312,490 30,015 315,576 Sales 18,878 208,993 19,826 216,013 Dividend income - 98,901 - 55,095 Galaxy Small Co. Equity Fund: Purchases 96,016 1,571,365 276,100 5,086,768 Sales 146,943 2,319,332 28,142 512,718 Dividend income - - - 890,785 Realized loss - (331,756) - - Galaxy International Equity Fund: Purchases 35,254 593,479 129,879 1,873,719 Sales 55,796 927,211 1,294 21,922 Dividend income - 120,063 - 86,973 Realized gain - 133,543 - - Loans to participants: Disbursements - 564,969 - 559,430 Receipts - 607,005 - 505,099 Interest income - 79,654 - 44,846
There were no significant gains or losses on transactions with parties in interest. An officer of the Trustee is also a member of the Board of the Plan's sponsor. - 15 - 9. AMENDMENT TO THE PLAN Effective January 1, 1999, employees who continue service after age 65 will be entitled to the same rights as they would have if they were under age 65. Upon retirement, the individuals are entitled to the benefits credited to their accounts as of the valuation date following their retirement. In addition, participants who continue in the service of the Company after age 65 may elect to have all or any portion of their accounts, valued as of the valuation date following such election, distributed to them. All such requests for distributions must be addressed to the trustee in writing. * * * * * * - 16 - A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN ITEM 27a - SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES DECEMBER 31, 1998 Please see attached schedules. - 17 - ASSET DETAIL ------------ 8765000800 CROSSAVER 401(K) & P/S PL GENERAL AS OF 12/31/98
SHARES OR MARKET BOOK PERCENT ACCRUED FACE VALUE DESCRIPTION VALUE VALUE OF MARKET INCOME CASH MANAGEMENT ASSETS --------------------------------- 940,385.88 FLEET MONEY MARKET DEPOSIT A/C-RI 940,385.88 940,385.88 3.45 3,341.19 ------------- ------------- ------------- ------------- 940,385.88 940,385.88 3.45 3,341.19 US GOVT & AGENCY OBLIGATIONS --------------------------------- 100,000 U S TREAS NOTES 8.875% 2/15/99 100,469.00 97,921.88 0.37 3,352.24 280,000 U S TREAS BONDS 11.75% 2/15/01 319,594.80 276,978.13 1.17 12,426.90 320,000 U S TREAS BONDS 11.875% 11/15/03 417,651.20 322,400.00 1.53 4,933.70 30,000 U S TREAS BONDS 11.625% 11/15/04 40,406.10 30,843.75 0.15 452.80 100,000 U S TREAS BONDS 8.25% 5/15/05 104,531.00 98,156.25 0.38 1,071.13 100,000 U S TREAS BONDS 10.75% 8/15/05 133,375.00 107,437.51 0.49 4,060.46 100,000 U S TREAS NOTES 6.50% 8/15/05 109,875.00 102,562.50 0.40 2,455.16 400,000 U S TREAS BONDS 9.375% 2/15/06 509,876.00 408,500.00 1.87 14,164.40 300,000 U S TREAS NOTES 6.50% 10/15/06 332,766.00 299,671.88 1.22 4,178.57 100,000 U S TREAS BONDS 8.375% 8/15/08 115,062.00 98,875.00 0.42 3,163.38 100,000 U S TREAS BONDS 8.75% 11/15/08 116,594.00 99,187.SO 0.43 1,136.05 100,000 U S TREAS BONDS 9.125% 5/15/09 119,828.00 100,468.75 0.44 1,184.74 30,000 U S TREAS BONDS 11.75% 2/15/10 40,762.50 29,662.50 0.15 1,331.45 500,000 U S TREAS BONDS 10.00% 5/15/10 638,205.00 483,812.50 2.34 6,491.71 100,000 U S TREAS BONDS 8.75% 5/15/17 139,109.00 99,890.63 0.51 1,136.05 300,000 U S TREAS BONDS 6.75% 8/15/26 359,391.00 297,234.38 1.32 7,648.78 ------------- ------------- ------------- ------------- 3,597,495.60 2,953,603.16 13.20 69,187.52 COMMON EQUITIES --------------------------------- 3,795 AMER INTERNATIONAL GROUP INC COM 366,691.88 56,391.14 1.35 0.00 4,800 AMERICAN HOME PRODS CORP 270,600.00 44,716.50 0.99 0.00 2,000 AMR CORP DEL COM 118,750.00 70,057.50 0.44 0.00 8,000 APPLIED MATERIALS INC COM 341,500.00 150,662.50 1.25 0.00 8,000 ATLANTIC RICHFIELD CO COM 523,000.00 211,311.50 1.92 0.00 15,000 AUTOMATIC DATA PROCESSING INC 1,202,812.50 155,478.12 4.41 1,144.50 20,000 BELL SOUTH CORP COM 997,500.00 166,033.33 3.66 0.00 8,400 BOEING CO COM 274,050.00 195,527.00 1.01 0.00 11,000 BRISTOL MYERS SQUIBB CO 1,471,937.50 168,840.37 5.40 0.00 10,000 CATERPILLAR INC COM 460,000.00 204,503.00 1.69 0.00 25,000 DAYTON HUDSON CORP COM 1,356,250.00 131,350.00 4.98 0.00 4,000 DOW CHEMICAL CO COM 363,750.00 109,737.91 1.33 3,480.00 4,800 FEDERAL NATIONAL MORTGAGE ASSN COM 355,200.00 40,339.00 1.30 0.00 22,000 FLEET FINANCIAL GROUP INC COM 983,125.00 261,680.00 3.61 5,940.00 16,000 FORD MOTOR CO DEL COM 939,000.00 89,152.10 3.45 0.00 7,000 GENERAL ELECTRIC CO COM 714,000.00 45,556.87 2.62 2,450.00 6,800 GILLETTE CO COM 325,125.00 138,461.00 1.19 0.00 10,000 HERSHEY FOODS CORP COM 621,875.00 61,894.28 2.28 0.00 21,000 HEWLETT PACKARD CO COM 136,625.00 94,640.00 0.50 320.00 14,100 HOME DEPOT INC COM 862,743.75 201,051.50 3.17 0.00 6,400 INTEL CORP COM 758,800.00 189,900.00 2.78 0.00 14,000 JOHNSON & JOHNSON COM 1,174,250.00 77,798.37 4.31 0.00 4,000 KIMBERLY CLARK CORP COM 218,000.00 35,308.21 0.80 1,000.00 15,000 MCDONALDS CORP COM 1,152,187.50 87,457.42 4.23 0.00 2,000 MERCK & CO INC COM 295,000.00 75,350.00 1.08 1,080.00 10,000 MOBIL CORP COM 871,250.00 162,962.59 3.20 0.00 27,000 PEPSICO INC COM 1,103,625.00 73,870.89 4.05 3,510.00 18,000 PFIZER INC COM 2,250,000.00 9O,637.82 8.25 0.00 4,000 PROCTER & GAMBLE CO COM 365,250.00 36,6ll.52 1.34 0.00 24,000 SARA LEE CORP COM 676,500.00 96,871.66 2.48 1,500.00 3,000 SCHLUMBERGER LTD COM 139,125.00 49,670.00 0.51 562.50 10,000 WAL-MART STORES INC 814,375.00 186,967.50 2.99 775.00 7,200 WALT DISNEY CO COM 216,000.00 60,944.00 0.79 0.00 ------------- ------------- ------------- ------------- 22,718,898.13 3,821,733.60 83.35 21,762.00 ------------- ------------- ------------- ------------- TOTAL INVESTMENTS 27,256,779.61 7,715,722.64 100.00 94,290.71 CASH 0.00 0.00 0.00 ------------- ------------- ------------- ------------- NET ASSETS 27,256,779.61 7,715,722.64 100.00 ACCRUED INCOME 94,290.71 94,290.71 ------------- ------------- TOTAL VALUE 27,351,070.32 7,810,013.35 ============= =============
ASSET DETAIL ------------- 8540500900 CROSSAVER 401(K) & P/S PL DIRECTED AS OF 12/31/98
SHARES OR MARKET BOOK PERCENT ACCRUED FACE VALUE DESCRIPTION VALUE VALUE OF MARKET INCOME SHORT TERM INVESTMENTS --------------------------------- 1,000,000 U S TREAS BILLS 1/21/99 997,920.00 990,793.89 5.44 0.00 2,000,000 U S TREAS BILLS 2/04/99 1,992,520.00 1,978,266.67 10.86 0.00 1,000,000 U S TREAS BILLS 2/18/99 994,550.00 994,065.56 5.42 0.00 2,000,000 U S TREAS BILLS 3/11/99 1,984,080.00 1,961,327.50 10.82 0.00 1,000,000 U S TREAS BILLS 3/25/99 990,360.00 986,622.22 5.40 0.00 2,000,000 U S TREAS BILLS 4/01/99 1,978,000.00 1,948,923.34 10.78 0.00 1,000;000 U S TREAS BILLS 4/15/99 987,880.00 985,774.44 5.39 0.00 1,000,000 U S TREAS BILLS 4/29/99 986,010.00 985,389.44 5.38 0.00 ------------- ------------- ------------- ------------- 10,911,320.00 10,831,163.06 59.49 0.00 CASH MANAGEMENT ASSETS --------------------------------- 427,230.39 FLEET MONEY MARKET DEPOSIT A/C-RI 427,230.39 427,230.39 2.33 1,608.14 ------------- ------------- ------------- ------------- 427,230.39 427,230.39 2.33 1,608.14 US GOVT & AGENCY OBLIGATIONS --------------------------------- 1,000,000 U S TREAS NOTES 5.00% 1/31/99 1,000,000.00 1,000,234.38 5.45 20,923.91 2,000,000 FED FARM CR BKS 4.85% 2/01/99 1,999,680.00 1,999,218.75 10.90 15,897.22 1,000,000 U S TREAS NOTES 5.00% 2/15/99 1,000,310.00 999,648.44 5.45 18,885.87 1,000,000 U S TREAS NOTES 5.50% 2/28/99 1,001,090.00 1,002,109.38 5.46 18,687.85 2,000,000 FED FARM CR BKS 5.60% 5/03/99 2,003,120.00 2,005,960.00 10.92 18,044.44 ------------- ------------- ------------- ------------- 7,004,200.00 7,007,170.95 38.19 92,439.29 ------------- ------------- ------------- ------------- TOTAL INVESTMENTS 18,342,750.39 18,265,564.40 100.00 94,047.43 CASH 0.00 0.00 0.00 ------------- ------------- ------------- ------------- NET ASSETS 18,342,750.39 18,265,564.40 100.00 ACCRUED INCOME 94,047.43 94,047.43 ------------- ------------- TOTAL VALUE 18,436,797.82 18,359,611.83 ============= =============
ASSET DETAIL ------------ 8025300700 CROSSAVER 401(K) & P/S PL EQUITY AS OF 12/31/98
SHARES OR MARKET BOOK PERCENT ACCRUED FACE VALUE DESCRIPTION VALUE VALUE OF MARKET INCOME CASH MANAGEMENT ASSETS --------------------------------- 680,081.2 GALAXY GOVERNMENT FUND- TRUST 680,081.20 680,081.20 8.11 2,564.22 ------------- ------------- ------------- ------------- 680,081.20 680,081.20 8.11 2,564.22 COMMON EQUITIES --------------------------------- 1,000 A T & T CO COM 75,750.00 35,961.67 0.90 330.00 3,000 AMER INTERNATIONAL GROUP INC COM 289,875.00 114,420.63 3.46 0.00 2,000 AMERICAN HOME PRODS CORP 112,750.00 59,820.00 1.34 0.00 3,000 AMR CORP DEL COM 178,125.00 120,047.65 2.12 0.00 5,000 APPLIED MATERIALS INC COM 213,437.50 122,100.00 2.54 0.00 1,600 ATLANTIC RICHFIELD CO COM 104,600.00 93,944.50 1.25 0.00 3,500 AUTOMATIC DATA PROCESSING INC 280,656.25 117,649.50 3.35 267.05 2,375 BANKAMERICA CORP NEW COM 142,796.88 66,243.0O 1.70 0.00 5,200 BELL SOUTH CORP COM 259,35O.00 96,823.5O 3.09 0.00 4,000 BOEING CO COM 130,500.00 158,241.00 1.56 0.00 2,000 BRISTOL MYERS SQUIBB CO 267,625.00 97,085.24 3.19 0.00 5,400 CATERPILLAR INC COM 248,400.00 146,620.00 2.96 0.00 2,500 CITIGROUP INC COM 124,218.75 90,570.00 1.48 0.00 3,000 CORNING INC COM 135,000.00 131,825.00 1.61 0.00 4,800 DAYTON HUDSON CORP COM 260,400.00 52,214.00 3.10 0.00 3,000 DEERE JOHN & CO COM 98,625.00 106,996.25 1.18 660.00 1,400 DOW CHEMICAL CO COM 127,312.50 101,693.00 1.52 1,218.00 4,600 FEDERAL NATIONAL MORTGAGE ASSN COM 340,400.00 131,391.50 4.06 0.00 4,000 FIRST DATA CORP COM 127,500.00 133,280.00 1.52 80.00 5,000 FORD MOTOR CO DEL COM 293,437.50 97,626.02 3.50 0.00 2,000 GENERAL ELECTRIC CO COM 204,000.00 62,846.00 2.43 700.00 1,400 GEORGIA PACIFIC GROUP COM 81,987.50 62,306.24 0.98 0.00 3,200 GILLETTE CO COM 153,000.00 71,645.00 1.82 0.00 3,000 HALLIBURTON CO COM NEW 88,875.00 60,204.84 1.06 0.00 3,000 HEWLETT PACKARD CO COM 204,937.50 151,185.00 2.44 480.00 8,600 HOME DEPOT INC COM 526,212.50 142,008.84 6.27 0.00 5,000 INTEL CORP COM 592,812.50 105,256.25 7.07 0.00 600 J P MORGAN & CO INC COM 63,037.50 43,684.50 0.75 594.00 2,000 JOHNSON & JOHNSON COM 167,750.00 67,031.50 2.00 0.00 4,200 MCDONALDS CORP COM 322,612.50 156,909.50 3.85 0.00 2,000 MERCK & CO INC COM 295,000.00 129,796.25 3.52 1,080.00 4,600 PEPSICO INC COM 188,025.00 108,441.23 2.24 598.00 2,200 PFIZER INC COM 275,000.00 31,312.87 3.28 0.00 1,500 PPG INDS INC COM 87,281.25 63,787.00 1.04 0.00 4,000 SARA LEE CORP COM 112,750.00 57,877.50 1.34 250.00 2,400 SCHLUMBERGER LTD COM 111,300.00 99,169.00 1.33 450.00 2,000 SHERWIN WILLIAMS CO COM 58,750.00 33,911.67 0.70 0.00 4,000 THERMO ELECTRON CORPORATION COM 67,750.00 138,781.50 0.81 0.00 2,000 WAL-MART STORES INC 162,875.00 52,784.50 1.94 155.00 4,500 WALT DISNEY CO COM 135,000.00 92,367.50 1.61 0.00 ------------- ------------- ------------- ------------- 7,709,715.63 3,805,859.15 91.89 6,862.05 ------------- ------------- ------------- ------------- TOTAL INVESTMENTS 8,389,796.83 4,485,940.35 100.00 9,426.27 CASH 0.00 0.00 0.00 ------------- ------------- ------------- ------------- NET ASSETS 8,389,796.83 4,485,940.35 100.00 ACCRUED INCOME 9,426.27 9,426.27 ------------- ------------- TOTAL VALUE 8,399,223.10 4,495,366.62 ============= =============
ASSET DETAIL ------------ 0005421300 CROSSAVER 401(K) & P/S PL BOND AS OF 12/31/98
SHARES OR MARKET BOOK PERCENT ACCRUED FACE VALUE DESCRIPTION VALUE VALUE OF MARKET INCOME CASH MANAGEMENT ASSETS --------------------------------- 594.7 FLEET MONEY MARKET DEPOSIT A/C-RI 594.70 594.70 0.03 1.75 ------------- ------------- ------------- ------------- 594.70 594.70 0.03 1.75 GALAXY MUTUAL FUNDS --------------------------------- 188,613.156 GALAXY HIGH QUALITY BOND CLASS J-TR 2,087,947.64 2,046,792.99 99.97 9,069.22 ------------- ------------- ------------- ------------- 2,087,947.64 2,046,792.99 99.97 9,069.22 ------------- ------------- ------------- ------------- TOTAL INVESTMENTS 2,088,542.34 2,047,387.69 100.00 9,070.97 CASH 0.00 0.00 0.00 ------------- ------------- ------------- ------------- NET ASSETS 2,088,542.34 2,047,387.69 100.00 ACCRUED INCOME 9,070.97 9,070.97 ------------- ------------- TOTAL VALUE 2,097,613.31 2,056,458.66 ============= =============
ASSET DETAIL ------------ 0005420500 CROSSAVER 401(K) & P/S PL SMALL CO AS OF 12/31/98
SHARES OR MARKET BOOK PERCENT ACCRUED FACE VALUE DESCRIPTION VALUE VALUE OF MARKET INCOME CASH MANAGEMENT ASSETS --------------------------------- 4,335.38 FLEET MONEY MARKET DEPOSIT A/C-RI 4,335.38 4,335.38 0.07 13.12 ------------- ------------- ------------- ------------- 4,335.38 4,335.38 0.07 13.12 GALAXY MUTUAL FUNDS --------------------------------- 392,840.197 GALAXY SMALL COMPANY EQUITY FUND-TR 6,422,937.22 6,941,227.79 99.93 0.00 ------------- ------------- ------------- ------------- 6,422,937.22 6,941,227.79 99.93 0.00 ------------- ------------- ------------- ------------- TOTAL INVESTMENTS 6,427,272.60 6,945,563.17 100.00 13.12 CASH 0.00 0.00 0.00 ------------- ------------- ------------- ------------- NET ASSETS 6,427,272.60 6,945,563.17 100.00 ACCRUED INCOME 13.12 13.12 ------------- ------------- TOTAL VALUE 6,427,285.72 6,945,576.29 ============= =============
ASSET DETAIL ------------ 0005422100 CROSSAVER 401(K) & P/S PL INTERN'L AS OF 12/31/98
SHARES OR MARKET BOOK PERCENT ACCRUED FACE VALUE DESCRIPTION VALUE VALUE OF MARKET INCOME CASH MANAGEMENT ASSETS --------------------------------- 1,107.86 FLEET MONEY MARKET DEPOSIT A/C-RI 1,107.86 1,107.86 0.03 4.97 ------------- ------------- ------------- ------------- 1,107.86 1,107.86 0.03 4.97 GALAXY MUTUAL FUNDS --------------------------------- 177,293.681 GALAXY FD INTL EQUITY CLASS G-TRUST 3,168,238.08 2,593,077.08 99.97 0.00 ------------- ------------- ------------- ------------- 3,168,238.08 2,593,077.08 99.97 0.00 ------------- ------------- ------------- ------------- TOTAL INVESTMENTS 3,169,345.94 2,594,184.94 100.00 4.97 CASH 0.00 0.00 0.00 ------------- ------------- ------------- ------------- NET ASSETS 3,169,345.94 2,594,184.94 100.00 ACCRUED INCOME 4.97 4.97 ------------- ------------- TOTAL VALUE 3,169,350.91 2,594,189.91 ============= =============
ASSET DETAIL ------------ 8009900500 CROSSAVER 401(K) & P/S PL STOCK AS OF 12/31/98
SHARES OR MARKET BOOK PERCENT ACCRUED FACE VALUE DESCRIPTION VALUE VALUE OF MARKET INCOME CASH MANAGEMENT ASSETS --------------------------------- 1,902.29 FLEET MONEY MARKET DEPOSIT A/C-RI 1,902.29 1,902.29 0.19 8.09 ------------- ------------- ------------- ------------- 1,902.29 1,902.29 0.19 8.09 COMMON EQUITIES --------------------------------- 183,075 CROSS A T CO CL A COM 984,028.13 1,972,564.78 99.81 0.00 ------------- ------------- ------------- ------------- 984,028.13 1,972,564.78 99.81 0.00 ------------- ------------- ------------- ------------- TOTAL INVESTMENTS 985,930.42 1,974,467.07 100.00 8.09 CASH 0.00 0.00 0.00 ------------- ------------- ------------- ------------- NET ASSETS 985,930.42 1,974,467.07 100.00 ACCRUED INCOME 8.09 8.09 ------------- ------------- TOTAL VALUE 985,938.51 1,974,475.16 ============= =============
ASSET DETAIL ------------ 8025700900 CROSSAVER 401(K) & P/S PL LOAN AS OF 12/31/98
SHARES OR MARKET BOOK PERCENT ACCRUED FACE VALUE DESCRIPTION VALUE VALUE OF MARKET INCOME CASH MANAGEMENT ASSETS --------------------------------- 112,133.1 FLEET MONEY MARKET DEPOSIT A/C-RI 112,133.10 112,133.10 10.08 321.53 ------------- ------------- ------------- ------------- 112,133.10 112,133.10 10.08 321.53 NOTES AND ANNUITIES --------------------------------- 1,000,598.98 A T CROSS LOAN VAR RT 1,000,598.98 1,000,598.98 89.92 0.00 ------------- ------------- ------------- ------------- 1,000,598.98 1,000,598.98 89.92 0.00 ------------- ------------- ------------- ------------- TOTAL INVESTMENTS 1,112,732.08 1,112,732.08 100.00 321.53 CASH 0.00 0.00 0.00 ------------- ------------- ------------- ------------- NET ASSETS 1,112,732.08 1,112,732.08 100.00 ACCRUED INCOME 321.53 321.53 ------------- ------------- TOTAL VALUE 1,113,053.61 1,113,053.61 ============= =============
ASSET DETAIL ------------ 8540000000 AT CROSS PENCIL INSTALLMENT AS OF 12/31/98
SHARES OR MARKET BOOK PERCENT ACCRUED FACE VALUE DESCRIPTION VALUE VALUE OF MARKET INCOME CASH MANAGEMENT ASSETS ---------------------------------- 7,072.6 FLEET MONEY MARKET DEPOSIT A/C-RI 7,072.60 7,072.60 97.70 25.29 ------------- ------------- ------------- ------------- 7,072.60 7,072.60 97.70 25.29 COMMON EQUITIES --------------------------------- 31 CROSS A T CO CL A COM 166.63 526.97 2.30 0.00 ------------- ------------- ------------- ------------- 166.63 526.97 2.30 0.00 ------------- ------------- ------------- ------------- TOTAL INVESTMENTS 7,239.23 7,599.57 100.00 25.29 CASH 0.00 0.00 0.00 ------------- ------------- ------------- ------------- NET ASSETS 7,239.23 7,599.57 100.00 ACCRUED INCOME 25.29 25.29 ------------- ------------- TOTAL VALUE 7,264.52 7,624.86 ============= =============
ASSET DETAIL ------------ 0000266800 A T CROSS INST FLEET STABLE ASSET AS OF 12/31/98
SHARES OR MARKET BOOK PERCENT ACCRUED FACE VALUE DESCRIPTION VALUE VALUE OF MARKET INCOME CASH MANAGEMENT ASSETS --------------------------------- 26.02 FLEET MONEY MARKET DEPOSIT A/C-RI 26.02 26.02 0.03 0.09 ------------- ------------- ------------- ------------- 26.02 26.02 0.03 0.09 COMMINGLED FUNDS --------------------------------- 10,033.0828 FLEET STABLE ASSET FUND 100,330.83 100,330.83 97.46 580.11 ------------- ------------- ------------- ------------- 100,330.83 100,330.83 97.46 580.11 COMMON EQUITIES --------------------------------- 481 CROSS A T CO CL A COM 2,585.38 6,022.61 2.51 0.00 ------------- ------------- ------------- ------------- 2,585.38 6,022.61 2.51 0.00 ------------- ------------- ------------- ------------- TOTAL INVESTMENTS 102,942.23 106,379.46 100.00 580.20 CASH 0.00 0.00 0.00 ------------- ------------- ------------- ------------- NET ASSETS 102,942.23 106,379.46 100.00 ACCRUED INCOME 580.20 580.20 ------------- ------------- TOTAL VALUE 103,522.43 106,959.66 ============= =============
A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN ITEM 27d - SCHEDULE OF REPORTABLE TRANSACTIONS YEAR ENDED DECEMBER 31, 1998 Please see attached schedules. - 18 - SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY ISSUE ----------------------------------------------- COMPUTED ON A 12/31/97 VALUE OF $27,472,565.75 8765000800 CROSSAVER 401(K) & P/S PL GENERAL FROM 12/31/97 TO 12/31/98
PURCH/SALE TRANSACTION PURCHASE/SALE BOOK TRADE DATE SHARES/PV PRICE EXPENSE PROCEEDS VALUE FLEET MONEY MARKET DEPOSIT A/C-RI ================================= 1/ 2/98 17,446 PURCHASED 1.00 0.00 -17,446.00 17,446.00 1/ 5/98 223,221 SOLD 1.00 0.00 223,221.23 -223,221.23 1/ 7/98 455,066 SOLD 1.00 0.00 455,065.92 -455,065.92 1/ 8/98 207,963 SOLD 1.00 0.00 207,963.43 -207,963.43 1/ 9/98 563 PURCHASED 1.00 0.00 -562.50 562.50 1/12/98 745,542 PURCHASED 1.00 0.00 -745,542.19 745,542.19 1/14/98 2,781,532 PURCHASED 1.00 0.00 -2,781,532.35 2,781,532.35 1/15/98 3,840,020 SOLD 1.00 0.00 3,840,019.66 -3,840,019.66 1/16/98 384 PURCHASED 1.00 0.00 -384.00 384.00 1/21/98 64,145 PURCHASED 1.00 0.00 -64,145.49 64,145.49 1/22/98 7,457 PURCHASED 1.00 0.00 -7,456.65 7,456.65 1/23/98 8,070 SOLD 1.00 0.00 8,070.15 -8,070.15 1/26/98 2,400 PURCHASED 1.00 0.00 -2,400.00 2,400.00 1/28/98 7,479 PURCHASED 1.00 0.00 -7,479.48 7,479.48 1/30/98 6,090 PURCHASED 1.00 0.00 -6,090.00 6,090.00 2/ 2/98 9,456 PURCHASED 1.00 0.00 -9,456.00 9,456.00 2/ 3/98 2,639 PURCHASED 1.00 0.00 -2,639.35 2,639.35 2/ 6/98 14,989 PURCHASED 1.00 0.00 -14,988.61 14,988.61 2/12/98 1,915 SOLD 1.00 0.00 1,915.43 -1,915.43 2/13/98 8,642 PURCHASED 1.00 0.00 -8,641.95 8,641.95 2/17/98 69,973 PURCHASED 1.00 0.00 -69,972.50 69,972.50 2/20/98 524,751 PURCHASED 1.00 0.00 -524,751.28 524,751.28 2/23/98 505,144 SOLD 1.00 0.00 505,144.35 -505,144.35 2/25/98 1,152 PURCHASED 1.00 0.00 -1,152.00 1,152.00 2/26/98 6,583 PURCHASED 1.00 0.00 -6,582.93 6,582.93 3/ 2/98 3,508 SOLD 1.00 0.00 3,508.28 -3,508.28 3/ 3/98 1,251 PURCHASED 1.00 0.00 -1,250.93 1,250.93 3/ 5/98 14,764 PURCHASED 1.00 0.00 -14,763.68 14,763.68 3/ 6/98 2,785 SOLD 1.00 0.00 2,784.79 -2,784.79 3/10/98 11,520 PURCHASED 1.00 0.00 -11,520.00 11,520.00 3/11/98 440 PURCHASED 1.00 0.00 -440.38 440.38 3/12/98 3,800 PURCHASED 1.00 0.00 -3,800.00 3,800.00 3/13/98 15,778 PURCHASED 1.00 0.00 -15,778.21 15,778.21 3/16/98 30,201 SOLD 1.00 0.00 30,201.01 -30,201.01 3/17/98 130,147 SOLD 1.00 0.00 130,147.23 -130,147.23 3/19/98 14,751 PURCHASED 1.00 0.00 -14,751.00 14,751.00 3/20/98 10,519 SOLD 1.00 0.00 10,518.67 -10,518.67 3/26/98 6,607 PURCHASED 1.00 0.00 -6,607.13 6,607.13 3/30/98 9,000 SOLD 1.00 0.00 9,000.00 -9,000.00 3/31/98 535,872 PURCHASED 1.00 0.00 -535,872.30 535,872.30 4/ 1/98 18,364 PURCHASED 1.00 0.00 -18,364.25 18,364.25 4/ 2/98 2,567 PURCHASED 1.00 0.00 -2,566.82 2,566.82 4/ 3/98 563 PURCHASED 1.00 0.00 -562.50 562.50 4/ 6/98 5,564 SOLD 1.00 0.00 5,564.42 -5,564.42 4/ 9/98 7,613 PURCHASED 1.00 0.00 -7,612.85 7,612.85 4/10/98 7,482 PURCHASED 1.00 0.00 -7,481.81 7,481.81 4/15/98 14,752 PURCHASED 1.00 0.00 -14,751.66 14,751.66 4/20/98 50,792 PURCHASED 1.00 0.00 -50,791.64 50,791.64 4/21/98 18,785 SOLD 1.00 0.00 18,784.51 -18,784.51 4/22/98 21,857 PURCHASED 1.00 0.00 -21,857.11 21,857.11 4/23/98 29 PURCHASED 1.00 0.00 -29.06 29.06 4/27/98 2,4OO PURCHASED 1.00 0.00 -2,400.00 2,400.00 4/29/98 6,911 PURCHASED 1.00 0.00 -6,911.43 6,911.43 4/30/98 483 SOLD 1.00 0.00 483.25 -483.25 4/30/98 3,480 PURCHASED 1.00 0.00 -3,480.00 3,480.00 4/30/98 71,000 SOLD 1.00 0.00 7,000.00 -7,000.00 5/ 1/98 2,906 SOLD 1.00 0.00 2,905.60 -2,905.60 5/ 1/98 15,763 PURCHASED 1.00 0.00 -15,763.25 15,763.25 5/ 4/98 4,206 SOLD 1.00 0.00 4,206.21 -4,206.21 5/ 8/98 14,689 PURCHASED 1.00 0.00 -14,689.41 14,689.41 5/13/98 6,963 PURCHASED 1.00 0.00 -6,962.93 6,962.93 5/15/98 47,882 PURCHASED 1.00 0.00 -47,881.98 47,881.98 5/20/98 11,139 SOLD 1.00 0.00 11,139.01 -11,139.01 5/20/98 16,481 PURCHASED 1.00 0.00 -16,480.59 16,480.59 5/20/98 18,561 SOLD 1.00 0.00 18,561.47 -18,561.47 5/22/98 378 PURCHASED 1.00 0.00 -378.00 378.00 5/26/98 1,230 PURCHASED 1.00 0.00 -1,230.03 1,230.03 5/27/98 8,919 PURCHASED 1.00 0.00 -8,919.17 8,919.17 5/28/98 6,912 PURCHASED 1.00 0.00 -6,912.49 6,912.49 6/ 1/98 8,363 PURCHASED 1.00 0.00 -8,363.30 8,363.30 6/ 2/98 3,749 PURCHASED 1.00 0.00 -3,749.41 3,749.41 6/ 3/98 13,555 PURCHASED 1.00 0.00 -13,554.89 13,554.89 6/ 4/98 4,300 SOLD 1.00 0.00 4,300.00 -4,300.00 6/ 5/98 2,043 PURCHASED 1.00 0.00 -2,043.00 2,043.00 6/ 9/98 1,530,489 PURCHASED 1.00 0.00 -1,530,488.67 1,530,488.67 6/10/98 8,220 PURCHASED 1.00 0.00 -8,220.00 8,220.00 6/11/98 10,913 PURCHASED 1.00 0.00 -10,913.15 10,913.15 6/12/98 1,573 PURCHASED 1.00 0.00 -1,573.32 1,573.32 6/15/98 171,570 SOLD 1.00 0.00 171,570.01 -171,570.01 6/16/98 19,874 SOLD 1.00 0.00 19,873.90 -19,873.90 6/17/98 2,599 PURCHASED 1.00 0.00 -2,598.97 2,598.97 6/18/98 380,266 SOLD 1.00 0.00 380,265.84 -380,265.84 6/19/98 3,756 SOLD 1.00 0.00 3,756.13 -3,756.13 6/24/98 8,145 PURCHASED 1.00 0.00 -8,144.55 8,144.55 6/25/98 123,412 SOLD 1.00 0.00 123,412.23 -123,412.23 6/26/98 62,287 SOLD 1.00 0.00 62,286.65 -62,286.65 6/30/98 14,323 SOLD 1.00 0.00 14,323.07 -14,323.07 7/ 1/98 11,498 PURCHASED 1.00 0.00 -11,497.50 11,497.50 7/ 2/98 7,577 PURCHASED 1.00 0.00 -7,576.55 7,576.55 7/ 3/98 2,495 SOLD 1.00 0.00 2,494.58 -2,494.58 7/ 7/98 194,984 PURCHASED 1.00 0.00 -194,984.07 194,984.07 7/ 8/98 16,480 PURCHASED 1.00 0.00 -16,479.91 16,479.91 7/ 9/98 8,303 PURCHASED 1.00 0.00 -8,303.27 8,303.27 7/10/98 563 PURCHASED 1.00 0.00 -562.50 562.50 7/13/98 775 PURCHASED 1.00 0.00 -775.00 775.00 7/14/98 50,215 PURCHASED 1.00 0.00 -50,214.86 50,214.86 7/15/98 5,452 PURCHASED 1.00 0.00 -5,451.82 5,451.82 7/20/98 31 SOLD 1.00 0.00 31.11 -31.11 7/21/98 2,692 PURCHASED 1.00 0.00 -2,691.60 2,691.60 7/22/98 5,104 PURCHASED 1.00 0.00 -5,104.42 5,104.42 7/23/98 1,775 PURCHASED 1.00 0.00 -1,774.75 1,774.75 7/24/98 34 PURCHASED 1.00 0.00 -34.45 34.45 7/27/98 2,100 PURCHASED 1.00 0.00 -2,100.00 2,100.00 7/28/98 16,791 SOLD 1.00 0.00 16,791.33 -16,791.33 7/29/98 7,783 PURCHASED 1.00 0.00 -7,782.92 7,782.92 7/30/98 3,480 PURCHASED 1.00 0.00 -3,480.00 3,480.00 8/ 3/98 13,709 SOLD 1.00 0.00 13,709.14 -13,709.14 8/ 4/98 8,124 PURCHASED 1.00 0.00 -8,123.91 8,123.91 8/ 5/98 14,420 PURCHASED 1.00 0.00 -14,419.97 14,419.97 8/13/98 7,855 PURCHASED 1.00 0.00 -7,854.65 7,854.65 8/14/98 89 SOLD 1.00 0.00 88.60 -88.60 8/17/98 168,963 PURCHASED 1.00 0.00 -168,962.50 168,962.50 8/19/98 6,536 PURCHASED 1.00 0.00 -6,536.24 6,536.24 8/20/98 2,625 PURCHASED 1.00 0.00 -2,624.78 2,624.78 8/21/98 8,034 PURCHASED 1.00 0.00 -8,033.52 8,033.52 8/24/98 15,509 SOLD 1.00 0.00 15,509.48 -15,509.48 8/25/98 11,516 SOLD 1.00 0.00 11,516.30 -11,516.30 8/26/98 7,930 PURCHASED 1.00 0.00 -7,930.37 7,930.37 9/ 1/98 7,944 PURCHASED 1.00 0.00 -7,944.00 7,944.00 9/ 2/98 22,603 PURCHASED 1.00 0.00 -22,603.12 22,603.12 9/ 4/98 2,043 PURCHASED 1.00 0.00 -2,043.00 2,043.00 9/ 8/98 3,500 PURCHASED 1.00 0.00 -3,500.00 3,500.00 9/ 9/98 126,917 SOLD 1.00 0.00 126,917.21 -126,917.21 9/10/98 76,352 SOLD 1.00 0.00 76,352.02 -76,352.02 9/11/98 1,350 PURCHASED 1.00 0.00 -1,350.00 1,350.00 9/15/98 11,900 SOLD 1.00 0.00 11,900.00 -11,900.00 9/16/98 7,564 PURCHASED 1.00 0.00 -7,564.06 7,564.06 9/17/98 102 SOLD 1.00 0.00 102.00 -102.00 9/18/98 213 PURCHASED 1.00 0.00 -212.52 212.52 9/21/98 6,300 SOLD 1.00 0.00 6,300.32 -6,300.32 9/23/98 7,840 PURCHASED 1.00 0.00 -7,839.77 7,839.77 9/24/98 10,778 SOLD 1.00 0.00 10,777.87 -10,777.87 9/28/98 11,953 SOLD 1.00 0.00 11,953.47 -11,953.47 9/30/98 7,430 PURCHASED 1.00 0.00 -7,430.27 7,430.27 10/ 1/98 11,218 PURCHASED 1.00 0.00 -11,217.50 11,217.50 10/ 2/98 1,214,556 SOLD 1.00 0.00 1,214,555.50 -1,214,555.50 10/ 6/98 49,964 PURCHASED 1.00 0.00 -49,963.90 49,963.90 10/ 8/98 5,148 SOLD 1.00 0.00 5,147.55 -5,147.55 10/ 9/98 563 PURCHASED 1.00 0.00 -562.50 562.50 10/13/98 775 PURCHASED 1.00 0.00 -775.00 775.00 10/14/98 14,484 PURCHASED 1.00 0.00 -14,484.38 14,484.38 10/15/98 9,750 PURCHASED 1.00 0.00 -9,750.00 9,750.00 10/16/98 46,676 PURCHASED 1.00 0.00 -46,675.79 46,675.79 10/19/98 26,365 SOLD 1.00 0.00 26,364.73 -26,364.73 10/22/98 5,328 PURCHASED 1.00 0.00 -5,328.23 5,328.23 10/23/98 2,963 PURCHASED 1.00 0.00 -2,962.73 2,962.73 10/26/98 2,100 PURCHASED 1.00 0.00 -2,100.00 2,100.00 10/27/98 11,177 SOLD 1.00 0.00 11,177.03 -11,177.03 10/29/98 2,165 SOLD 1.00 0.00 2,164.99 -2,164.99 10/30/98 3,480 PURCHASED 1.00 0.00 -3,480.00 3,480.00 11/ 2/98 12,663 PURCHASED 1.00 0.00 -12,662.68 12,662.68 11/ 3/98 41,031 PURCHASED 1.00 0.00 -4,030.55 4,030.55 11/ 5/98 13,590 PURCHASED 1.00 0.00 -13,590.09 13,590.09 11/ 9/98 845 PURCHASED 1.00 0.00 -844.60 844.60 11/16/98 72,521 PURCHASED 1.00 0.00 -72,520.91 72,520.91 11/17/98 10,108 SOLD 1.00 0.00 10,107.66 -10,107.66 11/19/98 13,057 PURCHASED 1.00 0.00 -13,057.42 13,057.42 11/20/98 31,378 PURCHASED 1.00 0.00 -3,378.00 3,378.00 11/25/98 1,152 PURCHASED 1.00 0.00 -1,152.00 1,152.00 11/27/98 1,310 SOLD 1.00 0.00 1,309.84 -1,309.84 11/30/98 8,520 PURCHASED 1.00 0.00 -8,519.87 8,519.87 12/ 1/98 97,994 SOLD 1.00 0.00 97,993.88 -97,993.88 12/ 2/98 3,636 PURCHASED 1.00 0.00 -3,636.35 3,636.35 12/ 3/98 12,781 PURCHASED 1.00 0.00 -12,781.22 12,781.22 12/ 4/98 2,043 PURCHASED 1.00 0.00 -2,043.00 2,043.00 12/ 8/98 107,259 SOLD 1.00 0.00 107,258.56 -107,258.56 12/ 9/98 591 PURCHASED 1.00 0.00 -591.28 591.28 12/10/98 19,021 PURCHASED 1.00 0.00 -19,020.78 19,020.78 12/11/98 1,350 PURCHASED 1.00 0.00 -1,350.00 1,350.00 12/15/98 8,100 PURCHASED 1.00 0.00 -8,100.00 8,100.00 12/16/98 17,159 PURCHASED 1.00 0.00 -17,159.10 17,159.10 12/17/98 423 PURCHASED 1.00 0.00 -423.00 423.00 12/18/98 213 PURCHASED 1.00 0.00 -212.52 212.52 12/22/98 22,766 SOLD 1.00 0.00 22,765.92 -22,765.92 12/24/98 22,687 PURCHASED 1.00 0.00 -22,687.23 22,687.23 12/28/98 1,924 PURCHASED 1.00 0.00 -1,924.13 1,924.13 12/31/98 7,800 PURCHASED 1.00 0.00 -7,799.65 7,799.65 15,779,535.40
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY BROKER ----------------------------------------------- COMPUTED ON A 12/31/97 VALUE OF $27,472,565.75 8765000800 CROSSAVER 401(K) & P/S PL GENERAL FROM 12/31/97 TO 12/31/98
TRANSACTION BOOK TRADE DATE SHARES/PV EXPENSE CASH VALUE CANTOR, FITZGERALD & CO, INC ================================= 1/ 9/98 3,280 S T-RICON GLOBAL RESTAURANTS INC COM 229.60 86,072.52 -7,374.02 1/ 9/98 2,000 S HERSHEY FOODS CORP COM 140.00 123,230.88 -12,378.86 1/ 9/98 2,000 S MOBIL CORP COM 140.00 132,730.57 -32,592.52 1/ 9/98 3,800 S PEPSICO INC COM 266.00 135,579.47 -10,396.64 1/ 9/98 2,000 S DAYTON HUDSON CORP COM 140.00 137,011.62 -21,016.00 1/ 9/98 3,000 S MCDONALDS CORP COM 210.00 137,597.90 -17,491.48 1/ 9/98 2,000 S PFIZER INC COM 140.00 151,479.94 -10,070.87 1/ 9/98 2,800 S JOHNSON & JOHNSON COM 196.00 182,322.91 -15,559.67 1/ 9/98 2,000 S BRISTOL MYERS SQUIBB CO 140.00 185,560.00 -30,698.25 1/ 9/98 3,200 S AUTOMATIC DATA PROCESSING INC 224.00 189,094.80 -33,168.67 1/ 9/98 4,000 S SARA LEE CORP COM 280.00 228,462.37 -32,290.56 1/ 9/98 4,500 S GEORGIA PACIFIC GROUP COM 315.00 240,426.97 -148,630.73 1/ 9/98 3,000 S DOW CHEMICAL CO COM 210.00 286,280.45 -82,303.43 1/ 9/98 8,000 S ANHEUSER - BUSCH COMPANIES INC COM 560.00 347,928.38 -127,654.08 3,190.60 2,563,778.78 ESI SECURITIES COMPANY ================================= 1/ 9/98 1,100 S BELL SOUTH CORP COM 77.00 62,314.68 -18,263.67 1/ 9/98 800 S PROCTER & GAMBLE CO COM 96.00 63,401.88 -7,322.30 1/ 9/98 1,425 S NATIONSBANK CORP COM 84.00 85,413.15 -33,447.00 6/ 4/98 1,000 S KIMBERLY CLARK CORP COM 70.00 48,928.36 -8,827.05 6/ 4/98 1,000 S AUTOMATIC DATA PROCESSING INC 70.00 63,677.87 -10,365.21 6/ 4/98 1,000 S JOHNSON & JOHNSON COM 70.00 67,552.74 -5,557.03 6/ 4/98 1,000 S GENERAL ELECTRIC CO COM 70.00 81,802.27 -6,508.13 6/ 4/98 2,000 S PEPSICO INC COM 140.00 82,107.25 -5,471.92 6/ 4/98 1,000 S BRISTOL MYERS SQUIBB CO 70.00 107,176.42 -15,349.13 6/ 4/98 2,000 S SARA LEE CORP COM 140.00 116,356.11 -16,145.28 6/ 4/98 2,000 S MCDONALDS CORP COM 140.00 131,730.60 -11,660.99 6/ 4/98 3,000 S DAYTON HUDSON CORP COM 210.00 141,722.76 -15,762.00 6/ 4/98 3,200 S MOTOROLA INC COM 224.00 164,970.49 -197,384.00 6/ 4/98 2,000 S PFIZER INC COM 140.00 207,853.06 -10,070.87 6/ 4/98 4,193 S ASSOCIATES FIRST CAP CORP COM 293.51 312,860.74 -45,089.03 1,894.51 1,737,868.38
ASSETS DISPOSED --------------- 8765000800 CROSSAVER 401(K) & P/S PL GENERAL FROM 12/31/97 TO 12/31/98
SETTLEMENT FACE VALUE OR *------ D E S C R I P T 1 0 N ------* PROCEEDS BOOK REALIZED DATE NO. OF SHARES VALUE GAIN/LOSS 8,079,281.54 AUTOMATED CASH MANAGEMENT TRUST 8,079,281.54 8,079,281.54- 0.00 TOTAL DISPOSED FOR THE ABOVE PERIOD 01/14/98 8,000.00 AMHEUSER - BUSCH COMPANIES INC COM 347,928.38 127,654.08- 220274.30 04/22/98 0.36 ASSOCIATES FIRST CAP CORP COM 29.06 3.87- 25.19 04/22/98 0.00 0.00 0.00 0.00 06/09/98 4,193.00 ASSOCIATES FIRST CAP CORP COM 312,860.74 45,089.03- 267771.71 01/14/98 3,200.00 AUTOMATIC DATA PROCESSING INC 189,094.80 33,168.67- 155926.13 06/09/98 1,000.00 AUTOMATIC DATA PROCESSING INC 63,677.87 10,365.21- 53312.66 01/14/98 1,100.00 BELL SOUTH CORP COM 62,314.68 18,263.67- 44051.01 01/14/98 2,000.00 BRISTOL MYERS SQUIBB CO 185,560.00 30,698.25- 154861.75 06/09/98 1,000.00 BRISTOL MYERS SQUIBB CO 107,176.42 15,349.13- 91827.29 01/14/98 2,000.00 DAYTON HUDSON CORP COM 137,011.62 21,016.00- 115995.62 06/09/98 3,000.00 DAYTON HUDSON CORP COM 141,722.76 15,762.00- 125960.76 01/14/98 3,000.00 DOW CHEMICAL CO COM 286,280.45 82,303.43- 203977.02 06/09/98 1,000.00 GENERAL ELECTRIC CO COM 81,802.27 6,508.13- 75294.14 01/14/98 4,500.00 GEORGIA PACIFIC GROUP COM 240,426.97 148,630.73- 91796.24 02/20/98 4,500.00 GEORGIA PACIFIC TIMBER GROUP COM 106,837.67 60,231.77- 46605.90 01/14/98 2,000.00 HERSHEY FOODS CORP COM 123,230.88 12,378.86- 110852.02 02/20/98 2,000.00 HERSHEY FOODS CORP COM 127,355.75 12,378.86- 114976.89 01/14/98 2,800.00 JOHNSON & JOHNSON COM 182,322.91 5,559.67- 166763.24 06/09/98 1,000.00 JOHNSON & JOHNSON COM 67,552.74 5,557.03- 61995.71 02/20/98 5,000.00 KIMBERLY CLARK CORP COM 272,140.91 44,135.27- 228005.64 06/09/98 1,000.00 KIMBERLY CLARK CORP COM 48,928.36 8,827.05- 40101.31 01/14/98 3,000.00 MCDONALDS CORP COM 137,597.90 17,491.48- 120106.42 06/09/98 2,000.00 MCDONALDS CORP COM 131,730.60 11,660.99- 120069.61 01/14/98 2,000.00 MOBIL CORP COM 132,730.57 32,592.52- 100138.05 06/09/98 3,200.00 MOTOROLA INC COM 164,970.49 197,384.00- 32413.51 01/14/98 1,425.00 NATIONSBANK CORP COM 85,413.15 33,447.00- 51966.15 01/14/98 3,800.00 PEPSICO INC COM 135,579.47 10,396.64- 125182.83 06/09/98 2,000.00 PEPSICO INC COM 82,107.25 5,471.92- 76635.33 01/14/98 2,000.00 PFIZER INC COM 151,479.94 10,070.87- 141409.07 06/09/98 2,000.00 PFIZER INC COM 207,853.06 10,070.87- 197782.19 01/14/98 800.00 PROCTER & GAMBLE CO COM 63,401.88 7,322.30- 56079.58 01/14/98 4,000.00 SARA LEE CORP COM 228,462.37 32,290.56- 196171.81 06/09/98 2,000.00 SARA LEE CORP COM 116,356.11 16,145.28- 100210.83 01/14/98 3,280.00 TRICON GLOBAL RESTAURANTS INC COM 86,072.52 7,374.02- 78698.50 01/12/98 200,000.00 U S TREAS NOTES 6.25% 2/15/03 207,718.75 198,656.25- 9062.50 01/12/98 200,000.00 U S TREAS NOTES 6.25% 2/15/07 210,468.75 204,187.50- 6281.25 08/17/98 100,000.00 U S TREAS NOTES 9.25% 8/15/98 100,000.00 100,187.50- 187.50 01/12/98 200,000.00 U S TREAS NOTES 5.875% 2/15/04 205,031.25 203,562.50- 1468.75 01/12/98 100,000.00 U S TREAS NOTES 6.375% 8/15/02 104,070.31 101,156.25- 2914.06 ------------- ------------- --------- 13,714,581.15 9,992,630.70- 3721950.45
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY ISSUE ----------------------------------------------- COMPUTED ON A 12/31/97 VALUE OF $15,379,823.58 8540500900 CROSSAVER 401(K) & P/S PL DIRECTED FROM 12/31/97 TO 12/31/98
PURCH/SALE TRANSACTION PURCHASE/SALE BOOK TRADE DATE SHARES/PV PRICE EXPENSE PROCEEDS VALUE FED FARM CR BKS 5.60% 5/03/99 ================================= 11/ 9/98 2,000,000 PURCHASED 1.00 0.00 -2,005,960.00 2,005,960.00 2,005,960.00 FED FARM CR BKS 4.85% 2/01/99 ================================= 11/ 9/98 2,000,000 PURCHASED 1.00 0.00 -1,999,218.75 1,999,218.75 1,999,218.75 FHLMC DISC NOTE 9/04/98 ================================= 6/ 5/98 1,000,000 PURCHASED 0.99 0.00 -986,350.00 986,350.00 9/ 4/98 1,000,000 MATURED 0.99 0.00 986,350.00 -986,350.00 1,972,700.00 FHLMC DISC NOTE 10/06/98 ================================= 6/ 5/98 1,000,000 PURCHASED 0.98 0.00 -981,618.33 981,618.33 10/ 6/98 1,000,000 MATURED 0.98 0.00 981,618.33 -981,618.33 1,963,236.66 FLEET MONEY MARKET DEPOSIT A/C-RI ================================= 1/ 5/98 287,051 SOLD 1.00 0.00 287,050.58 -287,050.58 1/ 6/98 1,157,579 PURCHASED 1.00 0.00 -1,157,579.26 1,157,579.26 1/ 7/98 860,981 SOLD 1.00 0.00 860,980.51 -860,980.51 1/ 8/98 296,599 SOLD 1.00 0.00 296,598.75 -296,598.75 1/15/98 2,824,870 PURCHASED 1.00 0.00 -2,824,870.25 2,824,870.25 1/16/98 500,000 PURCHASED 1.00 0.00 -500,000.00 500,000.00 1/21/98 41,211 PURCHASED 1.00 0.00 -41,210.75 41,210.75 1/22/98 401,738 PURCHASED 1.00 0.00 -401,738.19 401,738.19 1/23/98 11,428 SOLD 1.00 0.00 11,428.13 -11,428.13 1/26/98 61,222 SOLD 1.00 0.00 61,221.72 -61,221.72 1/27/98 61,222 PURCHASED 1.00 0.00 -61,221.72 61,221.72 1/28/98 4,409 PURCHASED 1.00 0.00 -4,408.58 4,408.58 1/29/98 1,000,000 PURCHASED 1.00 0.00 -1,000,000.00 1,000,000.00 2/ 3/98 8,866 PURCHASED 1.00 0.00 -8,865.62 8,865.62 2/ 4/98 4,000 SOLD 1.00 0.00 4,000.00 -4,000.00 2/ 6/98 4,228,257 SOLD 1.00 0.00 4,228,256.61 -4,228,256.61 2/12/98 1,499,931 PURCHASED 1.00 0.00 -1,499,930.78 1,499,930.78 2/13/98 4,446 PURCHASED 1.00 0.00 -4,445.94 4,445.94 2/19/98 500,000 PURCHASED 1.00 0.00 -500,000.00 500,000.00 2/20/98 2,450,724 SOLD 1.00 0.00 2,450,724.28 -2,450,724.28 2/23/98 226,108 PURCHASED 1.00 0.00 -226,107.65 226,107.65 2/26/98 1,003,725 PURCHASED 1.00 0.00 -1,003,724.64 1,003,724.64 3/ 2/98 1,025,625 PURCHASED 1.00 0.00 -1,025,625.00 1,025,625.00 3/ 3/98 6,523 PURCHASED 1.00 0.00 -6,522.97 6,522.97 3/ 5/98 1,005,466 PURCHASED 1.00 0.00 -1,005,466.43 1,005,466.43 3/ 6/98 498,955 PURCHASED 1.00 0.00 -498,955.37 498,955.37 3/10/98 500,000 PURCHASED 1.00 0.00 -500,000.00 500,000.00 3/11/98 157 PURCHASED 1.00 0.00 -157.31 157.31 3/13/98 503,762 PURCHASED 1.00 0.00 -503,762.16 503,762.16 3/16/98 187,775 SOLD 1.00 0.00 187,775.33 -187,775.33 3/17/98 174,745 SOLD 1.00 0.00 174,744.55 -174,744.55 3/19/98 1,003,894 PURCHASED 1.00 0.00 -1,003,894.23 1,003,894.23 3/20/98 3 SOLD 1.00 0.00 2.86 -2.86 3/23/98 1,800 PURCHASED 1.00 0.00 -1,800.00 1,800.00 3/26/98 3,910 PURCHASED 1.00 0.00 -3,910.07 3,910.07 3/31/98 853,682 PURCHASED 1.00 0.00 -853,681.77 853,681.77 4/ 1/98 503,891 PURCHASED 1.00 0.00 -503,890.64 503,890.64 4/ 2/98 18,711 PURCHASED 1.00 0.00 -18,710.72 18,710.72 4/ 6/98 6,720 SOLD 1.00 0.00 6,720.20 -6,720.20 4/ 9/98 1,707 PURCHASED 1.00 0.00 -1,706.66 1,706.66 4/10/98 4,147 PURCHASED 1.00 0.00 -4,146.55 4,146.55 4/17/98 500,000 PURCHASED 1.00 0.00 -500,000.00 500,000.00 4/20/98 12,316 PURCHASED 1.00 0.00 -12,316.48 12,316.48 4/21/98 8,800 SOLD 1.00 0.00 8,800.00 -8,800.00 4/22/98 9,287 PURCHASED 1.00 0.00 -9,287.11 9,287.11 4/28/98 6,012,842 SOLD 1.00 0.00 6,012,842.31 -6,012,842.31 4/29/98 3,735 PURCHASED 1.00 0.00 -3,734.89 3,734.89 4/30/98 2,O55,000 PURCHASED 1.00 0.00 -2,055,000.00 2,055,000.00 5/ 1/98 2,131 SOLD 1.00 0.00 2,130.87 -2,130.87 5/ 4/98 26,244 PURCHASED 1.00 0.00 -26,243.95 26,243.95 5/ 8/98 5,316 PURCHASED 1.00 0.00 -5,316.31 5,316.31 5/13/98 3,840 PURCHASED 1.00 0.00 -3,840.22 3,840.22 5/14/98 1,973,461 SOLD 1.00 0.00 1,973,461.25 -1,973,461.25 5/15/98 3,231 SOLD 1.00 0.00 3,231.17 -3,231.17 5/18/98 500,000 PURCHASED 1.00 0.00 -500,000.00 500,000.00 5/20/98 2,905 SOLD 1.00 0.00 2,905.42 -2,905.42 5/20/98 5,210 PURCHASED 1.00 0.00 -5,209.61 5,209.61 5/21/98 1,152,542 PURCHASED 1.00 0.00 -1,152,541.58 1,152,541.58 5/27/98 5,946 PURCHASED 1.00 0.00 -5,946.12 5,946.12 5/28/98 2,003,831 PURCHASED 1.00 0.00 -2,003,830.75 2,003,830.75 6/ 1/98 1,026,875 PURCHASED 1.00 0.00 -1,026,875.00 1,026,875.00 6/ 2/98 13,115 PURCHASED 1.00 0.00 -13,115.28 13,115.28 6/ 3/98 5,023 PURCHASED 1.00 0.00 -5,023.17 5,023.17 6/ 4/98 994,119 PURCHASED 1.00 0.00 -994,119.00 994,119.00 6/ 5/98 1,186,246 SOLD 1.00 0.00 1,186,245.60 -1,186,245.60 6/ 5/98 3,924,522 SOLD 1.00 0.00 3,924,522.22 -3,924,522.22 6/11/98 1,003,991 PURCHASED 1.00 0.00 -1,003,991.32 1,003,991.32 6/12/98 130 PURCHASED 1.00 0.00 -129.96 129.96 6/15/98 71,318 SOLD 1.00 0.00 71,317.75 -71,317.75 6/16/98 496,403 PURCHASED 1.00 0.00 -496,403.41 496,403.41 6/17/98 1,715 SOLD 1.00 0.00 1,715.10 -1,715.10 6/18/98 917,773 PURCHASED 1.00 0.00 -917,773.09 917,773.09 6/19/98 1,370 SOLD 1.00 0.00 1,369.65 -1,369.65 6/24/98 4,665 PURCHASED 1.00 0.00 -4,665.31 4,665.31 6/25/98 472,986 PURCHASED 1.00 0.00 -472,985.55 472,985.55 6/26/98 14,407 SOLD 1.00 0.00 14,407.21 -14,407.21 6/30/98 1,025,658 PURCHASED 1.00 0.00 -1,025,657.94 1,025,657.94 7/ 2/98 21,105 PURCHASED 1.00 0.00 -21,105.22 21,105.22 7/ 6/98 295,918 SOLD 1.00 0.00 295,918.00 -295,918.00 7/ 8/98 1,065 PURCHASED 1.00 0.00 -1,064.55 1,064.55 7/ 9/98 1,004,227 PURCHASED 1.00 0.00 -1,004,226.85 1,004,226.85 7/14/98 26,129 PURCHASED 1.00 0.00 -26,129.31 26,129.31 7/15/98 1,856 PURCHASED 1.00 0.00 -1,855.93 1,855.93 7/16/98 1,000,000 PURCHASED 1.00 0.00 -1,000,000.00 1,000,000.00 7/20/98 12,295 SOLD 1.00 0.00 12,294.96 -12,294.96 7/21/98 8,667 SOLD 1.00 0.00 8,666.75 -8,666.75 7/22/98 1,867 PURCHASED 1.00 0.00 -1,866.76 1,866.76 7/23/98 3,000,000 PURCHASED 1.00 0.00 -3,000,000.00 3,000,000.00 7/28/98 2,789 SOLD 1.00 0.00 2,788.87 -2,788.87 7/29/98 3,989 PURCHASED 1.00 0.00 -3,988.64 3,988.64 7/30/98 1,000,000 PURCHASED 1.00 0.00 -1,000,000.00 1,000,000.00 8/ 3/98 8,742 SOLD 1.00 0.00 8,741.56 -8,741.56 8/ 4/98 32,190 PURCHASED 1.00 0.00 -32,189.55 32,189.55 8/ 5/98 5,538 PURCHASED 1.00 0.00 -5,537.79 5,537.79 8/13/98 4,053 PURCHASED 1.00 0.00 -4,052.54 4,052.54 8/14/98 24,181 PURCHASED 1.00 0.00 -24,180.59 24,180.59 8/19/98 1,120 PURCHASED 1.00 0.00 -1,119.94 1,119.94 8/20/98 100,000 PURCHASED 1.00 0.00 -100,000.00 100,000.00 8/21/98 4,033 PURCHASED 1.00 0.00 -4,033.27 4,033.27 8/24/98 1,400 SOLD 1.00 0.00 1,400.00 -1,400.00 8/25/98 2,332 SOLD 1.00 0.00 2,331.70 -2,331.70 8/26/98 4,145 PURCHASED 1.00 0.00 -4,145.11 4,145.11 8/27/98 1,000,000 PURCHASED 1.00 0.00 -1,000,000.00 1,000,000.00 9/ 2/98 54,065 PURCHASED 1.00 0.00 -54,064.86 54,064.86 9/ 4/98 1,000,000 PURCHASED 1.00 0.00 -1,000,000.00 1,000,000.00 9/ 9/98 152,292 SOLD 1.00 0.00 152,291.57 -152,291.57 9/10/98 157,455 SOLD 1.00 0.00 157,454.77 -157,454.77 9/14/98 11,997,587 SOLD 1.00 0.00 11,997,586.93 -11,997,586.93 9/16/98 4,003 PURCHASED 1.00 0.00 -4,002.53 4,002.53 9/17/98 86,484 PURCHASED 1.00 0.00 -86,484.00 86,484.00 9/21/98 8,079 SOLD 1.00 0.00 8,078.74 -8,078.74 9/23/98 4,202 PURCHASED 1.00 0.00 -4,202.38 4,202.38 9/24/98 2,091 SOLD 1.00 0.00 2,090.82 -2,090.82 9/30/98 3,706 PURCHASED 1.00 0.00 -3,705.76 3,705.76 10/ 2/98 1,895,385 PURCHASED 1.00 0.00 -1,895,385.16 1,895,385.16 10/ 6/98 1,021,385 PURCHASED 1.00 0.00 -1,021,385.37 1,021,385.37 10/ 8/98 2,852 SOLD 1.00 0.00 2,852.45 -2,852.45 10/14/98 5,775 PURCHASED 1.00 0.00 -5,774.91 5,774.91 10/16/98 27,814 PURCHASED 1.00 0.00 -27,813.57 27,813.57 10/19/98 6,219 SOLD 1.00 0.00 6,219.14 -6,219.14 10/20/98 12,107 SOLD 1.00 0.00 12,106.86 -12,106.86 10/22/98 1,002,775 PURCHASED 1.00 0.00 -1,002,775.35 1,002,775.35 10/23/98 3,675 PURCHASED 1.00 0.00 -3,674.92 3,674.92 10/27/98 249,766 SOLD 1.00 0.00 249,766.34 -249,766.34 10/29/98 1,000,000 PURCHASED 1.00 0.00 -1,000,000.00 1,000,000.00 11/ 2/98 2,066,893 PURCHASED 1.00 0.00 -2,066,892.79 2,066,892.79 11/ 3/98 18,118 PURCHASED 1.00 0.00 -18,117.58 18,117.58 11/ 4/98 1,000,000 PURCHASED 1.00 0.00 -1,000,000.00 1,000,000.00 11/ 5/98 7,409 PURCHASED 1.00 0.00 -7,408.90 7,408.90 11/ 9/98 3,977,906 SOLD 1.00 0.00 3,977,905.82 -3,977,905.82 11/10/98 5,014,191 SOLD 1.00 0.00 5,014,191.06 -5,014,191.06 11/16/98 4,774 PURCHASED 1.00 0.00 -4,774.23 4,774.23 11/17/98 1,184 SOLD 1.00 0.00 1,183.82 -1,183.82 11/19/98 7,323 PURCHASED 1.00 0.00 -7,323.34 7,323.34 11/30/98 1,030,567 PURCHASED 1.00 0.00 -1,030,567.16 1,030,567.16 12/ 1/98 130,608 SOLD 1.00 0.00 130,607.69 -130,607.69 12/ 2/98 10,177 PURCHASED 1.00 0.00 -10,176.76 10,176.76 12/ 3/98 979,508 SOLD 1.00 0.00 979,507.58 -979,507.58 12/ 8/98 65,841 SOLD 1.00 0.00 65,840.55 -65,840.55 12/10/98 4,325 PURCHASED 1.00 0.00 -4,325.10 4,325.10 12/16/98 4,424 PURCHASED 1.00 0.00 -4,424.08 4,424.08 12/17/98 1,000,000 PURCHASED 1.00 0.00 -1,000,000.00 1,000,000.00 12/18/98 985,774 SOLD 1.00 0.00 985,774.44 -985,774.44 12/22/98 10,533 SOLD 1.00 0.00 10,532.61 -10,532.61 12/24/98 13,467 PURCHASED 1.00 0.00 -13,467.35 13,467.35 12/31/98 76,183 PURCHASED 1.00 0.00 -76,183.45 76,183.45 91,857,350.01 FNMA DISC NOTE 10/22/98 ================================= 6/ 5/98 1,000,000 PURCHASED 0.98 0.00 -979,227.22 979,227.22 10/22/98 1,000,000 MATURED 0.98 0.00 979,227.22 -979,227.22 1,958,454.44 FNMA DISC NOTE 11/04/98 ================================= 6/ 5/98 1,000,000 PURCHASED 0.98 0.00 -977,326.67 977,326.67 11/ 4/98 1,000,000 MATURED 0.98 0.00 977,326.67 -977,326.67 1,954,653.34 U S TREAS BILLS 3/05/98 ================================= 3/ 5/98 1,000,000 MATURED 0.99 0.00 989,015.00 -989,015.00 989,015.00 U S TREAS BILLS 5/14/98 ================================= 2/19/98 1,000,000 PURCHASED 0.99 0.00 -988,403.06 988,403.06 5/14/98 1,000,000 MATURED 0.99 0.00 988,403.06 -988,403.06 1,976,806.12 U S TREAS BILLS 5/28/98 ================================= 4/27/98 2,000,000 PURCHASED 1.00 0.00 -1,991,925.00 1,991,925.00 5/28/98 2,000,000 MATURED 1.00 0.00 1,991,925.00 -1,991,925.00 3,983,850.00 U S TREAS BILLS 2/26/98 ================================= 2/26/98 l,000,000 MATURED 0.99 0.00 989,981.11 -989,981.11 989,981.11 U S TREAS BILLS 6/25/98 ================================= 2/19/98 500,000 PURCHASED 0.98 0.00 -491,197.92 491,197.92 6/25/98 500,000 MATURED 0.98 0.00 491,197.92 -491,197.92 982,395.84 U S TREAS BILLS 2/04/99 ================================= 11/6/98 1,000,000 PURCHASED 0.99 0.00 -989,052.50 989,052.50 11/9/98 1,000,000 PURCHASED 0.99 0.00 -989,214.17 989,214.17 1,978,266.67 U S TREAS BILLS 7/23/98 ================================= 2/5/98 1,000,000 PURCHASED 0.98 0.00 -976,712.78 976,712.78 2/19/98 1,000,000 PURCHASED 0.98 0.00 -978,410.00 978,410.00 4/27/98 1,000,000 PURCHASED 0.99 0.00 -988,222.78 988,222.78 7/23/98 3,000,000 MATURED 0.98 0.00 2,943,345.56 -2,943,345.56 5,886,691.12 U S TREAS BILLS 1/22/98 ================================= 1/ 5/98 600,000 SOLD 0.98 0.00 589,853.66 -589,853.66 1/22/98 400,000 MATURED 0.98 0.00 393,235.78 -393,235.78 983,089.44 U S TREAS BILLS 1/29/98 ================================= 1/29/98 1,000,000 MATURED 0.98 0.00 982,047.50 -982,047.50 982,047.50 U S TREAS BILLS 2/12/98 ================================= 2/12/98 1,000,000 MATURED 0.99 0.00 991,956.67 -991,956.67 991,956.67 U S TREAS BILLS 3/19/98 ================================= 3/19/98 1,000,000 MATURED 0.99 0.00 988,466.67 -988,466.67 988,466.67 U S TREAS BILLS 5/21/98 ================================= 2/ 5/98 1,000,000 PURCHASED 0.99 0.00 -985,584.44 985,584.44 5/21/98 1,000,000 MATURED 0.99 0.00 985,584.44 -985,584.44 1,971,168.88 U S TREAS BILLS 6/11/98 ================================= 4/27/98 1,000,000 PURCHASED 0.99 0.00 -993,986.67 993,986.67 6/11/98 1,000,000 MATURED 0.99 0.00 993,986.67 -993,986.67 1,987,973.34 U S TREAS BILLS 6/18/98 ================================= 2/ 5/98 1,000,000 PURCHASED 0.98 0.00 -981,685.00 981,685.00 6/18/98 1,000,000 MATURED 0.98 0.00 981,685.00 -981,685.00 1,963,370.00 U S TREAS BILLS 6/04/98 ================================= 2/ 5/98 1,000,000 PURCHASED 0.98 0.00 -983,611.11 983,611.11 6/ 4/98 1,000,000 MATURED 0.98 0.00 983,611.11 -983,611.11 1,967,222.22 U S TREAS BILLS 7/09/98 ================================= 5/13/98 1,000,000 PURCHASED 0.99 0.00 -992,486.67 992,486.67 7/ 9/98 1,000,000 MATURED 0.99 0.00 992,486.67 -992,486.67 1,984,973.34 U S TREAS BILLS 7/16/98 ================================= 5/13/98 1,000,000 PURCHASED 0.99 0.00 -991,530.00 991,530.00 7/16/98 1,000,000 MATURED 0.99 0.00 991,530.00 -991,530.00 1,983,060.00 U S TREAS BILLS 7/30/98 ================================= 5/13/98 1,000,000 PURCHASED 0.99 0.00 -989,444.58 989,444.58 7/30/98 1,000,000 MATURED 0.99 0.00 989,444.58 -989,444.58 1,978,889.16 U S TREAS BILLS 8/27/98 ================================= 6/ 4/98 1,000,000 PURCHASED 0.99 0.00 -988,725.83 988,725.83 8/27/98 1,000,000 MATURED 0.99 0.00 988,725.83 -988,725.83 1,977,451.66 U S TREAS BILLS 4/01/99 ================================= 9/11/98 2,000,000 PURCHASED 0.97 0.00 -1,948,923.34 1,948,923.34 1,948,923.34 U S TREAS BILLS 4/29/99 ================================= 12/30/98 1,000,000 PURCHASED 0.99 0.00 -985,389.44 985,389.44 985,389.44 U S TREAS BILLS 10/29/98 ================================= 9/11/98 1,000,000 PURCHASED 0.99 0.00 -994,175.00 994,175.00 10/29/98 1,000,000 MATURED 0.99 0.00 994,175.00 -994,175.00 1,988,350.00 U S TREAS BILLS 12/17/98 ================================= 9/11/98 1,000,000 PURCHASED 0.99 0.00 -987,806.11 987,806.11 12/17/98 1,000,000 MATURED 0.99 0.00 987,806.11 -987,806.11 1,975,612.22 U S TREAS BILLS 1/21/99 ================================= 11/ 6/98 1,000,000 PURCHASED 0.99 0.00 -990,793.89 990,793.89 990,793.89 U S TREAS BILLS 2/18/99 ================================= 12/30/98 1,000,000 PURCHASED 0.99 0.00 -994,065.56 994,065.56 994,065.56 U S TREAS BILLS 3/11/99 ================================= 9/11/98 1,000,000 PURCHASED 0.98 0.00 -976,662.22 976,662.22 11/ 6/98 1,000,000 PURCHASED 0.98 0.00 -984,665.28 984,665.28 1,961,327.50 U S TREAS BILLS 3/25/99 ================================= 12/ 2/98 1,000,000 PURCHASED 0.99 0.00 -986,622.22 986,622.22 986,622.22 U S TREAS BILLS 4/15/99 ================================= 12/17/98 1,000,000 PURCHASED 0.99 0.00 -985,774.44 985,774.44 985,774.44 U S TREAS NOTES 5.125% 2/28/98 ================================= 2/28/98 1,000,000 MATURED 1.00 0.00 1,000,000.00 -999,023.44 1,000,000.00 U S TREAS NOTES 5.125% 4/30/98 ================================= 4/30/98 1,000,000 MATURED 1.00 0.00 1,000,000.00 -998,593.75 1,000,000.00 U S TREAS NOTES 5.375% 5/31/98 ================================= 4/27/98 1,000,000 PURCHASED 1.00 0.00 -1,000,000.00 1,000,000.00 5/31/98 1,000,000 MATURED 1.00 0.00 1,000,000.00 -1,000,000.00 2,000,000.00 U S TREAS NOTES 5.125% 6/30/98 ================================= 4/27/98 1,000,000 PURCHASED 1.00 0.00 -1,000,000.00 1,000,000.00 6/30/98 1,000,000 MATURED 1.00 0.00 1,000,000.00 -1,000,000.00 2,000,000.00 U S TREAS NOTES 5.125% 11/30/98 ================================= 9/11/98 1,000,000 PURCHASED 1.00 0.00 -1,000,195.31 1,000,195.31 11/30/98 1,000,000 MATURED 1.00 0.00 1,000,000.00 -1,000,195.31 2,000,195.31 U S TREAS NOTES 5.125% 12/31/98 ================================= 9/11/98 2,000,000 PURCHASED 1.00 0.00 -2,000,546.88 2,000,546.88 12/31/98 2,000,000 MATURED 1.00 0.00 2,000,000.00 -2,000,546.88 4,000,546.88 U S TREAS NOTES 5.00% 1/31/99 ================================= 11/ 6/98 1,000,000 PURCHASED 1.00 0.00 -1,000,234.38 1,000,234.38 1,000,234.38 U S TREAS NOTES 5.50% 2/28/99 ================================= 9/11/98 1,000,000 PURCHASED 1.00 0.00 -1,002,109.38 1,002,109.38 1,002,109.38 U S TREAS NOTES 5.00% 2/15/99 ================================= 9/11/98 1,000,000 PURCHASED 1.00 0.00 -999,648.44 999,648.44 999,648.44 U S TREAS NOTES 6.125% 3/31/98 ================================= 2/ 5/98 300,000 PURCHASED 1.00 0.00 -300,339.84 300,339.84 3/31/98 800,000 MATURED 1.00 0.00 800,000.00 -802,O78.12 1,100,339.84 U S TREAS NOTES 5.875% 4/30/98 ================================= 4/30/98 1,000,000 MATURED 1.00 0.00 1,000,000.00 -1,001,250.00 1,000,000.00 U S TREAS NOTES 5.875% 10/31/98 ================================= 9/11/98 2,000,000 PURCHASED 1.00 0.00 -2,001,562.50 2,001,562.50 10/31/98 2,000,000 MATURED 1.00 0.00 2,000,000.00 -2,001,562.50 4,001,562.50
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY BROKER ------------------------------------------------ COMPUTED ON A 12/31/97 VALUE OF $15,379,823.58 8540500900 CROSSAVER 401(K) & P/S PL DIRECTED FROM 12/31/97 TO 12/31/98
TRANSACTION BOOK TRADE DATE SHARES/PV EXPENSE CASH VALUE GOLDMAN SACHS & CO ================================= 6/ 5/98 1,000,000 B FHLMC DISC NOTE 9/04/98 0.00 -986,350.00 986,350.00 9/11/98 1,000,000 B U S TREAS NOTES 5.00% 2/15/99 0.00 -999,648.44 999,648.44 9/11/98 1,000,000 B U S TREAS NOTES 5.125% 11/30/98 0.00 -1,000,195.31 1,000,195.31 9/11/98 1,000,000 B U S TREAS NOTES 5.50% 2/28/99 0.00 -1,002,109.38 1,002,109.38 9/11/98 2,000,000 B U S TREAS NOTES 5.125% 12/31/98 0.00 -2,000,546.88 2,000,546.88 9/11/98 2,000,000 B U S TREAS NOTES 5.875% 10/31/98 0.00 -2,001,562.50 2,001,562.50 11/ 9/98 2,000,000 B FED FARM CR BKS 5.60% 5/03/99 0.00 -2,005,960.00 2,005,960.00 HSBC SECURITIES ================================= 6/ 5/98 1,000,000 B FNNA DISC NOTE 11/04/98 0.00 -977,326.67 977,326.67 6/ 5/98 1,000,000 B FNNA DISC NOTE 10/22/98 0.00 -979,227.22 979,227.22 6/ 5/98 1,000,000 B FHLNC DISC NOTE 10/06/98 0.00 -981,618.33 981,618.33 11/ 9/98 2,000,000 B FED FARM CR BKS 4.85% 2/01/99 0.00 -1,999,218.75 1,999,218.75 MORGAN, J.P SECURITIES ================================= 11/ 6/98 1,000,000 B U S TREAS NOTES 5.00% 1/31/99 0.00 -1,000,234.38 1,000,234.38 SPEAR LEEDS & KELLOGG ================================= 2/ 5/98 300,000 B U S TREAS NOTES 6.125% 3/31/98 0.00 -300,339.84 300,339.84 4/27/98 1,000,000 B U S TREAS NOTES 5.125% 6/30/98 0.00 -1,000,000.00 1,000,000.00 4/27/98 1,000,000 B U S TREAS NOTES 5.375% 5/31/98 0.00 -1,000,000.00 1,000,000.00
ASSETS DISPOSED --------------- 8540500900 CROSSAVER 401(K) & P/S PL DIRECTED FROM 12/31/97 TO 12/31/98
SETTLEMENT FACE VALUE OR *------ D E S C R I P T 1 0 N ------* PROCEEDS BOOK REALIZED DATE NO. OF SHARES VALUE GAIN/LOSS 45,858,585.10 AUTOMATED CASH MANAGEMENT TRUST 45,858,585.10 45,858,585.10- 0.00 TOTAL DISPOSED FOR THE ABOVE PERIOD 04/01/98 500,000.00 FED FARM CR BKS DISC NOTE 4/01/98 489,763.89 489,763.89- 0.00 04/17/98 500,000.00 FED HOME LN BKS DISC NOTE 4/17/98 490,706.53 490,706.53- 0.00 06/16/98 500,000.00 FED HOME LN BKS DISC NOTE 6/16/98 486,148.47 486,148.47- 0.00 03/06/98 500,000.00 FHLMC DISC NOTE 3/06/98 491,765.00 491,765.00- 0.00 03/13/98 500,000.00 FHLMC DISC NOTE 3/13/98 493,299.17 493,299.17- 0.00 09/04/98 1,000,000.00 FHLMC DISC NOTE 9/04/98 986,350.00 986,350.00- 0.00 10/06/98 1,000,000.00 FHLMC DISC NOTE 10/06/98 981,618.33 981,618.33- 0.00 01/16/98 500,000.00 FNMA DISC NOTE 1/16/98 491,091.53 491,091.53- 0.00 02/12/98 500,000.00 FNMA DISC NOTE 2/12/98 489,090.56 489,090.56- 0.00 02/19/98 500,000.00 FNMA DISC NOTE 2/19/98 492,870.00 492,870.00- 0.00 03/10/98 500,000.00 FNMA DISC NOTE 3/10/98 491,444.45 491,444.45- 0.00 05/18/98 500,000.00 FNMA DISC NOTE 5/18/98 488,346.67 488,346.67- 0.00 10/22/98 1,000,000.00 FNMA DISC NOTE 10/22/98 979,227.22 979,227.22- 0.00 11/04/98 1,000,000.00 FNMA DISC NOTE 11/04/98 977,326.67 977,326.67- 0.00 01/06/98 700,000.00 U S TREAS BILLS 1/15/98 692,237.78 692,237.78- 0.00 01/06/98 600,000.00 U S TREAS BILLS 1/22/98 589,853.66 589,853.66- 0.00 01/22/98 400,000.00 U S TREAS BILLS 1/22/98 393,235.78 393,235.78- 0.00 01/29/98 1,000,000.00 U S TREAS BILLS 1/29/98 982,O47.50 982,047.50- 0.00 02/12/98 1,000,000.00 U S TREAS BILLS 2/12/98 991,956.67 991,956.67- 0.00 02/26/98 1,000,000.00 U S TREAS BILLS 2/26/98 989,981.11 989,981.11- 0.00 03/05/98 1,000,000.00 U S TREAS SILLS 3/05/98 989,015.00 989,015.00- 0.00 03/19/98 1,000,000.00 U S TREAS BILLS 3/19/98 988,466.67 988,466.67- 0.00 05/14/98 1,000,000.00 U S TREAS BILLS 5/14/98 988,403.06 988,403.06- 0.00 05/21/98 1,000,000.00 U S TREAS BILLS 5/21/98 985,584.44 985,584.44- 0.00 05/28/98 2,000,000.00 U S TREAS BILLS 5/28/98 1,991,925.00 1,991,925.00- 0.00 06/04/98 1,000,000.00 U S TREAS BILLS 6/04/98 983,611.11 983,611.11- 0.00 06/11/98 1,000,000.00 U S TREAS BILLS 6/11/98 993,986.67 993,986.67- 0.00 06/18/98 1,000,000.00 U S TREAS BILLS 6/18/98 981,685.00 981,685.00- 0.00 06/25/98 500,000.00 U S TREAS BILLS 6/25/98 491,197.92 491,197.92- 0.00 07/09/98 1,000,000.00 U S TREAS BILLS 7/09/98 992,486.67 992,486.67- 0.00 07/16/98 1,000,000.00 U S TREAS BILLS 7/16/98 991,530.00 991,530.00- 0.00 07/23/98 3,000,000.00 U S TREAS BILLS 7/23/98 2,943,345.56 2,943,345.56- 0.00 07/30/98 1,000,000.00 U S TREAS BILLS 7/30/98 989,444.58 989,444.58- 0.00 08/20/98 100,000.00 U S TREAS BILLS 8/20/98 98,961.33 98,961.33- 0.00 08/27/98 1,000,000.00 U S TREAS BILLS 8/27/98 988,725.83 988,725.83- 0.00 09/17/98 100,000.00 U S TREAS BILLS 9/17/98 98,558.44 98,558.44- 0.00 10/29/98 1,000,000.00 U S TREAS BILLS 10/29/98 994,175.00 994,175.00- 0.00 12/17/98 1,000,000.00 U S TREAS BILLS 12/17/98 987,806.11 987,806.11- 0.00 03/02/98 1,000,000.00 U S TREAS NOTES 5.125% 2/28/98 1,000,000.00 999,023.44- 976.56 04/30/98 1,000,000.00 U S TREAS NOTES 5.125% 4/30/98 1,000,000.00 998,593.75- 1406.25 06/30/98 1,000,000.00 U S TREAS NOTES 5.125% 6/30/98 1,000,000.00 1,000,000.00- 0.00 11/30/98 1,000,000.00 U S TREAS NOTES 5.125% 11/30/98 1,000,000.00 1,000,195.31- 195.31- 12/31/98 2,000,000.00 U S TREAS NOTES 5.125% 12/31/98 2,000,000.00 2,000,546.88- 546.88- 06/01/98 1,000,000.00 U S TREAS NOTES 5.375% 5/31/98 1,000,000.00 1,000,000.00- 0.00 04/30/98 1,000,000.00 U S TREAS NOTES 5.875% 4/30/98 1,000,000.00 1,001,250.00- 1250.00- 11/02/98 2,000,000.00 U S TREAS NOTES 5.875% 10/31/98 2,000,000.00 2,001,562.50- 1562.50- 03/31/98 800,000.00 U S TREAS NOTES 6.125% 3/31/98 800,000.00 802,078.12- 2078.12- ------------- ------------- --------- 88,605,854.48 88,609,104.48- 3250.00-
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY ISSUE ----------------------------------------------- COMPUTED ON A 12/31/97 VALUE OF $8,267,673.91 8025300700 CROSSAVER 401(K) & P/S PL EQUITY FROM 12/31/97 TO 12/31/98
PURCH/SALE TRANSACTION PURCHASE/SALE BOOK TRADE DATE SHARES/PV PRICE EXPENSE PROCEEDS VALUE GALAXY GOVERNMENT FUND- TRUST ================================= 1/ 2/98 3,514 PURCHASED 1.00 0.00 -3,513.75 3,513.75 1/ 5/98 23,869 SOLD 1.00 0.00 23,868.56 -23,868.56 1/ 6/98 471 PURCHASED 1.00 0.00 -471.31 471.31 1/ 7/98 92,424 SOLD 1.00 0.00 92,424.47 -92,424.47 1/ 8/98 58,912 SOLD 1.00 0.00 58,912.44 -58,912.44 1/ 9/98 450 PURCHASED 1.00 0.00 -450.00 450.00 1/12/98 135 PURCHASED 1.00 0.00 -135.00 135.00 1/14/98 6,831 PURCHASED 1.00 0.00 -6,830.92 6,830.92 1/15/98 16,305 SOLD 1.00 0.00 16,305.14 -16,305.14 1/16/98 240 PURCHASED 1.00 0.00 -240.00 240.00 1/21/98 41,426 PURCHASED 1.00 0.00 -41,426.45 41,426.45 1/22/98 6,075 PURCHASED 1.00 0.00 -6,075.10 6,075.10 1/23/98 2,702 PURCHASED 1.00 0.00 -2,702.28 2,702.28 1/26/98 600 PURCHASED 1.00 0.00 -600.00 600.00 1/28/98 4,859 PURCHASED 1.00 0.00 -4,858.61 4,858.61 1/30/98 1,218 PURCHASED 1.00 0.00 -1,218.00 1,218.00 2/ 2/98 2,910 PURCHASED 1.00 0.00 -2,910.00 2,910.00 2/ 3/98 5,775 PURCHASED 1.00 0.00 -5,775.26 5,775.26 2/ 4/98 432 PURCHASED 1.00 0.00 -432.13 432.13 2/ 6/98 10,959 PURCHASED 1.00 0.00 -10,959.14 10,959.14 2/ 9/98 803 PURCHASED 1.00 0.00 -802.65 802.65 2/12/98 76,069 PURCHASED 1.00 0.00 -76,068.77 76,068.77 2/13/98 5,540 PURCHASED 1.00 0.00 -5,539.59 5,539.59 2/19/98 575 PURCHASED 1.00 0.00 -575.00 575.00 2/20/98 18,715 PURCHASED 1.00 0.00 -18,714.66 18,714.66 2/23/98 133,421 SOLD 1.00 0.00 133,420.69 -133,420.69 2/25/98 1,104 PURCHASED 1.00 0.00 -1,104.00 1,104.00 2/26/98 4,396 PURCHASED 1.00 0.00 -4,396.37 4,396.37 3/ 2/98 1,249 SOLD 1.00 0.00 1,248.78 -1,248.78 3/ 3/98 5,306 PURCHASED 1.00 0.00 -5,305.70 5,305.70 3/ 4/98 402 PURCHASED 1.00 0.00 -401.62 401.62 3/ 5/98 10,323 PURCHASED 1.00 0.00 -10,322.59 10,322.59 3/ 6/98 1,190 PURCHASED 1.00 0.00 -1,190.00 1,190.00 3/10/98 872 PURCHASED 1.00 0.00 -872.00 872.00 3/11/98 365 PURCHASED 1.00 0.00 -365.02 365.02 3/12/98 966 PURCHASED 1.00 0.00 -966.00 966.00 3/13/98 5,876 PURCHASED 1.00 0.00 -5,875.99 5,875.99 3/16/98 5,930 SOLD 1.00 0.00 5,929.76 -5,929.76 3/17/98 89,368 SOLD 1.00 0.00 89,367.75 -89,367.75 3/19/98 10,967 PURCHASED 1.00 0.00 -10,967.46 10,967.46 3/20/98 148 PURCHASED 1.00 0.00 -148.30 148.30 3/25/98 375 PURCHASED 1.00 0.00 -375.00 375.00 3/26/98 4,510 PURCHASED 1.00 0.00 -4,510.03 4,510.03 3/27/98 903 PURCHASED 1.00 0.00 -902.50 902.50 3/31/98 254,534 SOLD 1.00 0.00 254,534.33 -254,534.33 4/ 1/98 6,405 PURCHASED 1.00 0.00 -6,404.98 6,404.98 4/ 2/98 5,496 PURCHASED 1.00 0.00 -5,495.97 5,495.97 4/ 3/98 867 PURCHASED 1.00 0.00 -866.50 866.50 4/ 6/98 1,639 SOLD 1.00 0.00 1,639,16 -1,639.16 4/ 9/98 6,323 PURCHASED 1.00 0.00 -6,322.86 6,322.86 4/13/98 4,657 PURCHASED 1.00 0.00 -4,656.84 4,656.84 4/15/98 14,323 PURCHASED 1.00 0.00 -14,322.96 14,322.96 4/16/98 1,303 SOLD 1.00 0.00 1,302.56 -1,302.56 4/20/98 37,681 PURCHASED 1.00 0.00 -37,681.08 37,681.08 4/21/98 2,450 SOLD 1.00 0.00 2,450.08 -2,450.08 4/22/98 15,406 PURCHASED 1.00 0.00 -15,405.80 15,405.80 4/23/98 34 PURCHASED 1.00 0.00 -34.31 34.31 4/27/98 600 PURCHASED 1.00 0.00 -600.00 600.00 4/29/98 4,403 PURCHASED 1.00 0.00 -4,403.05 4,403.05 4/30/98 1,218 PURCHASED 1.00 0.00 -1,218.00 1,218.00 5/ 1/98 459 SOLD 1.00 0.00 458.52 -458.52 5/ 1/98 1,256 SOLD 1.00 0.00 1,256.32 -1,256.32 5/ 1/98 2,910 PURCHASED 1.00 0.00 -2,910.00 2,910.00 5/ 4/98 4,340 PURCHASED 1.00 0.00 -4,339.61 4,339.61 5/ 5/98 328 PURCHASED 1.00 0.00 -327.87 327.87 5/ 8/98 10,935 PURCHASED 1.00 0.00 -10,934.67 10,934.67 5/13/98 4,480 PURCHASED 1.00 0.00 -4,480.28 4,480.28 5/15/98 2,256 SOLD 1.00 0.00 2,256.25 -2,256.25 5/19/98 575 PURCHASED 1.00 0.00 -575.00 575.00 5/20/98 8,822 SOLD 1.00 0.00 8,821.87 -8,821.87 5/20/98 12,335 PURCHASED 1.00 0.00 -12,335.21 12,335.21 5/21/98 16,978 SOLD 1.00 0.00 16,977.91 -16,977.91 5/21/98 16,978 SOLD 1.00 0.00 16,977.91 -16,977.91 5/22/98 18,574 PURCHASED 1.00 0.00 -18,574.16 18,574.16 5/26/98 1,182 PURCHASED 1.00 0.00 -1,182.03 1,182.03 5/27/98 5,946 PURCHASED 1.00 0.00 -5,946.12 5,946.12 5/28/98 4,406 PURCHASED 1.00 0.00 -4,405.88 4,405.88 6/ 1/98 2,811 PURCHASED 1.00 0.00 -2,811.00 2,811.00 6/ 2/98 4,742 PURCHASED 1.00 0.00 -4,741.94 4,741.94 6/ 3/98 10,839 PURCHASED 1.00 0.00 -10,838.90 10,838.90 6/ 5/98 1,597 PURCHASED 1.00 0.00 -1,596.80 1,596.80 6/ 9/98 477,277 PURCHASED 1.00 0.00 -477,276.50 477,276.50 6/10/98 432 PURCHASED 1.00 0.00 -432.00 432.00 6/11/98 4,924 PURCHASED 1.00 0.00 -4,923.92 4,923.92 6/12/98 918 PURCHASED 1.00 0.00 -918.00 918.00 6/15/98 32,150 SOLD 1.00 0.00 32,149.71 -32,149.71 6/16/98 13,454 SOLD 1.00 0.00 13,454.16 -13,454.16 6/17/98 7,964 PURCHASED 1.00 0.00 -7,964.02 7,964.02 6/18/98 375,874 SOLD 1.00 0.00 375,874.21 -375,874.21 6/19/98 13,806 PURCHASED 1.00 0.00 -13,805.80 13,805.80 6/24/98 5,136 PURCHASED 1.00 0.00 -5,136.48 5,136.48 6/25/98 117,618 SOLD 1.00 0.00 117,618.32 -117,618.32 6/26/98 5,673 SOLD 1.00 0.00 5,672.75 -5,672.75 6/30/98 4,526 SOLD 1.00 0.00 4,525.74 -4,525.74 7/ 1/98 1,824 PURCHASED 1.00 0.00 -1,823.75 1,823.75 7/ 2/98 7,881 PURCHASED 1.00 0.00 -7,881.13 7,881.13 7/ 6/98 404 PURCHASED 1.00 0.00 -404.18 404.18 7/ 6/98 33,242 SOLD 1.00 0.00 33,241.99 -33,241.99 7/ 8/98 13,088 PURCHASED 1.00 0.00 -13,087.96 13,087.96 7/ 9/98 4,590 PURCHASED 1.00 0.00 -4,590.48 4,590.48 7/10/98 450 PURCHASED 1.00 0.00 -450.00 450.00 7/13/98 155 PURCHASED 1.00 0.00 -155.00 155.00 7/14/98 35,128 PURCHASED 1.00 0.00 -35,128.09 35,128.09 7/15/98 4,625 PURCHASED 1.00 0.00 -4,625.31 4,625.31 7/21/98 3,266 PURCHASED 1.00 0.00 -3,266.38 3,266.38 7/22/98 3,501 PURCHASED 1.00 0.00 -3,501.23 3,501.23 7/23/98 1,775 PURCHASED 1.00 0.00 -1,774.76 1,774.76 7/27198 600 PURCHASED 1.00 0.00 -600.00 600.00 7/28/98 10,649 SOLD 1.00 0.00 10,649.23 -10,649.23 7/29/98 4,348 PURCHASED 1.00 0.00 -4,348.01 4,348.01 7/30/98 1,218 PURCHASED 1.00 0.00 -1,218.00 1,218.00 8/ 3/98 1,382 PURCHASED 1.00 0.00 -1,382.28 1,382.28 8/ 4/98 4,768 PURCHASED 1.00 0.00 -4,768.33 4,768.33 8/ 5/98 11,384 PURCHASED 1.00 0.00 -11,384.19 11,384.19 8/13/98 4,343 PURCHASED 1.00 0.00 -4,343.33 4,343.33 8/14/98 8,124 PURCHASED 1.00 0.00 -8,124.19 8,124.19 8/19/98 7,120 PURCHASED 1.00 0.00 -7,119.63 7,119.63 8/20/98 912 PURCHASED 1.00 0.00 -911.63 911.63 8/21/98 4,552 PURCHASED 1.00 0.00 -4,551.95 4,551.95 8/24/98 7,744 SOLD 1.00 0.00 7,743.95 -7,743.95 8/25/98 1,104 PURCHASED 1.00 0.00 -1,104.00 1,104.00 8/26/98 4,677 PURCHASED 1.00 0.00 -4,677.21 4,677.21 9/ 1/98 2,680 PURCHASED 1.00 0.00 -2,680.00 2,680.00 9/ 2/98 15,442 PURCHASED 1.00 0.00 -15,442.35 15,442.35 9/ 3/98 3,817 PURCHASED 1.00 0.00 -3,817.34 3,817.34 9/ 4/98 1,193 PURCHASED 1.00 0.00 -1,193.00 1,193.00 9/ 8/98 500 PURCHASED 1.00 0.00 -500.00 500.00 9/ 9/98 178,778 SOLD 1.00 0.00 178,778.07 -178,778.07 9/10/98 9,461 SOLD 1.00 0.00 9,461.40 -9,461.40 9/11/98 918 PURCHASED 1.00 0.00 -918.00 918.00 9/15/98 1,140 PURCHASED 1.00 0.00 -1,140.00 1,140.00 9/16/98 4,281 PURCHASED 1.00 0.00 -4,280.53 4,280.53 9/17/98 5 SOLD 1.00 0.00 4.50 -4.50 9/18/98 168 PURCHASED 1.00 0.00 -168.00 168.00 9/21/98 11,268 SOLD 1.00 0.00 11,268.11 -11,268.11 9/22/98 23 SOLD 1.00 0.00 23.31 -23.31 9/23/98 4,370 PURCHASED 1.00 0.00 -4,369.51 4,369.51 9/24/98 3,998 PURCHASED 1.00 0.00 -3,998.38 3,998.38 9/25/98 903 PURCHASED 1.00 0.00 -902.50 902.50 9/30/98 2,603 PURCHASED 1.00 0.00 -2,602.56 2,602.56 10/ 1/98 2,004 PURCHASED 1.00 0.00 -2,003.75 2,003.75 10/ 2/98 441,561 SOLD 1.00 0.00 441,560.97 -441,560.97 10/ 5/98 337 PURCHASED 1.00 0.00 -336.82 336.82 10/ 6/98 31,916 PURCHASED 1.00 0.00 -31,916.24 31,916.24 10/ 9/98 450 PURCHASED 1.00 0.00 -450.00 450.00 10/13/98 155 PURCHASED 1.00 0.00 -155.00 155.00 10/14/98 10,298 PURCHASED 1.00 0.00 -10,297.61 10,297.61 10/15/98 650 PURCHASED 1.00 0.00 -650.00 650.00 10/16/98 18,997 PURCHASED 1.00 0.00 -18,997.44 18,997.44 10/19/98 7,827 SOLD 1.00 0.00 7,826.81 -7,826.81 10/22/98 5,202 PURCHASED 1.00 0.00 -5,202.40 5,202.40 10/23/98 864 PURCHASED 1.00 0.00 -864.26 864.26 10/26/98 61O PURCHASED 1.00 0.00 -600.00 600.00 10/27/98 66,878 PURCHASED 1.00 0.00 -66,877.68 66,877.68 10/29/98 1,450 SOLD 1.00 0.00 1,449.96 -1,449.96 10/30/98 1,218 PURCHASED 1.00 0.00 -1,218.00 1,218.00 11/ 2/98 6,951 PURCHASED 1.00 0.00 -6,950.79 6,950.79 11/ 3/98 2,612 PURCHASED 1.00 0.00 -2,612.02 2,612.02 11/ 5/98 9,322 PURCHASED 1.00 0.00 -9,321.61 9,321.61 11/ 6/98 211 PURCHASED 1.00 0.00 -210.99 210.99 11/ 9/98 563 PURCHASED 1.00 0.00 -563.06 563.06 11/16/98 4,511 PURCHASED 1.00 0.00 -4,511.09 4,511.09 11/17/98 4,414 SOLD 1.00 0.00 4,414.12 -4,414.12 11/19/98 8,701 PURCHASED 1.00 0.00 -8,700.97 8,700.97 11/20/98 1,856 PURCHASED 1.00 0.00 -1,856.25 1,856.25 11/25/98 1,554 PURCHASED 1.00 0.00 -1,554.00 1,554.00 11/30/98 4,676 PURCHASED 1.00 0.00 -4,675.58 4,675.58 12/ 1/98 94,819 SOLD 1.00 0.00 94,818.64 -94,818.64 12/ 2/98 2,776 PURCHASED 1.00 0.00 -2,776.05 2,776.05 12/ 3/98 8,816 PURCHASED 1.00 0.00 -8,815.93 8,815.93 12/ 4/98 968 PURCHASED 1.00 0.00 -968.00 968.00 12/ 8/98 6,020 SOLD 1.00 0.00 6,020.31 -6,020.31 12/ 9/98 1,478 PURCHASED 1.00 0.00 -1,478.21 1,478.21 12/10/98 4,903 PURCHASED 1.00 0.00 -4,903.00 4,903.00 12/11/98 918 PURCHASED 1.00 0.00 -918.00 918.00 12/15/98 1,140 PURCHASED 1.00 0.00 -1,140.00 1,140.00 12/16/98 4,126 PURCHASED 1.00 0.00 -4,125.54 4,125.54 12/17/98 258 PURCHASED 1.00 0.00 -258.00 258.00 12/18/98 168 PURCHASED 1.00 0.00 -168.00 168.00 12/22/98 8,248 SOLD 1.00 0.00 8,247.75 -8,247.75 12/23/98 1,069 PURCHASED 1.00 0.00 -1,068.75 1,068.75 12/24/98 12,719 PURCHASED 1.00 0.00 -12,719.35 12,719.35 12/28/98 2,130 PURCHASED 1.00 0.00 -2,130.47 2,130.47 12/31/98 4,649 PURCHASED 1.00 0.00 -4,648.83 4,648.83 3,424,703.13
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY BROKER ------------------------------------------------ COMPUTED ON A 12/31/97 VALUE OF $8,267,673.91 8025300700 CROSSAVER 401(K) & P/S PL EQUITY FROM 12/31/97 TO 12/31/98
TRANSACTION BOOK TRADE DATE SHARES/PV EXPENSE CASH VALUE ESI SECURITIES COMPANY ================================= 6/ 4/98 100 S BRISTOL MYERS SQUIBB CO 12.00 10,718.89 -4,854.26 6/ 4/98 400 S SHERWIN WILLIAMS CO COM 48.00 13,426.55 -6,782.33 6/ 4/98 460 S TRICON GLOBAL RESTAURANTS INC COM 55.20 14,779.30 -8,910.77 6/ 4/98 200 S PFIZER INC COM 24.00 20,787.80 -2,846.63 6/ 4/98 500 S A T & T CO COM 60.00 30,063.99 -17,980.83 6/ 4/98 200 S AMR CORP DEL COM 24.00 30,624.97 -16,006.35 6/ 4/98 1,400 S GEORGIA PACIFIC TIMBER GROUP COM 98.00 32,100.92 -25,249.26 6/ 4/98 500 S HOME DEPOT INC COM 60.00 38,219.97 -16,512.66 6/ 4/98 3,000 S CONSOLIDATED PAPERS INC 210.00 85,038.15 -72,481.50 6/ 4/98 1,310 S ASSOCIATES FIRST CAP CORP COM 91.70 97,909.41 -49,362.97 6/ 4/98 2,000 S MOTOROLA INC COM 140.00 103,106.55 -116,152.50 822.90 476,776.50
ASSETS DISPOSED --------------- 8025300700 CROSSAVER 401(K) & P/S PL EQUITY FROM 12/31/97 TO 12/31/98
SETTLEMENT FACE VALUE OR *------ D E S C R I P T 1 0 N ------* PROCEEDS BOOK REALIZED DATE NO. OF SHARES VALUE GAIN/LOSS 2,092,956.51 AUTOMATED CASH MANAGEMENT TRUST 2,092,956.51 2,092,956.51- 0.00 TOTAL DISPOSED FOR THE ABOVE PERIOD 06/09/98 500.00 A T & T CO COM 30,063.99 17,980.83- 12083.16 06/09/98 200.00 AMR CORP DEL COM 30,624.97 16,006.35- 14618.62 04/22/98 0.42 ASSOCIATES FIRST CAP CORP COM 34.31 16.01- 18.30 04/22/98 0.00 0.00 0.00 0.00 06/09/98 1,310.00 ASSOCIATES FIRST CAP CORP COM 97,909.41 49,362.97- 48546.44 06/09/98 100.00 BRISTOL MYERS SQUIBB CO 10,718.89 4,854.26- 5864.63 06/09/98 3,000.00 CONSOLIDATED PAPERS INC 85,038.15 72,481.50- 12556.65 06/09/98 1,400.00 GEORGIA PACIFIC TIMBER GROUP COM 32,100.92 25,249.26- 6851.66 06/09/98 500.00 HOME DEPOT INC COM 38,219.97 16,512.66- 21707.31 06/09/98 2,000.00 MOTOROLA INC COM 103,106.55 116,152.50- 13045.95- 06/09/98 200.00 PFIZER INC COM 20,787.80 2,846.63- 17941.17 06/09/98 400.00 SHERWIN WILLIAMS CO COM 13,426.55 6,782.33- 6644.22 06/09/98 460.00 TRICON GLOBAL RESTAURANTS INC COM 14,779.30 8,910.77- 5868.53 ------------- ----------- --------- 2,569,767.32 2,430,112.58- 139654.74
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY ISSUE ----------------------------------------------- COMPUTED ON A 12/31/97 VALUE OF $951,972.65 0005421300 CROSSAVER 401(K) & P/S PL BOND FROM 12/31/97 TO 12/31/98
PURCH/SALE TRANSACTION PURCHASE/SALE BOOK TRADE DATE SHARES/PV PRICE EXPENSE PROCEEDS VALUE FLEET MONEY MARKET DEPOSIT A/C-RI ================================= 1/ 2/98 604 SOLD 1.00 0.00 603.58 -603.58 1/ 5/98 2 PURCHASED 1.00 0.00 -2.03 2.03 1/ 7/98 2 SOLD 1.00 0.00 2.03 -2.03 1/15/98 126,649 PURCHASED 1.00 0.00 -126,648.69 126,648.69 1/16/98 126,649 SOLD 1.00 0.00 126,648.69 -126,648.69 1/21/98 5,886 PURCHASED 1.00 0.00 -5,886.06 5,886.06 1/22/98 4,509 SOLD 1.00 0.00 4,508.60 -4,508.60 1/23/98 554 SOLD 1.00 0.00 553.50 -553.50 1/28/98 648 PURCHASED 1.00 0.00 -647.54 647.54 1/29/98 1,472 SOLD 1.00 0.00 1,471.50 -1,471.50 2/ 3/98 19 PURCHASED 1.00 0.00 -19.34 19.34 2/ 5/98 19 SOLD 1.00 0.00 19.34 -19.34 2/ 6/98 2,023 PURCHASED 1.00 0.00 -2,022.89 2,022.89 2/ 9/98 2,023 SOLD 1.00 0.00 2,022.89 -2,022.89 2/13/98 654 PURCHASED 1.00 0.00 -653.93 653.93 2/17/98 654 SOLD 1.00 0.00 653.93 -653.93 2/20/98 3,409 PURCHASED 1.00 0.00 -3,409.19 3,409.19 2/23/98 216,119 PURCHASED 1.00 0.00 -216,118.73 216,118.73 2/24/98 219,528 SOLD 1.00 0.00 219,527.92 -219,527.92 2/26/98 601 PURCHASED 1.00 oloo -601.48 601.48 2/27/98 601 SOLD 1.00 0.00 601.48 -601.48 3/ 3/98 32 PURCHASED 1.00 0.00 -31.52 31.52 3/ 5/98 1,971 PURCHASED 1.00 0.00 -1,970.78 1,970.78 3/ 6/98 2,002 SOLD 1.00 0.00 2,002.30 -2,002.30 3/11/98 11 PURCHASED 1.00 0.00 -11.20 11.20 3/12/98 11 SOLD 1.00 0.00 11.20 -11.20 3/13/98 589 PURCHASED 1.00 0.00 -589.44 589.44 3/16/98 589 SOLD 1.00 0.00 589.44 -589.44 3/19/98 2,020 PURCHASED 1.00 0.00 -2,019.90 2,019.90 3/20/98 2,020 SOLD 1.00 0.00 2,019.90 -2,019.90 3/26/98 587 PURCHASED 1.00 0.00 -587.29 587.29 3/31/98 55,604 PURCHASED 1.00 0.00 -55,604.38 55,604.38 4/ 1/98 56,192 SOLD 1.00 0.00 56,191.67 -56,191.67 4/ 2/98 9 PURCHASED 1.06 0.00 -8.62 8.62 4/ 6/98 9 SOLD 1.00 0.00 8.62 -8.62 4/ 9/98 1,413 PURCHASED 1.00 0.00 -1,413.04 1,413.04 4/10/98 680 PURCHASED 1.00 0.00 -679.85 679.85 4/13/98 1,413 SOLD 1.00 0.00 1,413.04 -1,413.04 4/14/98 680 SOLD 1.00 0.00 679.85 -679.85 4/20/98 6,185 PURCHASED 1.00 0.00 -6,184.61 6,184.61 4/21/98 701 SOLD 1.00 0.00 701.00 -701.00 4/22/98 3,546 SOLD 1.00 0.00 3,545.60 -3,545.60 4/23/98 1,938 SOLD 1.00 0.00 1,938.01 -1,938.01 4/29/98 589 PURCHASED 1.00 0.00 -588.80 588.80 5/ 1/98 984 PURCHASED 1.00 0.00 -983.92 983.92 5/ 4/98 981 SOLD 1.00 0.00 980.83 -980.83 5/ 6/98 592 SOLD 1.00 0.00 591.89 -591.89 5/ 8/98 2,004 PURCHASED 1.00 0.00 -2,004.09 2,004.09 5/11/98 2,004 SOLD 1.00 0.00 2,004.09 -2,004.09 5/13/98 589 PURCHASED 1.00 0.00 -588.95 588.95 5/14/98 589 SOLD 1.00 0.00 588.95 -588.95 5/20/98 1,992 PURCHASED 1.00 0.00 -1,991.65 1,991.65 5/21/98 30,326 PURCHASED 1.00 0.00 -30,325.86 30,325.86 5/22/98 32,318 SOLD 1.00 0.00 32,317.51 -32,317.51 5/28/98 581 PURCHASED 1.00 0.00 -581.26 581.26 5/29/98 581 SOLD 1.00 0.00 581.26 -581.26 6/ 2/98 6 PURCHASED 1.00 0.00 -6.19 6.19 6/ 3/98 1,978 PURCHASED 1.00 0.00 -1,978.35 1,978.35 6/ 4/98 1,985 SOLD 1.00 0.00 1,984.54 -1,984.54 6/11/98 572 PURCHASED 1.00 0.00 -571.66 571.66 6/12/98 572 SOLD 1.00 0.00 571.66 -571.66 6/17/98 2,052 PURCHASED 1.00 0.00 -2,052.25 2,052.25 6/18/98 2,052 SOLD 1.00 0.00 2,O52.25 -2,052.25 6/24/98 697 PURCHASED 1.00 0.00 -696.51 696.51 6/26/98 697 SOLD 1.00 0.00 696.51 -696.51 6/30/98 7 PURCHASED 1.00 0.00 -6.54 6.54 7/ 1/98 1,896 PURCHASED 1.00 0.00 -1,895.67 1,895.67 7/ 2/98 960 SOLD 1.00 0.00 959.96 -959.96 7/ 6/98 942 SOLD 1.00 0.00 942.25 -942.25 7/ 7/98 235,543 PURCHASED 1.00 0.00 -235,542.75 235,542.75 7/ 8/98 234,130 SOLD 1.00 0.00 234,129.55 -234,129.55 7/ 9/98 626 PURCHASED 1.00 0.00 -625.84 625.84 7/10/98 2,039 SOLD 1.00 0.00 2,039.04 -2,039.04 7/14/98 6,173 PURCHASED 1.00 0.00 -6,172.52 6,172.52 7/15/98 5,662 SOLD 1.00 0.00 5,661.65 -5,661.65 7/16/98 511 SOLD 1.00 0.00 510.87 -510.87 7/21/98 874 PURCHASED 1.00 0.00 -874.45 874.45 7/22/98 387 SOLD 1.00 0.00 386.56 -386.56 7/23/98 488 SOLD 1.00 0.00 487.89 -487.89 7/29/98 635 PURCHASED 1.00 0.00 -635.48 635.48 7/30/98 635 SOLD 1.00 0.00 635.48 -635.48 8/ 4/98 33 PURCHASED 1.00 0.00 -33.20 33.20 8/ 5/98 1,776 PURCHASED 1.00 0.00 -1,775.70 1,775.70 8/ 6/98 1,776 SOLD 1.00 0.00 1,775.70 -1,775.70 8/13/98 612 PURCHASED 1.00 0.00 -611.60 611.60 8/14/98 211 SOLD 1.00 0.00 211.27 -211.27 8/17/98 434 SOLD 1.00 0.00 433.53 -433.53 8/19/98 1,004 PURCHASED 1.00 0.00 -1,003.57 1,003.57 8/20/98 1,004 SOLD 1.00 0.00 1,003.57 -1,003.57 8/21/98 620 PURCHASED 1.00 0.00 -619.55 619.55 8/24/98 14,524 PURCHASED 1.00 0.00 -14,524.45 14,524.45 8/25/98 15,000 SOLD 1.00 0.00 15,000.00 -15,000.00 8/26/98 619 PURCHASED 1.00 0.00 -619.30 619.30 8/27/98 763 SOLD 1.00 0.00 763.30 -763.30 9/ 2/98 1,616 PURCHASED 1.00 0.00 -1,615.76 1,615.76 9/ 3/98 1,616 SOLD 1.00 0.00 1,615.76 -1,615.76 9/ 8/98 8,234 PURCHASED 1.00 0.00 -8,233.94 8,233.94 9/ 9/98 8,203 SOLD 1.00 0.00 8,202.63 -8,202.63 9/10/98 574 PURCHASED 1.00 0.00 -574.19 574.19 9/11/98 606 SOLD 1.00 0.00 605.50 -605.50 9/16/98 519 PURCHASED 1.00 0.00 -518.84 518.84 9/17/98 1,547 PURCHASED 1.00 0.00 -1,547.47 1,547.47 9/21/98 2,066 SOLD 1.00 0.00 2,066.31 -2,066.31 9/23/98 536 PURCHASED 1.00 0.00 -535.62 535.62 9/24/98 435 PURCHASED 1.00 0.00 -435.08 435.08 9/25/98 971 SOLD 1.00 0.00 970.70 -970.70 10/ 2/98 556 PURCHASED 1.00 0.00 -555.92 555.92 10/ 5/98 556 SOLD 1.00 0.00 555.92 -555.92 10/ 6/98 5,186 PURCHASED 1.00 0.00 -5,186.46 5,186.46 10/ 7/98 5,186 SOLD 1.00 0.00 5,186.46 -5,186.46 10/14/98 1,496 PURCHASED 1.00 0.00 -1,496.43 1,496.43 10/15/98 1,496 SOLD 1.00 0.00 1,496.43 -1,496.43 10/16/98 621 PURCHASED 1.00 0.00 -621.24 621.24 10/19/98 621 SOLD 1.00 0.00 621.24 -621.24 10/22/98 1,252 PURCHASED 1.00 0.00 -1,251.77 1,251.77 10/23/98 646 SOLD 1.00 0.00 646.35 -646.35 10/26/98 605 SOLD 1.00 0.00 605.42 -605.42 10/27/98 60,691 PURCHASED 1.00 0.00 -60,691.01 60,691.01 10/28/98 60,691 SOLD 1.00 0.00 60,691.01 -60,691.01 10/29/98 1,228 PURCHASED 1.00 0.00 -1,228.35 1,228.35 10/30/98 1,228 SOLD 1.00 0.00 1,228.35 -1,228.35 11/ 2/98 609 PURCHASED 1.00 0.00 -609.10 609.10 11/ 3/98 597 SOLD 1.00 0.00 596.93 -596.93 11/ 5/98 2,022 PURCHASED 1.00 0.00 -2,022.12 2,022.12 11/ 9/98 2,022 SOLD 1.00 0.00 2,022.12 -2,022.12 11/16/98 615 PURCHASED 1.00 0.00 -615.25 615.25 11/17/98 11,472 PURCHASED 1.00 0.00 -11,471.94 11,471.94 11/18/98 12,099 SOLD 1.00 0.00 12,099.36 -12,099.36 11/19/98 1,603 PURCHASED 1.00 0.00 -1,603.34 1,603.34 11/20/98 1,603 SOLD 1.00 0.00 1,603.34 -1,603.34 11/30/98 73,952 PURCHASED 1.00 0.00 -73,951.86 73,951.86 12/ 1/98 73,952 SOLD 1.00 0.00 73,951.86 -73,951.86 12/ 2/98 12 PURCHASED 1.00 0.00 -11.65 11.65 12/ 3/98 1,556 PURCHASED 1.00 0.00 -1,556.16 1,556.16 12/ 4/98 1,110 SOLD 1.00 0.00 1,110.35 -1,110.35 12/ 8/98 446 SOLD 1.00 0.00 445.81 -445.81 12/10/98 594 PURCHASED 1.00 0.00 -594.20 594.20 12/11/98 606 SOLD 1.00 0.00 605.85 -605.85 12/16/98 606 PURCHASED 1.00 0.00 -606.34 606.34 12/17/98 606 SOLD 1.00 0.00 606.34 -606.34 12/24/98 2,342 PURCHASED 1.00 0.00 -2,341.50 2,341.50 12/28/98 1,809 SOLD l.00 0.00 1,808.88 -1,808.88 12/29/98 533 SOLD 1.00 0.00 532.62 -532.62 12/31/98 595 PURCHASED 1.00 0.00 -594.70 594.70 1,825,790.60 GALAXY HIGH QUALITY BOND CLASS J-TR =================================== 12/31/97 56 PURCHASED 10.76 0.00 -603.58 603.58 424 REINVESTED 0.00 0.00 -4,562.03 4,562.03 1/15/98 11,619 PURCHASED 10.90 0.00 -126,648.69 126,648.69 1/21/98 542 PURCHASED 10.86 0.00 -5,886.06 5,886.06 1/28/98 137 PURCHASED 10.77 0.00 -1,471.50 1,471.50 447 REINVESTED 0.00 0.00 -4,858.82 4,858.82 2/ 4/98 2 PURCHASED 10.84 0.00 -19.34 19.34 2/ 6/98 187 PURCHASED 10.81 0.00 -2,022.89 2,022.89 2/13/98 60 PURCHASED 10.85 0.00 -653.93 653.93 2/23/98 20,327 PURCHASED 10.80 0.00 -219,527.92 219,527.92 2/26/98 56 PURCHASED 10.77 0.00 -601.48 601.48 453 REINVESTED 0.00 0.00 -4,885.71 4,885.71 3/ 5/98 187 PURCHASED 10.70 0.00 -2,002.30 2,002.30 3/11/98 1 PURCHASED 10.78 0.00 -11.20 11.20 3/13/98 55 PURCHASED 10.81 0.00 -589.44 589.44 3/16/98 0 SOLD 10.81 0.00 1.61 -1.59 3/17/98 38 SOLD 10.81 0.00 416.13 -410.83 3/19/98 187 PURCHASED 10.80 0.00 -2,019.90 2,019.90 3/20/98 14 SOLD 10.81 0.00 152.16 -150.23 580 REINVESTED 0.00 0.00 -6,236.89 6,236.89 3/31/98 5,280 PURCHASED 10.76 0.00 -56,815.09 56,815.09 4/ 6/98 239 SOLD 10.84 0.00 2,587.93 -2,548.90 4/ 9/98 131 PURCHASED 10.80 0.00 -1,413.04 1,413.04 4/13/98 63 PURCHASED 10.76 0.00 -679.85 679.85 4/21/98 575 PURCHASED 10.75 0.00 -6,184.61 6,184.61 4/22/98 180 PURCHASED 10.75 0.00 -1,938.01 1,938.01 4/30/98 92 SOLD 10.75 0.00 983.92 -977.24 587 REINVESTED 0.00 0.00 -6,314.94 6,314.94 5/ 5/98 55 PURCHASED 10.74 0.00 -591.89 591.89 5/ 8/98 187 PURCHASED 10.74 0.00 -2,004.09 2,004.09 5/13/98 55 PURCHASED 10.76 0.00 -588.95 588.95 5/20/98 185 PURCHASED 10.79 0.00 -1,991.65 1,991.65 5/21/98 3,003 PURCHASED 10.76 0.00 -32,317.51 32,317.51 5/28/98 54 PURCHASED 10.81 0.00 -581.26 581.26 607 REINVESTED 0.00 0.00 -6,569.45 6,569.45 6/ 3/98 183 PURCHASED 10.83 0.00 -1,984.54 1,984.54 6/11/98 52 PURCHASED 10.91 0.00 -571.66 571.66 6/15/98 1,555 SOLD 10.94 0.00 17,014.57 -16,611.14 6/17/98 189 PURCHASED 10.84 0.00 -2,052.25 2,052.25 6/19/98 2,320 SOLD 10.88 0.00 25,246.45 -24,784.29 6/25/98 64 PURCHASED 10.88 0.00 -696.51 696.51 6/30/98 174 SOLD 10.90 0.00 1,895.67 -1,857.57 587 REINVESTED 0.00 0.00 -6,399.27 6,399.27 7/ 2/98 86 PURCHASED 10.92 0.00 -942.25 942.25 7/ 7/98 21,570 PURCHASED 10.92 0.00 -235,542.75 235,542.75 7/ 9/98 8,593 PURCHASED 10.92 0.00 -93,834.27 93,834.27 7/14/98 568 PURCHASED 10.86 0.00 -6,172.52 6,172.52 7/15/98 47 PURCHASED 10.87 0.00 -510.87 510.87 7/21/98 80 PURCHASED 10.88 0.00 -874.45 874.45 7/22/98 45 PURCHASED 10.87 0.00 -487.89 487.89 7/28/98 219 SOLD 10.85 0.00 2,375.00 -2,348.10 7/29/98 59 PURCHASED 10.84 0.00 -635.48 635.48 704 REINVESTED 0.00 0.00 -7,642.06 7,642.06 8/ 5/98 163 PURCHASED 10.90 0.00 -1,775.70 1,775.70 8/14/98 40 PURCHASED 10.93 0.00 -433.53 433.53 8/19/98 92 PURCHASED 10.92 0.00 -1,003.57 1,003.57 8/21/98 1,323 SOLD 10.98 0.00 14,524.45 -14,191.11 8/26/98 69 PURCHASED 11.01 0.00 -763.30 763.30 722 REINVESTED 0.00 0.00 -8,004.37 8,004.37 9/ 2/98 146 PURCHASED 11.05 0.00 -1,615.76 1,615.76 9/ 4/98 742 SOLD 11.09 0.00 8,233.94 -7,966.63 9/10/98 54 PURCHASED 11.21 0.00 -605.50 605.50 9/16/98 139 SOLD 11.15 0.00 1,547.47 -1,489.20 9/23/98 48 PURCHASED 11.20 0.00 -535.62 535.62 9/24/98 86 PURCHASED 11.24 0.00 -970.70 970.70 679 REINVESTED 0.00 0.00 -7,705.50 7,705.50 10/ 1/98 31,537 PURCHASED 11.40 0.00 -359,517.21 359,517.21 10/ 2/98 49 PURCHASED 11.43 0.00 -555.92 555.92 10/ 6/98 453 PURCHASED 11.46 0.00 -5,186.46 5,186.46 10/14/98 133 PURCHASED 11.24 0.00 -1,496.43 1,496.43 10/15/98 161 PURCHASED 11.23 0.00 -1,807.45 1,807.45 10/16/98 55 PURCHASED 11.31 0.00 -621.24 621.24 10/22/98 112 PURCHASED 11.19 0.00 -1,251.77 1,251.77 10/23/98 54 PURCHASED 11.16 0.00 -605.42 605.42 10/26/98 5,429 SOLD 11.18 0.00 60,691.01 -58,866.59 10/29/98 109 PURCHASED 11.26 0.00 -1,228.35 1,228.35 838 REINVESTED 0.00 0.00 -9,381.65 9,381.65 11/ 2/98 55 PURCHASED 11.13 0.00 -609.10 609.10 11/ 6/98 184 PURCHASED 11.00 0.00 -2,022.12 2,022.12 11/16/98 56 PURCHASED 11.08 0.00 -615.25 615.25 11/17/98 1,092 PURCHASED 11.08 0.00 -12,099.36 12,099.36 11/19/98 145 PURCHASED 11.09 0.00 -1,603.34 1,603.34 11/27/98 6,594 SOLD 11.12 0.00 73,322.58 -71,525.98 804 REINVESTED 0.00 0.00 -8,987.51 8,987.51 12/ 3/98 99 PURCHASED 11.25 0.00 -1,110.35 1,110.35 12/10/98 54 PURCHASED 11.26 0.00 -605.85 605.85 12/16/98 54 PURCHASED 11.22 0.00 -606.34 606.34 1,561 REINVESTED 0.00 0.00 -17,352.85 17,352.85 12/24/98 214 PURCHASED 10.96 0.00 -2,341.50 2,341.50 12/28/98 48 PURCHASED 11.00 0.00 -532.62 532.62 1,521,483.32
ASSETS DISPOSED --------------- 0005421300 CROSSAVER 401(K) & P/S PL BOND FROM 12/31/97 TO 12/31/98
SETTLEMENT FACE VALUE OR *------ D E S C R I P T 1 0 N ------* PROCEEDS BOOK REALIZED DATE NO. OF SHARES VALUE GAIN/LOSS 912,899.74 AUTOMATED CASH MANAGEMENT TRUST 912,899.74 912,899.74- 0.00 TOTAL DISPOSED FOR THE ABOVE PERIOD 03/17/98 0.15 GALAXY HIGH QUALITY BOND CLASS J-TR 1.61 1.59- 0.02 03/18/98 38.49 GALAXY HIGH QUALITY BOND CLASS J-TR 416.13 410.83- 5.30 03/23/98 14.08 GALAXY HIGH QUALITY BOND CLASS J-TR 152.16 150.23- 1.93 04/07/98 238.74 GALAXY HIGH QUALITY BOND CLASS J-TR 2,587.93 2,548.90- 39.03 05/01/98 91.53 GALAXY HIGH QUALITY BOND CLASS J-TR 983.92 977.24- 6.68 06/16/98 1,555.26 GALAXY HIGH QUALITY BOND CLASS J-TR 17,014.57 16,611.14- 403.43 06/22/98 2,320.45 GALAXY HIGH QUALITY BOND CLASS J-TR 25,246.45 24,784.29- 462.16 07/01/98 173.92 GALAXY HIGH QUALITY BOND CLASS J-TR 1,895.67 1,857.57- 38.10 07/29/98 218.89 GALAXY HIGH QUALITY BOND CLASS J-TR 2,375.00 2,348.10- 26.90 08/24/98 1,322.81 GALAXY HIGH QUALITY BOND CLASS J-TR 14,524.45 14,191.11- 333.34 09/08/98 742.46 GALAXY HIGH QUALITY BOND CLASS J-TR 8,233.94 7,966.63- 267.31 09/17/98 138.79 GALAXY HIGH QUALITY BOND CLASS J-TR 1,547.47 1,489.20- 58.27 10/27/98 5,428.53 GALAXY HIGH QUALITY BOND CLASS J-TR 60,691.01 58,866.59- 1824.42 11/30/98 6,593.76 GALAXY HIGH QUALITY BOND CLASS J-TR 73,322.58 71,525.98- 1796.60 ------------- ------------- --------- 1,121,892.63 1,116,629.14- 5263.49
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY ISSUE ----------------------------------------------- COMPUTED ON A 12/31/97 VALUE OF $8,126,257.84 0005420500 CROSSAVER 401(K) & P/S PL SMALL CO FROM 12/31/97 TO 12/31/98
PURCH/SALE TRANSACTION PURCHASE/SALE BOOK TRADE DATE SHARES/PV PRICE EXPENSE PROCEEDS VALUE FLEET MONEY MARKET DEPOSIT A/C-RI ================================= 1/ 2/98 5,322 SOLD 1.00 0.00 5,321.83 -5,321.83 1/ 6/98 135,825 PURCHASED 1.00 0.00 -135,825.33 135,825.33 1/ 7/98 135,825 SOLD 1.00 0.00 135,825.33 -135,825.33 1/15/98 402,394 PURCHASED 1.00 0.00 -402,393.76 402,393.76 1/16/98 402,394 SOLD 1.00 0.00 402,393.76 -402,393.76 1/21/98 50,788 PURCHASED 1.00 0.00 -50,788.42 50,788.42 1/22/98 45,114 SOLD 1.00 0.00 45,113.78 -45,113.78 1/23/98 1,804 PURCHASED 1.00 0.00 -1,804.35 1,804.35 1/28/98 7,253 PURCHASED 1.00 0.00 -7,253.48 7,253.48 1/29/98 14,732 SOLD 1.00 0.00 14,732.47 -14,732.47 2/ 3/98 89 PURCHASED 1.00 0.00 -89.19 89.19 2/ 5/98 89 SOLD 1.00 0.00 89.19 -89.19 2/ 6/98 11,954 PURCHASED 1.00 0.00 -11,953.88 11,953.88 2/ 9/98 5,345 SOLD 1.00 0.00 5,345.14 -5,345.14 2/10/98 6,609 SOLD 1.00 0.00 6,608.74 -6,608.74 2/13/98 6,303 PURCHASED 1.00 0.00 -6,302.85 6,302.85 2/17/98 6,303 SOLD 1.00 0.00 6,302.85 -6,302.85 2/20/98 13,401 PURCHASED 1.00 0.00 -13,400.54 13,400.54 2/23/98 196,830 PURCHASED 1.00 0.00 -196,829.72 196,829.72 2/24/98 210,230 SOLD 1.00 0.00 210,230.26 -210,230.26 2/26/98 5,688 PURCHASED 1.00 0.00 -5,687.66 5,687.66 2/27/98 5,688 SOLD 1.00 0.00 5,687.66 -5,687.66 3/ 3/98 43 PURCHASED 1.00 0.00 -42.79 42.79 3/ 5/98 11,341 PURCHASED 1.00 0.00 -11,340.53 11,340.53 3/ 6/98 11,383 SOLD 1.00 0.00 11,383.32 -11,383.32 3/11/98 496 PURCHASED 1.00 0.00 -496.28 496.28 3/12/98 496 SOLD 1.00 0.00 496.28 -496.28 3/13/98 5,653 PURCHASED 1.00 0.00 -5,653.18 5,653.18 3/16/98 5,653 SOLD 1.00 0.00 5,653.18 -5,653.18 3/19/98 6,081 PURCHASED 1.00 0.00 -6,081.15 6,081.15 3/20/98 6,081 SOLD 1.00 0.00 6,081.15 -6,081.15 3/26/98 5,729 PURCHASED 1.00 0.00 -5,729.05 5,729.05 3/31/98 5,729 SOLD 1.00 0.00 5,729.05 -5,729.05 4/ 1/98 5,868 PURCHASED 1.00 0.00 -5,868.24 5,868.24 4/ 2/98 8 PURCHASED 1.00 0.00 -8.47 8.47 4/ 6/98 3,605 SOLD 1.00 0.00 3,604.54 -3,604.54 4/ 9/98 5,791 PURCHASED 1.00 0.00 -5,791.18 5,791.18 4/10/98 5,698 PURCHASED 1.00 0.00 -5,698.29 5,698.29 4/13/98 8,063 SOLD 1.00 0.00 8,063.35 -8,063.35 4/14/98 5,698 SOLD 1.00 0.00 5,698.29 -5,698.29 4/20/98 38,839 PURCHASED 1.00 0.00 -38,838.97 38,838.97 4/21/98 5,598 SOLD 1.00 0.00 5,597.74 -5,597.74 4/22/98 22,552 SOLD 1.00 0.00 22,551.86 -22,551.86 4/23/98 10,689 SOLD 1.00 0.00 10,689.37 -10,689.37 4/29/98 5,321 PURCHASED 1.00 0.00 -5,321.02 5,321.02 4/30/98 5,321 SOLD 1.00 0.00 5,321.02 -5,321.02 5/ 1/98 2,474 PURCHASED 1.00 0.00 -2,473.52 2,473.52 5/ 4/98 2,450 SOLD 1.00 0.00 2,449.68 -2,449.68 5/ 6/98 24 SOLD 1.00 0.00 23.84 -23.84 5/ 8/98 10,838 PURCHASED 1.00 0.00 -10,838.27 10,838.27 5/11/98 10,838 SOLD 1.00 0.00 10,838.27 -10,838.27 5/13/98 5,363 PURCHASED 1.00 0.00 -5,362.62 5,362.62 5/14/98 5,363 SOLD 1.00 0.00 5,362.62 -5,362.62 5/20/98 3,538 PURCHASED 1.00 0.00 -3,538.14 3,538.14 5/20/98 3,538 SOLD 1.00 0.00 3,538.14 -3,538.14 5/20/98 10,916 PURCHASED 1.00 0.00 -10,915.63 10,915.63 5/21/98 10,916 SOLD 1.00 0.00 10,915.63 -10,915.63 5/26/98 104 PURCHASED 1.00 0.00 -104.03 104.03 5/27/98 8,919 PURCHASED 1.00 0.00 -8,919.17 8,919.17 5/28/98 5,325 PURCHASED 1.00 0.00 -5,324.61 5,324.61 5/29/98 14,348 SOLD 1.00 0.00 14,347.81 -14,347.81 6/ 2/98 11 PURCHASED 1.00 0.00 -10.50 10.50 6/ 3/98 10,956 PURCHASED 1.00 0.00 -10,955.69 10,955.69 6/ 4/98 10,966 SOLD 1.00 0.00 10,966.19 -10,966.19 6/11/98 5,541 PURCHASED 1.00 0.00 -5,540.56 5,540.56 6/12/98 5,541 SOLD 1.00 0.00 5,540.56 -5,540.56 6/24/98 5,827 PURCHASED 1.00 0.00 -5,827.17 5,827.17 6/25/98 3,915 PURCHASED 1.00 0.00 -3,915.46 3,915.46 6/26/98 9,743 SOLD 1.00 0.00 9,742.63 -9,742.63 6/30/98 776 PURCHASED 1.00 0.00 -775.95 775.95 7/ 1/98 3,371 PURCHASED 1.00 0.00 -3,370.90 3,370.90 7/ 2/98 6,461 PURCHASED 1.00 0.00 -6,461.09 6,461.09 7/ 3/98 3,375 SOLD 1.00 0.00 3,374.93 -3,374.93 7/ 6/98 7,233 SOLD 1.00 0.00 7,233.01 -7,233.01 7/ 8/98 19,192 PURCHASED 1.00 0.00 -19,192.19 19,192.19 7/ 9/98 5,580 PURCHASED 1.00 0.00 -5,579.89 5,579.89 7/10/98 24,772 SOLD 1.00 0.00 24,772.08 -24,772.08 7/13/98 2,301 PURCHASED 1.00 0.00 -2,300.50 2,300.50 7/14/98 36,222 PURCHASED 1.00 0.00 -36,222.09 36,222.09 7/15/98 34,262 SOLD 1.00 0.00 34,261.68 -34,261.68 7/16/98 4,261 SOLD 1.00 0.00 4,260.91 -4,260.91 7/21/98 3,782 PURCHASED 1.00 0.00 -3,781.95 3,781.95 7/22/98 556 PURCHASED 1.00 0.00 -555.50 555.50 7/23/98 4,337 SOLD 1.00 0.00 4,337.45 -4,337.45 7/24/98 21 PURCHASED 1.00 0.00 -20.67 20.67 7/27/98 21 SOLD 1.00 0.00 20.67 -20.67 7/29/98 5,271 PURCHASED 1.00 0.00 -5,270.56 5,270.56 7/30/98 5,271 SOLD 1.00 0.00 5,270.56 -5,270.56 7/31/98 811 PURCHASED 1.00 0.00 -810.58 810.58 8/ 3/98 811 SOLD 1.00 0.00 810.58 -810.58 8/ 4/98 18 PURCHASED 1.00 0.00 -18.45 18.45 8/ 5/98 10,768 PURCHASED 1.00 0.00 -10,767.73 10,767.73 8/ 6/98 10,786 SOLD 1.00 0.00 10,786.18 -10,786.18 8/13/98 5,193 PURCHASED 1.00 0.00 -5,192.99 5,192.99 8/14/98 111,329 PURCHASED 1.00 0.00 -111,329.33 111,329.33 8/17/98 116,522 SOLD 1.00 0.00 116,522.32 -116,522.32 8/19/98 6,822 PURCHASED 1.00 0.00 -6,822.37 6,822.37 8/20/98 6,822 SOLD 1.00 0.00 6,822.37 -6,822.37 8/21/98 5,163 PURCHASED 1.00 0.00 -5,163.28 5,163.28 8/24/98 9,809 PURCHASED 1.00 0.00 -9,808.87 9,808.87 8/25/98 14,972 SOLD 1.00 0.00 14,972.15 -14,972.15 8/26/98 5,252 PURCHASED 1.00 0.00 -5,252.06 5,252.06 8/27/98 5,252 SOLD 1.00 0.00 5,252.06 -5,252.06 9/ 2/98 10,637 PURCHASED 1.00 0.00 -10,637.38 10,637.38 9/ 3/98 10,583 SOLD 1.00 0.00 10,583.03 -10,583.03 9/ 8/98 81,206 PURCHASED 1.00 0.00 -81,205.67 81,205.67 9/ 9/98 67,755 SOLD 1.00 0.00 67,754.62 -67,754.62 9/10/98 8,370 SOLD 1.00 0.00 8,370.29 -8,370.29 9/11/98 5,135 SOLD 1.00 0.00 5,135.11 -5,135.11 9/16/98 6,032 PURCHASED 1.00 0.00 -6,031.64 6,031.64 9/17/98 971 PURCHASED 1.00 0.00 -970.59 970.59 9/18/98 13 PURCHASED 1.00 0.00 -13.45 13.45 9/21/98 7,002 SOLD 1.00 0.00 7,002.23 -7,002.23 9/22/98 13 SOLD 1.00 0.00 13.45 -13.45 9/23/98 5,106 PURCHASED 1.00 0.00 -5,105.82 5,105.82 9/24/98 9,988 PURCHASED 1.00 0.00 -9,987.70 9,987.70 9/25/98 5,272 SOLD 1.00 0.00 5,271.72 -5,271.72 9/28/98 9,822 SOLD 1.00 0.00 9,821.80 -9,821.80 9/30/98 2,404 PURCHASED 1.00 0.00 -2,404.26 2,404.26 10/ 1/98 1,061,542 PURCHASED 1.00 0.00 -1,061,541.85 1,061,541.85 10/ 2/98 1,056,349 SOLD 1.00 0.00 1,056,349.11 -1,056,349.11 10/ 5/98 7,597 SOLD 1.00 0.00 7,597.00 -7,597.00 10/ 6/98 35,466 PURCHASED 1.00 0.00 -35,466.41 35,466.41 10/ 7/98 35,466 SOLD 1.00 0.00 35,466.41 -35,466.41 10/14/98 9,813 PURCHASED 1.00 0.00 -9,812.88 9,812.88 10/15/98 9,813 SOLD 1.00 0.00 9,812.88 -9,812.88 10/16/98 4,588 PURCHASED 1.00 0.00 -4,587.78 4,587.78 10/19/98 4,588 SOLD 1.00 0.00 4,587.78 -4,587.78 10/22/98 4,688 PURCHASED 1.00 0.00 -4,688.44 4,688.44 10/23/98 172 SOLD 1.00 0.00 172.30 -172.30 10/26198 4,516 SOLD 1.00 0.00 4,516.14 -4,516.14 10/27/98 185,535 PURCHASED 1.00 0.00 -185,535.06 185,535.06 10/28/98 184,135 SOLD 1.00 0.00 184,135.06 -184,135.06 10/29/98 1,057 PURCHASED 1.00 0.00 -1,056.70 1,056.70 10/30/98 2,457 SOLD 1.00 0.00 2,456.70 -2,456.70 11/ 2/98 19,550 PURCHASED 1.00 0.00 -19,549.75 19,549.75 11/ 3/98 19,361 SOLD 1.00 0.00 19,361.26 -19,361.26 11/ 5/98 9,092 PURCHASED 1.00 0.00 -9,092.31 9,092.31 11/ 9/98 9,092 SOLD 1.00 0.00 9,092.31 -9,092.31 11/16/98 5,324 PURCHASED 1.00 0.00 -5,324.29 5,324.29 11/17/98 5,324 SOLD 1.00 0.00 5,324.29 -5,324.29 11/18/98 188 SOLD 1.00 0.00 188.49 -188.49 11/19/98 8,689 PURCHASED 1.00 0.00 -8,689.45 8,689.45 11/20/98 8,689 SOLD 1.00 0.00 8,689.45 -8,689.45 11/30/98 53,479 PURCHASED 1.00 0.00 -53,479.02 53,479.02 12/ 1/98 53,479 SOLD 1.00 0.00 53,479.02 -53,479.02 12/ 2/98 15 PURCHASED 1.00 0.00 -15.00 15.00 12/ 3/98 8,429 PURCHASED 1.00 0.00 -8,429.43 8,429.43 12/ 4/98 4,310 SOLD 1.00 0.00 4,310.07 -4,310.07 12/ 8/98 4,119 SOLD 1.00 0.00 4,119.36 -4,119.36 12/ 9/98 887 PURCHASED 1.00 0.00 -886.93 886.93 12/10/98 3,453 PURCHASED 1.00 0.00 -3,452.95 3,452.95 12/11/98 4,355 SOLD 1.00 0.00 4,354.88 -4,354.88 12/16/98 4,331 PURCHASED 1.00 0.00 -4,330.81 4,330.81 12/17/98 4,331 SOLD 1.00 0.00 4,330.81 -4,330.81 12/21/98 66 PURCHASED 1.00 0.00 -66.08 66.08 12/22/98 66 SOLD 1.00 0.00 66.08 -66.08 12/24/98 12,387 PURCHASED 1.00 0.00 -12,387.39 12,387.39 12/28/98 12,390 PURCHASED 1.00 0.00 -12,389.80 12,389.80 12/29/98 24,777 SOLD 1.00 0.00 24,777.19 -24,777.19 12/31/98 4,335 PURCHASED 1.00 0.00 -4,335.38 4,335.38 5,595,176.19 GALAXY SMALL COMPANY EQUITY FUND-TR =================================== 12/31/97 291 PURCHASED 18.30 0.00 -5,321.83 5,321.83 1/ 5/98 10,746 SOLD 18.27 0.00 196,321.14 -194,224.02 1/15/98 23,073 PURCHASED 17.44 0.00 -402,393.76 402,393.76 1/21/98 2,839 PURCHASED 17.89 0.00 -50,788.42 50,788.42 1/28/98 829 PURCHASED 17.78 0.00 -14,732.47 14,732.47 2/ 4/98 5 PURCHASED 18.41 0.00 -89.19 89.19 2/ 6/98 644 PURCHASED 18.55 0.00 -11,953.88 11,953.88 2/ 9/98 354 PURCHASED 18.66 0.00 -6,608.74 6,608.74 2/13/98 333 PURCHASED 18.94 0.00 -6,302.85 6,302.85 2/23/98 11,059 PURCHASED 19.01 0.00 -210,230.26 210,230.26 2/26/98 295 PURCHASED 19.28 0.00 -5,687.66 5,687.66 3/ 5/98 599 PURCHASED 18.99 0.00 -11,383.32 11,383.32 3/10/98 76 SOLD 19.30 0.00 1,458.07 -1,364.98 3/11/98 26 PURCHASED 19.38 0.00 -496.28 496.28 3/13/98 289 PURCHASED 19.54 0.00 -5,653.18 5,653.18 3/16/98 468 SOLD 19.75 0.00 9,251.91 -8,464.30 3/17/98 4,405 SOLD 19.67 0.00 86,641.54 -79,588.17 3/19/98 304 PURCHASED 20.02 0.00 -6,081.15 6,081.15 3/20/98 16 SOLD 19.93 0.00 317.21 -287.60 3/30/98 11,204 SOLD 19.95 0.00 223,511.49 -202,448.26 3/31/98 420 SOLD 20.19 0.00 8,485.31 -7,594.31 4/ 9/98 403 PURCHASED 19.99 0.00 -8,063.35 8,063.35 4/13/98 287 PURCHASED 19.86 0.00 -5,698.29 5,698.29 4/21/98 1,896 PURCHASED 20.48 0.00 -38,838.87 38,838.87 4/22/98 523 PURCHASED 20.45 0.00 -10,689.37 10,689.37 4/29/98 269 PURCHASED 19.7& 0.00 -5,321.02 5,321.02 4/30/98 28 SOLD 19.94 0.00 558.23 -506.33 4/30/98 96 SOLD 19.94 0.00 1,915.29 -1,737.25 5/ 5/98 1 PURCHASED 19.74 0.00 -23.84 23.84 5/ 8/98 550 PURCHASED 19.72 0.00 -10,838.27 10,838.27 5/13/98 274 PURCHASED 19.58 0.00 -5,362.62 5,362.62 5/15/98 145 SOLD 19.37 0.00 2,803.31 -2,617.94 5/20/98 109 SOLD 19.13 0.00 2,085.26 -1,971.95 5/20/98 185 SOLD 19.13 0.00 3,538.14 -3,345.87 5/20/98 571 PURCHASED 19.13 0.00 -10,915.63 10,915.63 5/28/98 775 PURCHASED 18.51 0.00 -14,347.81 14,347.81 6/ 3/98 606 PURCHASED 18.11 0.00 -10,966.19 10,966.19 6/ 4/98 231 SOLD 18.16 0.00 4,200.00 -4,184.10 6/11/98 311 PURCHASED 17.82 0.00 -5,540.56 5,540.56 6/15/98 1,000 SOLD 17.28 0.00 17,284.31 -18,095.54 6/17/98 449 SOLD 17.75 0.00 7,970.68 -8,123.82 6/17/98 470 SOLD 17.75 0.00 8,340.27 -8,500.51 6/23/98 15,754 SOLD 17.81 0.00 280,583.27 -285,010.82 6/24/98 2,612 SOLD 18.02 0.00 47,063.54 -47,249.07 6/25/98 540 PURCHASED 18.04 0.00 -9,742.63 9,742.63 6/29/98 215 SOLD 18.20 0.00 3,915.46 -3,892.00 6/30/98 0 PURCHASED 18.32 0.00 -4.03 4.03 6/30/98 184 SOLD 18.32 0.00 3,374.93 -3,332.74 7/ 2/98 582 PURCHASED 18.22 0.00 -10,607.94 10,607.94 7/ 6/98 8,953 SOLD 18.25 0.00 163,391.00 -161,968.80 7/ 9/98 1,353 PURCHASED 18.31 0.00 -24,772.08 24,772.08 7/10/98 126 SOLD 18.29 0.00 2,300.5O -2,275.57 7/14/98 2,102 PURCHASED 18.33 0.00 -38,522.59 38,522.59 7/15/98 230 PURCHASED 18.51 0.00 -4,260.91 4,260.91 7/21/98 207 PURCHASED 18.28 0.00 -3,781.95 3,781.95 7/22/98 241 PURCHASED 18.02 0.00 -4,337.45 4,337.45 7/24/98 1 PURCHASED 17.52 0.00 -20.67 20.67 7/28/98 854 SOLD 17.00 0.00 14,510.91 -15,444.08 7/29/98 311 PURCHASED 16.96 0.00 -5,270.56 5,270.56 7/30/98 47 SOLD 17.07 0.00 810.58 -859.14 8/ 5/98 693 PURCHASED 15.56 0.00 -10,786.18 10,786.18 8/14/98 7,431 PURCHASED 15.68 0.00 -116,522.32 116,522.32 8/18/98 85 SOLD 15.85 0.00 1,341.61 -1,527.68 8/19/98 350 PURCHASED 15.66 0.00 -5,480.76 5,480.76 8/20/98 2 SOLD 15.51 0.00 27.85 -32.41 8/21/98 646 SOLD 15.22 0.00 9,836.72 -11,663.45 8/25/98 2 SOLD 14.97 0.00 27.85 -33.57 8/26/98 361 PURCHASED 14.56 0.00 -5,252.06 5,252.06 9/ 2/98 797 PURCHASED 13.28 0.00 -10,583.03 10,583.03 9/ 4/98 6,223 SOLD 13.05 0.00 81,205.67 -112,226.35 9/10/98 392 PURCHASED 13.10 0.00 -5,135.11 5,135.11 9/15/98 76 SOLD 13.84 0.00 1,050.00 -1,367.94 9/16/98 146 SOLD 13.86 0.00 2,020.59 -2,628.63 9/17/98 1 SOLD 13.65 0.00 13.45 -17.76 9/23/98 1,105 SOLD 14.54 0.00 16,060.71 -19,916.53 9/24/98 369 PURCHASED 14.28 0.00 -5,271.72 5,271.72 9/30/98 75,151 SOLD 13.94 0.00 1,061,541.85 -1,372,814.56 10/ 2/98 588 PURCHASED 12.91 0.00 -7,597.00 7,597.00 10/ 6/98 2,943 PURCHASED 12.05 0.00 -35,466.41 35,466.41 10/14/98 844 PURCHASED 11.63 0.00 -9,812.88 9,812.88 10/15/98 1,791 PURCHASED 12.02 0.00 -21,523.41 21,523.41 10/16/98 174 SOLD 12.39 0.00 2,158.01 -3,122.64 10/22/98 349 PURCHASED 13.42 0.00 -4,688.44 4,688.44 10/23/98 334 PURCHASED 13.53 0.00 -4,516.14 4,516.14 10/27/98 102 SOLD 13.79 0.00 1,400.00 -1,800.02 10/27/98 811 PURCHASED 13.79 0.00 -11,177.03 11,177.03 10/27/98 4,401 PURCHASED 13.79 0.00 -60,691.01 60,691.01 10/27/98 12,644 PURCHASED 13.79 0.00 -174,358.03 174,358.03 10/29/98 179 PURCHASED 13.76 0.00 -2,456.70 2,456.70 10/29/98 1,548 PURCHASED 13.76 0.00 -21,299.74 21,299.74 11/ 2/98 315 PURCHASED 14.27 0.00 -4,489.41 4,489.41 11/ 2/98 1,055 PURCHASED 14.27 0.00 -15,060.34 15,060.34 11/ 6/98 611 PURCHASED 14.87 0.00 -9,092.31 9,092.31 11/13/98 55 SOLD 14.41 0.00 794.40 -975.55 11/16/98 313 PURCHASED 14.49 0.00 -4,529.89 4,529.89 11/17/98 13 PURCHASED 14.39 0.00 -188.49 188.49 11/19/98 594 PURCHASED 14.62 0.00 -8,689.45 8,689.45 11/25/98 26 SOLD 15.00 0.00 390.16 -460.10 11/27/98 3,230 SOLD 15.14 0.00 48,904.10 -57,137.16 12/ 3/98 294 PURCHASED 14.68 0.00 -4,310.07 4,310.07 12/ 7/98 124 SOLD 14.97 0.00 1,860.85 -2,198.53 12/ 9/98 59 PURCHASED 15.00 0.00 -886.93 886.93 12/10/98 294 PURCHASED 14.80 0.00 -4,354.88 4,354.88 12/16/98 297 PURCHASED 14.60 0.00 -4,330.81 4,330.81 12/18/98 4 SOLD 15.03 0.00 66.08 -77.75 12/24/98 795 PURCHASED 15.58 0.00 -12,387.39 12,387.39 12/28/98 1,580 PURCHASED 15.68 0.00 -24,777.19 24,777.19 3,890,697.00
ASSETS DISPOSED --------------- 0005420500 CROSSAVER 401(K) & P/S PL SMALL CO FROM 12/31/97 TO 12/31/98
SETTLEMENT FACE VALUE OR *------ D E S C R I P T 1 0 N ------* PROCEEDS BOOK REALIZED DATE NO. OF SHARES VALUE GAIN/LOSS 2,798,081.32 AUTOMATED CASH MANAGEMENT TRUST 2,798,081.32 2,798,081.32- 0.00 TOTAL DISPOSED FOR THE ABOVE PERIOD 01/06/98 10,745.55 GALAXY SMALL COMPANY EQUITY FUND-TR 196,321.14 194,224.02- 2097.12 03/11/98 75.55 GALAXY SMALL COMPANY EQUITY FUND-TR 1,458.07 1,364.98- 93.09 03/17/98 468.45 GALAXY SMALL COMPANY EQUITY FUND-TR 9,251.91 8,464.30- 787.61 03/18/98 4,404.75 GALAXY SMALL COMPANY EQUITY FUND-TR 86,641.54 79,588.17- 7053.37 03/23/98 15.92 GALAXY SMALL COMPANY EQUITY FUND-TR 317.21 287.60- 29.61 03/31/98 11,203.58 GALAXY SMALL COMPANY EQUITY FUND-TR 223,511.49 202,448.26- 21063.23 04/01/98 420.27 GALAXY SMALL COMPANY EQUITY FUND-TR 8,485.31 7,594.31- 891.00 05/01/98 27.99 GALAXY SMALL COMPANY EQUITY FUND-TR 558.23 506.33- 51.90 05/01/98 96.05 GALAXY SMALL COMPANY EQUITY FUND-TR 1,915.29 1,737.25- 178.04 05/18/98 144.72 GALAXY SMALL COMPANY EQUITY FUND-TR 2,803.31 2,617.94- 185.37 05/21/98 184.95 GALAXY SMALL COMPANY EQUITY FUND-TR 3,538.14 3,345.87- 192.27 05/21/98 109.01 GALAXY SMALL COMPANY EQUITY FUND-TR 2,085.26 1,971.95- 113.31 06/05/98 231.28 GALAXY SMALL COMPANY EQUITY FUND-TR 4,200.00 4,184.10- 15.90 06/16/98 1,000.25 GALAXY SMALL COMPANY EQUITY FUND-TR 17,284.31 18,095.54- 811.23- 06/18/98 449.05 GALAXY SMALL COMPANY EQUITY FUND-TR 7,970.68 8,123.82- 153.14- 06/18/98 469.87 GALAXY SMALL COMPANY EQUITY FUND-TR 8,340.27 8,500.51- 160.24- 06/24/98 15,754.25 GALAXY SMALL COMPANY EQUITY FUND-TR 280,583.27 285,010.82- 4427.55- 06/25/98 2,611.74 GALAXY SMALL COMPANY EQUITY FUND-TR 47,063.54 47,249.07- 185.53- 06/30/98 215.14 GALAXY SMALL COMPANY EQUITY FUND-TR 3,915.46 3,892.00- 23.46 07/01/98 184.22 GALAXY SMALL COMPANY EQUITY FUND-TR 3,374.93 3,332.74- 42.19 07/07/98 8,952.93 GALAXY SMALL COMPANY EQUITY FUND-TR 163,391.00 161,968.80- 1422.20 07/13/98 125.78 GALAXY SMALL COMPANY EQUITY FUND-TR 2,300.50 2,275.57- 24.93 07/29/98 853.58 GALAXY SMALL COMPANY EQUITY FUND-TR 14,510.91 15,444.08- 933.17- 07/31/98 47.49 GALAXY SMALL COMPANY EQUITY FUND-TR 810.58 859.14- 48.56- 08/19/98 84.64 GALAXY SMALL COMPANY EQUITY FUND-TR 1,341.61 1,527.68- 186.07- 08/21/98 1.80 GALAXY SMALL COMPANY EQUITY FUND-TR 27.85 32.41- 4.56- 08/24/98 646.30 GALAXY SMALL COMPANY EQUITY FUND-TR 9,836.72 11,663.45- 1826.73- 08/26/98 1.86 GALAXY SMALL COMPANY EQUITY FUND-TR 27.85 33.57- 5.72- 09/08/98 6,222.66 GALAXY SMALL COMPANY EQUITY FUND-TR 81,205.67 112,226.35- 31020.68- 09/16/98 75.87 GALAXY SMALL COMPANY EQUITY FUMD-TR 1,050.00 1,367.94- 317.94- 09/17/98 145.79 GALAXY SMALL COMPANY EQUITY FUND-TR 2,020.59 2,628.63- 608.04- 09/18/98 0.99 GALAXY SMALL COMPANY EQUITY FUMD-TR 13.45 17.76- 4.31- 09/24/98 1,104.59 GALAXY SMALL COMPANY EQUITY FUND-TR 16,060.71 19,916.53- 3855.82- 10/01/98 76,150.78 GALAXY SMALL COMPANY EQUITY FUND-TR 1,061,541.85 1,372,814.56- 311272.71- 10/19/98 174.17 GALAXY SMALL COMPANY EQUITY FUND-TR 2,158.01 3,122.64- 964.63- 10/28/98 101.52 GALAXY SMALL COMPANY EQUITY FUND-TR 1,400.00 1,800.02- 400.02- 11/16/98 55.13 GALAXY SMALL COMPANY EQUITY FUND-TR 794.40 975.55- 181.15- 11/27/98 26.01 GALAXY SMALL COMPANY EQUITY FUND-TR 390.16 460.10- 69.94- 11/30/98 3,230.13 GALAXY SMALL COMPANY EQUITY FUND-TR 48,904.10 57,137.16- 8233.06- 12/08/98 124.31 GALAXY SMALL COMPANY EQUITY FUND-TR 1,860.85 2,198.53- 337.68- 12/21/98 4.40 GALAXY SMALL COMPANY EQUITY FUND-TR 66.08 77.75- 11.67- -------------- -------------- ----------- 5,117,413.57 5,449,169.12- 331755.55-
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY ISSUE ----------------------------------------------- COMPUTED ON A 12/31/97 VALUE OF $3,017,713.01 0005422100 CROSSAVER 401(K) & P/S PL INTERN'L FROM 12/31/97 TO 12/31/98
PURCH/SALE TRANSACTION PURCHASE/SALE BOOK TRADE DATE SHARES/PV PRICE EXPENSE PROCEEDS VALUE FLEET MONEY MARKET DEPOSIT A/C-RI ================================== 1/ 2/98 1,051 SOLD 1.00 0.00 1,050.56 -1,050.56 1/ 6/98 75,423 PURCHASED 1.00 0.00 -75,422.51 75,422.51 1/ 7/98 75,423 SOLD 1.00 0.00 75,422.51 -75,422.51 1/ 9/98 283,149 PURCHASED 1.00 0.00 -283,148.60 283,148.60 1/14/98 2,832 PURCHASED 1.00 0.00 -2,832.22 2,832.22 1/15/98 283,149 SOLD 1.00 0.00 283,148.60 -283,148.60 1/16/98 2,832 SOLD 1.00 0.00 2,832.22 -2,832.22 1/21/98 11,010 PURCHASED 1.00 0.00 -11,009.67 11,009.67 1/22/98 8,742 SOLD 1.00 0.00 8,741.89 -8,741.89 1/23/98 1,501 SOLD 1.00 0.00 1,500.98 -1,500.98 1/28/98 37 PURCHASED 1.00 0.00 -37.08 37.08 1/29/98 804 SOLD 1.00 0.00 803.88 -803.88 2/ 3/98 242 PURCHASED 1.00 0.00 -242.39 242.39 2/ 5/98 242 SOLD 1.00 0.00 242.39 -242.39 2/ 6/98 3,269 PURCHASED 1.00 0.00 -3,269.04 3,269.04 2/ 9/98 3,269 SOLD 1.00 0.00 3,269.04 -3,269.04 2/13/98 984 PURCHASED 1.00 0.00 -984.30 984.30 2/17/98 984 SOLD 1.00 0.00 984.30 -984.30 2/20/98 6,495 PURCHASED 1.00 0.00 -6,495.49 6,495.49 2/23/98 121,649 PURCHASED 1.00 0.00 -121,649.43 121,649.43 2/24/98 128,145 SOLD 1.00 0.00 128,144.92 -128,144.92 2/26/98 894 PURCHASED 1.00 0.00 -893.85 893.85 2/27/98 894 SOLD 1.00 0.00 893.85 -893.85 3/ 3/98 21 PURCHASED 1.00 0.00 -21.47 21.47 3/ 5/98 3,141 PURCHASED 1.00 0.00 -3,140.94 3,140.94 3/ 6/98 3,162 SOLD 1.00 0.00 3,162.41 -3,162.41 3/11/98 42 PURCHASED 1.00 0.00 -41.80 41.80 3/12/98 42 SOLD 1.00 0.00 41.80 -41.80 3/13/98 850 PURCHASED 1.00 0.00 -849.89 849.89 3/16/98 850 SOLD 1.00 0.00 849.89 -849.89 3/19/98 8,922 PURCHASED 1.00 0.00 -8,921.73 8,921.73 3/20/98 8,922 SOLD 1.00 0.00 8,921.73 -8,921.73 3/26/98 879 PURCHASED 1.00 0.00 -878.79 878.79 3/31/98 879 SOLD 1.00 0.00 878.79 -878.79 4/ 1/98 50 PURCHASED 1.00 0.00 -50.21 50.21 4/ 2/98 3 PURCHASED 1.00 0.00 -2.53 2.53 4/ 6/98 53 SOLD 1.00 0.00 52.74 -52.74 4/ 9/98 2,261 PURCHASED 1.00 0.00 -2,260.63 2,260.63 4/10/98 850 PURCHASED 1.00 0.00 -850.13 850.13 4/13/98 2,261 SOLD 1.00 0.00 2,260.63 -2,260.63 4/14/98 850 SOLD 1.00 0.00 850.13 -850.13 4/20/98 9,587 PURCHASED 1.00 0.00 -9,586.69 9,586.69 4/21/98 1,667 SOLD 1.00 0.00 1,666.67 -1,666.67 4/22/98 6,232 SOLD 1.00 0.00 6,231.75 -6,231.75 4/23/98 1,688 SOLD 1.00 0.00 1,688.27 -1,688.27 4/29/98 738 PURCHASED 1.00 0.00 -737.67 737.67 4/30/98 738 SOLD 1.00 0.00 737.67 -737.67 5/ 4/98 4 PURCHASED 1.00 0.00 -4.34 4.34 5/ 6/98 4 SOLD 1.00 0.00 4.34 -4.34 5/ 8/98 2,527 PURCHASED 1.00 0.00 -2,526.76 2,526.76 5/11/98 2,527 SOLD 1.00 0.00 2,526.76 -2,526.76 5/13/98 742 PURCHASED 1.00 0.00 -742.22 742.22 5/14/98 742 SOLD 1.00 0.00 742.22 -742.22 5/20/98 2,563 PURCHASED 1.00 0.00 -2,562.54 2,562.54 5/21/98 2,563 SOLD 1.00 0.00 2,562.54 -2,562.54 5/28/98 773 PURCHASED 1.00 0.00 -772.64 772.64 5/29/98 773 SOLD 1.00 0.00 772.64 -772.64 6/ 2/98 2 PURCHASED 1.00 0.00 -1.53 1.53 6/ 3/98 2,623 PURCHASED 1.00 0.00 -2,623.38 2,623.38 6/ 4/98 2,625 SOLD 1.00 0.00 2,624.91 -2,624.91 6/11/98 779 PURCHASED 1.00 0.00 -778.81 778.81 6/12/98 779 SOLD 1.00 0.00 778.81 -778.81 6/24/98 813 PURCHASED 1.00 0.00 -812.95 812.95 6/25/98 6,145 PURCHASED 1.00 0.00 -6,145.27 6,145.27 6/26/98 6,958 SOLD 1.00 0.00 6,958.22 -6,958.22 7/ 1/98 623 PURCHASED 1.00 0.00 -622.78 622.78 7/ 2/98 1,002 PURCHASED 1.00 0.00 -1,002.21 1,002.21 7/ 3/98 617 SOLD 1.00 0.00 617.09 -617.09 7/ 6/98 1,008 SOLD 1.00 0.00 1,007.90 -1,007.90 7/ 7/98 58,032 PURCHASED 1.00 0.00 -58,032.15 58,032.15 7/ 8/98 56,287 SOLD 1.00 0.00 56,287.20 -56,287.20 7/ 9/98 897 PURCHASED 1.00 0.00 -896.86 896.86 7/10/98 2,642 SOLD 1.00 0.00 2,641.81 -2,641.81 7/14/98 7,941 PURCHASED 1.00 0.00 -7,941.40 7,941.40 7/15/98 7,180 SOLD 1.00 0.00 7,180.24 -7,180.24 7/16/98 761 SOLD 1.00 0.00 761.16 -761.16 7/21/98 623 PURCHASED 1.00 0.00 -623.14 623.14 7/22/98 147 PURCHASED 1.00 0.00 -147.31 147.31 7/23/98 770 SOLD 1.00 0.00 770.45 -770.45 7/24/98 14 PURCHASED 1.00 0.00 -13.78 13.78 7/27/98 14 SOLD 1.00 0.00 13.78 -13.78 7/29/98 883 PURCHASED 1.00 0.00 -882.90 882.90 7/30/98 883 SOLD 1.00 0.00 882.90 -882.90 8/ 4/98 10 PURCHASED 1.00 0.00 -10.33 10.33 8/ 5/98 2,839 PURCHASED 1.00 0.00 -2,838.91 2,838.91 8/ 6/98 2,849 SOLD 1.00 0.00 2,849.24 -2,849.24 8/13/98 833 PURCHASED 1.00 0.00 -832.90 832.90 8/14/98 833 SOLD 1.00 0.00 832.90 -832.90 8/19/98 2,742 PURCHASED 1.00 0.00 -2,742.49 2,742.49 8/20/98 2,742 SOLD 1.00 0.00 2,742.49 -2,742.49 8/21/98 869 PURCHASED 1.00 0.00 -868.75 868.75 8/24/98 9,131 PURCHASED 1.00 0.00 -9,131.25 9,131.25 8/25/98 10,000 SOLD 1.00 0.00 10,000.00 -10,000.00 8/26/98 943 PURCHASED 1.00 0.00 -943.43 943.43 8/27/98 943 SOLD 1.00 0.00 943.43 -943.43 9/ 2/98 2,681 PURCHASED 1.00 0.00 -2,681.03 2,681.03 9/ 3/98 2,678 SOLD 1.00 0.00 2,678.41 -2,678.41 9/ 8/98 36,815 PURCHASED 1.00 0.00 -36,815.17 36,815.17 9/ 9/98 33,917 SOLD 1.00 0.00 33,917.00 -33,917.00 9/10/98 2,023 SOLD 1.00 0.00 2,022.78 -2,022.78 9/11/98 878 SOLD 1.00 0.00 878.01 -878.01 9/16/98 1,142 PURCHASED 1.00 0.00 -1,142.20 1,142.20 9/17/98 1,497 PURCHASED 1.00 0.00 -1,496.71 1,496.71 9/21/98 2,639 SOLD 1.00 0.00 2,638.91 -2,638.91 9/23/98 893 PURCHASED 1.00 0.00 -893.04 893.04 9/24/98 892 PURCHASED 1.00 0.00 -891.97 891.97 9/25/98 1,785 SOLD 1.00 0.00 1,785.01 -1,785.01 10/ 2/98 914 PURCHASED 1.00 0.00 -914.00 914.00 10/ 5/98 914 SOLD 1.00 0.00 914.00 -914.00 10/ 6/98 7,893 PURCHASED 1.00 0.00 -7,893.34 7,893.34 10/ 7/98 7,893 SOLD 1.00 0.00 7,893.34 -7,893.34 10/14/98 2,823 PURCHASED 1.00 0.00 -2,823.12 2,823.12 10/15/98 2,823 SOLD 1.00 0.00 2,823.12 -2,823.12 10/16/98 1,157 PURCHASED 1.00 0.00 -1,157.04 1,157.04 10/19/98 1,157 SOLD 1.00 0.00 1,157.04 -1,157.04 10/22/98 1,520 PURCHASED 1.00 0.00 -1,519.89 1,519.89 10/23/98 402 SOLD 1.00 0.00 401.90 -401.90 10/26/98 1,118 SOLD 1.00 0.00 1,117.99 -1,117.99 10/27/98 8,531 PURCHASED 1.00 0.00 -8,530.63 8,530.63 10/28/98 7,831 SOLD 1.00 0.00 7,830.63 -7,830.63 10/29/98 2,985 PURCHASED 1.00 0.00 -2,985.06 2,985.06 10/30/98 3,685 SOLD 1.00 0.00 3,685.06 -3,685.06 11/ 2/98 1,132 PURCHASED 1.00 0.00 -1,132.47 1,132.47 11/ 3/98 1,123 SOLD 1.00 0.00 1,123.28 -1,123.28 11/ 5/98 2,619 PURCHASED 1.00 0.00 -2,619.26 2,619.26 11/ 9/98 1,775 SOLD 1.00 0.00 1,774.66 -1,774.66 11/16/98 1,125 PURCHASED 1.00 0.00 -1,125.29 1,125.29 11/17/98 1,125 SOLD 1.00 0.00 1,125.29 -1,125.29 11/18/98 854 SOLD 1.00 0.00 853.79 -853.79 11/19/98 2,111 PURCHASED 1.00 0.00 -2,111.07 2,111.07 11/20/98 2,111 SOLD 1.00 0.00 2,111.07 -2,111.07 11/30/98 52,652 PURCHASED 1.00 0.00 -52,652.18 52,652.18 12/ 1/98 52,652 SOLD 1.00 0.00 52,652.18 -52,652.18 12/ 2/98 9 PURCHASED 1.00 0.00 -8.99 8.99 12/ 3/98 2,085 PURCHASED 1.00 0.00 -2,084.93 2,084.93 12/ 4/98 2,036 SOLD 1.00 0.00 2,035.55 -2,035.55 12/ 8/98 49 SOLD 1.00 0.00 49.38 -49.38 12/10/98 1,088 PURCHASED 1.00 0.00 -1,088.44 1,088.44 12/11/98 1,097 SOLD 1.00 0.00 1,097.43 -1,097.43 12/16/98 1,113 PURCHASED 1.00 0.00 -1,113.37 1,113.37 12/17/98 1,113 SOLD 1.00 0.00 1,113.37 -1,113.37 12/24/98 3,196 PURCHASED 1.00 0.00 -3,196.41 3,196.41 12/28/98 21,004 PURCHASED 1.00 0.00 -21,003.99 21,003.99 12/29/98 24,200 SOLD 1.00 0.00 24,200.40 -24,200.40 12/31/98 1,108 PURCHASED 1.00 0.00 -1,107.86 1,107.86 1,593,573.80 GALAXY FD INTL EQUITY CLASS G -TRUST ==================================== 12/31/97 69 PURCHASED 15.25 0.00 -1,050.56 1,050.56 1/ 5/98 5,420 SOLD 15.49 0.00 83,961.33 -76,541.23 1/ 8/98 20,510 SOLD 15.15 0.00 310,724.21 -289,620.97 1/15/98 190 PURCHASED 14.87 0.00 -2,832.22 2,832.22 1/21/98 720 PURCHASED 15.29 0.00 -11,009.67 11,009.67 1/28/98 52 PURCHASED 15.48 0.00 -803.88 803.88 2/ 4/98 15 PURCHASED 16.09 0.00 -242.39 242.39 2/ 6/98 202 PURCHASED 16.17 0.00 -3,269.04 3,269.04 2/13/98 62 PURCHASED 16.00 0.00 -984.30 984.30 2/23/98 7,823 PURCHASED 16.38 0.00 -128,144.92 128,144.92 2/26/98 54 PURCHASED 16.68 0.00 -893.85 893.85 3/ 5/98 189 PURCHASED 16.74 0.00 -3,162.41 3,162.41 3/10/98 32 SOLD 17.01 0.00 536.51 -448.86 3/11/98 2 PURCHASED 17.03 0.00 -41.80 41.80 3/13/98 49 PURCHASED 17.33 0.00 -849.89 849.89 3/16/98 0 SOLD 17.40 0.00 1.67 -1.37 3/17/98 699 SOLD 17.47 0.00 12,215.61 -9,951.38 3/19/98 514 PURCHASED 17.35 0.00 -8,921.73 8,921.73 3/20/98 61 SOLD 17.51 0.00 1,068.39 -868.91 3/30/98 10,098 SOLD 17.65 0.00 178,233.67 -143,805.66 3/31/98 52 PURCHASED 17.73 0.00 -929.43 929.43 3/31/98 381 SOLD 17.73 0.00 6,749.42 -5,421.52 4/ 6/98 103 SOLD 18.33 0.00 1,892.39 -1,470.32 4/ 9/98 124 PURCHASED 18.23 0.00 -2,260.63 2,260.63 4/13/98 47 PURCHASED 18.24 0.00 -850.13 850.13 4/21/98 524 PURCHASED 18.31 0.00 -9,586.69 9,586.69 4/22/98 93 PURCHASED 18.23 0.00 -1,688.27 1,688.27 4/29/98 42 PURCHASED 17.73 0.00 -737.67 737.67 5/ 5/98 0 PURCHASED 18.47 0.00 -4.34 4.34 5/ 8/98 137 PURCHASED 18.42 0.00 -2,526.76 2,526.76 5/13/98 40 PURCHASED 18.45 0.00 -742.22 742.22 5/20/98 139 PURCHASED 18.48 0.00 -2,562.54 2,562.54 5/20/98 243 SOLD 18.48 0.00 4,486.59 -3,464.21 5/20/98 2,144 SOLD 18.48 0.00 39,627.06 -30,597.07 5/28/98 42 PURCHASED 18.40 0.00 -772.64 772.64 6/ 3/98 141 PURCHASED 18.63 0.00 -2,624.91 2,624.91 6/11/98 43 PURCHASED 18.23 0.00 -778.81 778.81 6/15/98 968 SOLD 17.59 0.00 17,023.17 -13,814.54 6/17/98 221 SOLD 18.28 0.00 4,037.02 -3,152.44 6/19/98 3,837 SOLD 18.11 0.00 69,491.91 -54,774.41 6/24/98 4,070 SOLD 18.15 0.00 73,865.59 -58,093.48 6/25/98 378 PURCHASED 18.39 0.00 -6,958.22 6,958.22 6/29/98 333 SOLD 18.44 0.00 6,145.27 -4,760.33 6/30/98 0 SOLD 18.59 0.00 5.69 -4.37 6/30/98 33 SOLD 18.58 0.00 617.09 -474.42 7/ 2/98 86 PURCHASED 18.84 0.00 -1,624.99 1,624.99 7/ 7/98 3,021 PURCHASED 19.21 0.00 -58,032.15 58,032.15 7/ 9/98 137 PURCHASED 19.24 0.00 -2,641.81 2,641.81 7/14/98 406 PURCHASED 19.57 0.00 -7,941.40 7,941.40 7/15/98 39 PURCHASED 19.67 0.00 -761.16 761.16 7/21/98 32 PURCHASED 19.78 0.00 -623.14 623.14 7/22/98 40 PURCHASED 19.43 0.00 -770.45 770.45 7/24/98 1 PURCHASED 19.25 0.00 -13.78 13.78 7/28/98 20 SOLD 18.98 0.00 384.66 -291.81 7/29/98 47 PURCHASED 18.94 0.00 -882.90 882.90 8/ 5/98 155 PURCHASED 18.33 0.00 -2,849.24 2,849.24 8/14/98 631 SOLD 17.58 0.00 11,094.35 -9,089.46 8/18/98 50 SOLD 17.88 0.00 890.33 -717.20 8/19/98 103 PURCHASED 18.06 0.00 -1,852.16 1,852.16 8/21/98 524 SOLD 17.41 0.00 9,131.25 -7,555.36 8/26/98 55 PURCHASED 17.29 0.00 -943.43 943.43 9/ 2/98 160 PURCHASED 16.70 0.00 -2,678.41 2,678.41 9/ 4/98 2,231 SOLD 16.50 0.00 36,815.17 -32,148.71 9/10/98 53 PURCHASED 16.58 0.00 -878.01 878.01 9/15/98 16 SOLD 16.84 0.00 262.50 -224.61 9/16/98 104 SOLD 16.92 0.00 1,759.21 -1,498.16 9/23/98 56 PURCHASED 16.09 0.00 -893.04 893.04 9/24/98 110 PURCHASED 16.18 0.00 -1,785.01 1,785.01 10/ 1/98 8,029 PURCHASED 15.35 0.00 -123,238.61 123,238.61 10/ 2/98 61 PURCHASED 14.96 0.00 -914.00 914.00 10/ 6/98 527 PURCHASED 14.98 0.00 -7,893.34 7,893.34 10/14/98 177 PURCHASED 15.96 0.00 -2,823.12 2,823.12 10/15/98 163 PURCHASED 16.24 0.00 -2,650.13 2,650.13 10/16/98 69 PURCHASED 16.67 0.00 -1,157.04 1,157.04 10/16/98 211 SOLD 16.67 0.00 3,515.68 -3,049.93 10/22/98 91 PURCHASED 16.65 0.00 -1,519.89 1,519.89 10/23/98 67 PURCHASED 16.70 0.00 -1,117.99 1,117.99 10/27/98 41 SOLD 16.95 0.00 700.00 -597.62 10/27/98 503 PURCHASED 16.95 0.00 -8,530.63 8,530.63 10/29/98 221 PURCHASED 16.71 0.00 -3,685.06 3,685.06 11/ 2/98 65 PURCHASED 17.31 0.00 -1,132.47 1,132.47 11/ 6/98 149 PURCHASED 17.54 0.00 -2,619.26 2,619.26 11/16/98 64 PURCHASED 17.63 0.00 -1,125.29 1,125.29 11/17/98 49 PURCHASED 17.52 0.00 -853.79 853.79 11/19/98 119 PURCHASED 17.75 0.00 -2,111.07 2,111.07 11/27/98 2,820 SOLD 18.26 0.00 51,496.32 -40,841.41 12/ 3/98 115 PURCHASED 17.75 0.00 -2,035.55 2,035.55 12/ 7/98 27 SOLD 17.86 0.00 479.01 -388.46 12/10/98 60 PURCHASED 18.20 0.00 -1,097.43 1,097.43 12/16/98 62 PURCHASED 17.95 0.00 -1,113.37 1,113.37 6,936 REINVESTED 0.00 0.00 -120,063.30 120,063.30 12/24/98 181 PURCHASED 17.67 0.00 -3,196.41 3,196.41 12/28/98 1,359 PURCHASED 17.81 0.00 -24,200.40 24,200.40 1,520,690.22
ASSETS DISPOSED --------------- 0005422100 CROSSAVER 401(K) & P/S PL INTERN-L FROM 12/31/97 TO 12/31/98
SETTLEMENT FACE VALUE OR *------ D E S C R I P T 1 0 N ------* PROCEEDS BOOK REALIZED DATE NO. OF SHARES VALUE GAIN/LOSS 796,758.25 AUTOMATED CASH MANAGEMENT TRUST 796,758.25 796,758.25- 0.00 TOTAL DISPOSED FOR THE ABOVE PERIOD 01/06/98 5,420.36 GALAXY FD INTL EQUITY CLASS G -TRUST 83,961.33 76,541.23- 7420.10 01/09/98 20,509.85 GALAXY FD INTL EQUITY CLASS G -TRUST 310,724.21 289,620.97- 21103.24 03/11/98 31.54 GALAXY FD INTL EQUITY CLASS G -TRUST 536.51 448.86- 87.65 03/17/98 0.10 GALAXY FD INTL EQUITY CLASS G -TRUST 1.67 1.37- 0.30 03/18/98 699.23 GALAXY FD INTL EQUITY CLASS G -TRUST 12,215.61 9,951.38- 2264.23 03/23/98 61.02 GALAXY FD INTL EQUITY CLASS G -TRUST 1,068.39 868.91- 199.48 03/31/98 10,098.22 GALAXY FD INTL EQUITY CLASS G -TRUST 178,233.67 143,805.66- 34428.01 04/01/98 380.68 GALAXY FD INTL EQUITY CLASS G -TRUST 6,749.42 5,421.52- 1327.90 04/07/98 103.24 GALAXY FD INTL EQUITY CLASS G -TRUST 1,892.39 1,470.32- 422.07 05/21/98 242.78 GALAXY FD INTL EQUITY CLASS G -TRUST 4,486.59 3,464.21- 1022.38 05/21/98 2,144.32 GALAXY FD INTL EQUITY CLASS G -TRUST 39,627.06 30,597.07- 9029.99 06/16/98 967.78 GALAXY FD INTL EQUITY CLASS G -TRUST 17,023.17 13,814.54- 3208.63 06/18/98 220.84 GALAXY FD INTL EQUITY CLASS G -TRUST 4,037.02 3,152.44- 884.58 06/22/98 3,837.21 GALAXY FD INTL EQUITY CLASS G -TRUST 69,491.91 54,774.41- 14717.50 06/25/98 4,069.73 GALAXY FD INTL EQUITY CLASS G -TRUST 73,865.59 58,093.48- 15772.11 06/30/98 333.26 GALAXY FD INTL EQUITY CLASS G -TRUST 6,145.27 4,760.33- 1384.94 07/01/98 0.31 GALAXY FD INTL EQUITY CLASS G -TRUST 5.69 4.37- 1.32 07/01/98 33.21 GALAXY FD INTL EQUITY CLASS G -TRUST 617.09 474.42- 142.67 07/29/98 20.27 GALAXY FD INTL EQUITY CLASS G -TRUST 384.66 291.81- 92.85 08/17/98 631.08 GALAXY FD INTL EQUITY CLASS G -TRUST 11,094.35 9,089.46- 2004.89 08/19/98 49.79 GALAXY FD INTL EQUITY CLASS G -TRUST 890.33 717.20- 173.13 08/24/98 524.48 GALAXY FD INTL EQUITY CLASS G -TRUST 9,131.25 7,555.36- 1575.89 09/08/98 2,231.22 GALAXY FD INTL EQUITY CLASS G -TRUST 36,815.17 32,148.71- 4666.46 09/16/98 15.59 GALAXY FD INTL EQUITY CLASS G -TRUST 262.50 224.61- 37.89 09/17/98 103.90 GALAXY FD INTL EQUITY CLASS G -TRUST 1,759.21 1,498.16- 261.05 10/19/98 210.90 GALAXY FD INTL EQUITY CLASS G -TRUST 3,515.68 3,049.93- 465.75 10/28/98 41.30 GALAXY FD INTL EQUITY CLASS G -TRUST 700.00 597.62- 102.38 11/30/98 2,820.17 GALAXY FD INTL EQUITY CLASS G -TRUST 51,496.32 40,841.41- 10654.91 12/08/98 26.82 GALAXY FD INTL EQUITY CLASS G -TRUST 479.01 388.46- 90.55 ------------- ------------- ---------- 1,723,969.32 1,590,426.47- 133542.85
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY ISSUE ----------------------------------------------- COMPUTED ON A 12/31/97 VALUE OF $691,916.36 8009900500 CROSSAVER 401(K) & P/S PL STOCK FROM 12/31/97 TO 12/31/98
PURCH/SALE TRANSACTION PURCHASE/SALE BOOK TRADE DATE SHARES/PV PRICE EXPENSE PROCEEDS VALUE CROSS A T CO CL A COM ================================== 12/29/97 50 PURCHASED 10.75 6.00 -537.25 537.25 12/31/97 50 PURCHASED 10.75 6.00 -537.25 537.25 1/16/98 41,500 PURCHASED 10.78 2,490.00 -447,291.15 447,291.15 1/20/98 20,000 PURCHASED 11.63 1,200.00 -232,506.00 232,506.00 1/21/98 2,422 PURCHASED 11.77 169.54 -28,497.25 28,497.25 2/ 5/98 848 PURCHASED 11.43 101.76 -9,694.76 9,694.76 2/23/98 1,416 PURCHASED 10.95 99.12 -15,499.54 15,499.54 2/26/98 21 PURCHASED 11.50 2.52 -241.40 241.40 3/ 5/98 143 PURCHASED 11.81 17.16 -1,688.47 1,688.47 3/19/98 142 PURCHASED 11.93 17.04 -1,694.42 1,694.42 3/31/98 1,210 PURCHASED 11.57 84.70 -13,999.70 13,999.70 4/ 9/98 144 PURCHASED 11.74 17.28 -1,691.28 1,691.28 4/13/98 54 PURCHASED 12.74 6.48 -688.23 688.23 4/21/98 200 PURCHASED 14.50 24.00 -2,899.00 2,899.00 4/22/98 350 PURCHASED 14.25 42.00 -4,985.75 4,985.75 4/28/98 200 SOLD 13.38 24.00 2,675.91 -2,536.98 5/ 8/98 117 PURCHASED 13.00 14.04 -1,520.42 1,520.42 5/13/98 70 PURCHASED 12.43 8.40 -870.28 870.28 5/20/98 930 PURCHASED 12.24 111.60 -11,387.85 11,387.85 5/21/98 1,814 PURCHASED 12.32 126.98 -22,348.48 22,348.48 5/28/98 25 PURCHASED 11.50 3.00 -287.38 287.38 6/ 3/98 106 PURCHASED 11.24 12.72 -1,191.97 1,191.97 6/11/98 62 PURCHASED 13.93 7.44 -863.85 863.85 6/25/98 71 PURCHASED 12.75 8.52 -904.90 904.90 7/ 6/98 6,831 SOLD 13.36 68.31 91,293.27 -86,593.38 7/21/98 395 PURCHASED 12.00 47.40 -4,738.03 4,738.03 8/ 5/98 123 PURCHASED 9.25 14.76 -1,137.14 1,137.14 8/ 6/98 2,383 SOLD 9.05 166.81 21,577.34 -30,195.65 8/19/98 73 PURCHASED 9.62 8.76 -702.26 702.26 8/21/98 41 PURCHASED 9.37 4.92 -384.17 384.17 8/24/98 41 PURCHASED 9.50 4.92 -389.30 389.30 8/24/98 42 PURCHASED 9.49 5.04 -398.79 398.79 8/24/98 1,136 PURCHASED 9.32 79.52 -10,587.52 10,587.52 8/26/98 43 PURCHASED 9.12 5.16 -392.16 392.16 9/ 2/98 128 PURCHASED 8.62 15.36 -1,103.36 1,103.36 9/10/98 49 PURCHASED 8.12 5.88 -397.88 397.88 9/16/98 50 PURCHASED 7.81 6.00 -390.38 390.38 9/23/98 52 PURCHASED 7.74 6.24 -402.74 402.74 9/24/98 95 PURCHASED 7.56 11.40 -717.96 717.96 10/ 1/98 2,858 SOLD 6.68 200.06 19,090.79 -31,124.44 10/ 1/98 59,066 PURCHASED 7.06 3,543.96 -417,005.96 417,005.96 10/ 2/98 56 PURCHASED 6.99 6.72 -391.72 391.72 10/ 6/98 466 PURCHASED 7.00 55.92 -3,259.67 3,259.67 10/14/98 30 PURCHASED 5.99 27.60 -1,378.85 1,378.85 10/15/98 144 PURCHASED 6.31 17.28 -908.28 908.28 10/15/98 930 SOLD 5.88 111.60 5,468.21 -10,108.86 10/16/98 117 PURCHASED 6.62 14.04 -774.54 774.54 10/21/98 210 SOLD 5.63 25.20 1,182.25 -2,282.08 10/22/98 152 PURCHASED 6.49 18.24 -987.24 987.24 10/23/98 112 PURCHASED 6.75 13.44 -755.44 755.44 10/26/98 3,200 SOLD 6.20 224.00 19,839.33 -34,755.12 10/27/98 2,762 SOLD 5.98 193.34 16,518.96 -29,998.01 10/29/98 196 PURCHASED 6.25 23.52 -1,224.61 1,224.61 11/ 2/98 110 PURCHASED 6.62 13.20 -728.20 728.20 11/ 6/98 234 PURCHASED 7.62 28.08 -1,783.08 1,783.08 11/16/98 102 PURCHASED 7.37 12.24 -751.74 751.74 11/17/98 1,979 PURCHASED 7.36 138.53 -14,561.28 14,561.28 11/18/98 127 SOLD 7.07 15.24 897.53 -1,372.77 11/19/98 217 PURCHASED 8.03 6.51 -1,742.51 1,742.51 11/30/98 102 PURCHASED 7.68 12.24 -783.62 783.62 12/ 3/98 111 PURCHASED 6.87 13.32 -762.57 762.57 12/ 3/98 145 PURCHASED 6.87 17.40 -996.15 996.15 12/10/98 120 PURCHASED 6.12 14.40 -734.40 734.40 12/16/98 139 PURCHASED 5.37 16.68 -746.43 746.43 12/24/98 150 PURCHASED 5.13 10.50 -769.88 769.88 12/24/98 192 PURCHASED 5.13 13.44 -985.44 985.44 12/24/98 200 PURCHASED 5.13 14.00 -1,026.50 1,026.50 1,455,169.97 FLEET MONEY MARKET DEPOSIT A/C-RI ================================== 1/ 2/98 537 SOLD 1.00 0.00 537.25 -537.25 1/ 5/98 12 SOLD 1.00 0.00 11.69 -11.69 1/ 6/98 537 SOLD 1.00 0.00 537.25 -537.25 1/ 7/98 22 SOLD 1.00 0.00 22.15 -22.15 1/ 8/98 437 PURCHASED 1.00 0.00 -436.51 436.51 1/15/98 708,106 PURCHASED 1.00 0.00 -708,105.92 708,105.92 1/20/98 558 SOLD 1.00 0.00 557.50 -557.50 1/21/98 1,851 PURCHASED 1.00 0.00 -1,851.01 1,851.01 1/22/98 445,974 SOLD 1.00 0.00 445,973.65 -445,973.65 1/23/98 232,110 SOLD 1.00 0.00 232,110.09 -232,110.09 1/26/98 28,497 SOLD 1.00 0.00 28,497.25 -28,497.25 1/28/98 390 PURCHASED 1.00 0.00 -390.09 390.09 2/ 3/98 6,200 PURCHASED 1.00 0.00 -6,200.41 6,200.41 2/ 6/98 1,702 PURCHASED 1.00 0.00 -1,702.17 1,702.17 2/10/98 9,695 SOLD 1.00 0.00 9,694.76 -9,694.76 2/12/98 19,021 PURCHASED 1.00 0.00 -19,021.02 19,021.02 2/13/98 391 PURCHASED 1.00 0.00 -391.46 391.46 2/20/98 2,479 PURCHASED 1.00 0.00 -2,478.86 2,478.86 2/23/98 7,954 SOLD 1.00 0.00 7,954.06 -7,954.06 2/26/98 15,110 SOLD 1.00 0.00 15,110.47 -15,110.47 3/ 3/98 191 SOLD 1.00 0.00 191.11 -191.11 3/ 5/98 1,584 PURCHASED 1.00 0.00 -1,584.34 1,584.34 3/10/98 1,688 SOLD 1.00 0.00 1,688.47 -1,688.47 3/11/98 48 PURCHASED 1.00 0.00 -48.07 48.07 3/11/98 442 SOLD 1.00 0.00 441.75 -441.75 3/13/98 378 PURCHASED 1.00 0.00 -378.06 378.06 3/16/98 16 SOLD 1.00 0.00 16.08 -16.08 3/19/98 1,758 PURCHASED 1.00 0.00 -1,758.38 1,758.38 3/24/98 1,694 SOLD 1.00 0.00 1,694.42 -1,694.42 3/26/98 395 PURCHASED 1.00 0.00 -394.87 394.87 3/31/98 13,426 PURCHASED 1.00 0.00 -13,425.99 13,425.99 4/ 1/98 396 PURCHASED 1.00 0.00 -395.76 395.76 4/ 2/98 6 PURCHASED 1.00 0.00 -6.20 6.20 4/ 3/98 14,000 SOLD 1.00 0.00 13,999.70 -13,999.70 4/ 9/98 1,282 PURCHASED 1.00 0.00 -1,281.74 1,281.74 4/10/98 392 PURCHASED 1.00 0.00 -391.86 391.86 4/15/98 1,691 SOLD 1.00 0.00 1,691.28 -1,691.28 4/16/98 682 SOLD 1.00 0.00 682.40 -682.40 4/20/98 3,755 PURCHASED 1.00 0.00 -3,754.92 3,754.92 4/22/98 1,753 PURCHASED 1.00 0.00 -1,752.54 1,752.54 4/24/98 2,899 SOLD 1.00 0.00 2,899.00 -2,899.00 4/27/98 2,608 SOLD 1.00 0.00 2,608.46 -2,608.46 5/ 1/98 647 PURCHASED 1.00 0.00 -647.41 647.41 5/ 4/98 10 PURCHASED 1.00 0.00 -9.88 9.88 5/ 8/98 1,381 PURCHASED 1.00 0.00 -1,380.65 1,380.65 5/13/98 1,168 SOLD 1.00 0.00 1,168.27 -1,168.27 5/18/98 870 SOLD 1.00 0.00 869.67 -869.67 5/19/98 10,784 PURCHASED 1.00 0.00 -10,783.55 10,783.55 5/20/98 1,216 PURCHASED 1.00 0.00 -1,215.65 1,215.65 5/21/98 22,235 PURCHASED 1.00 0.00 -22,234.70 22,234.70 5/26/98 11,388 SOLD 1.00 0.00 11,387.85 -11,387.85 5/27/98 22,348 SOLD 1.00 0.00 22,348.48 -22,348.48 5/28/98 351 PURCHASED 1.00 0.00 -351.27 351.27 6/ 2/98 256 SOLD 1.00 0.00 256.13 -256.13 6/ 3/98 1,096 PURCHASED 1.00 0.00 -1,095.90 1,095.90 6/ 8/98 1,192 SOLD 1.00 0.00 1,191.97 -1,191.97 6/11/98 369 PURCHASED 1.00 0.00 -369.31 369.31 6/15/98 550 SOLD 1.00 0.00 550.35 -550.35 6/16/98 316 SOLD 1.00 0.00 315.60 -315.60 6/17/98 480 PURCHASED 1.00 0.00 -480.25 480.25 6/18/98 9 SOLD 1.00 0.00 9.39 -9.39 6/24/98 427 PURCHASED 1.00 0.00 -427.18 427.18 6/30/98 898 SOLD 1.00 0.00 898.04 -898.04 7/ 2/98 393 PURCHASED 1.00 0.00 -393.19 393.19 7/ 8/98 695 PURCHASED 1.00 0.00 -695.13 695.13 7/ 9/98 91,689 PURCHASED 1.00 0.00 -91,689.27 91,689.27 7/10/98 91,795 SOLD 1.00 0.00 91,795.23 -91,795.23 7/14/98 4,242 PURCHASED 1.00 0.00 -4,242.43 4,242.43 7/15/98 283 PURCHASED 1.00 0.00 -283.00 283.00 7/20/98 1,156 SOLD 1.00 0.00 1,155.74 -1,155.74 7/21/98 710 PURCHASED 1.00 0.00 -710.16 710.16 7/22/98 282 PURCHASED 1.00 0.00 -281.79 281.79 7/24/98 4,738 SOLD 1.00 0.00 4,738.03 -4,738.03 7/29/98 358 PURCHASED 1.00 0.00 -357.54 357.54 8/ 4/98 21 PURCHASED 1.00 0.00 -21.02 21.02 8/ 5/98 1,131 PURCHASED 1.00 0.00 -1,130.74 1,130.74 8/11/98 20,440 PURCHASED 1.00 0.00 -20,440.20 20,440.20 8/13/98 393 PURCHASED 1.00 0.00 -393.20 393.20 8/14/98 20,897 SOLD 1.00 0.00 20,896.67 -20,896.67 8/18/98 10,515 PURCHASED 1.00 0.00 -10,514.72 10,514.72 8/19/98 710 PURCHASED 1.00 0.00 -710.16 710.16 8/21/98 388 PURCHASED 1.00 0.00 -387.55 387.55 8/24/98 702 SOLD 1.00 0.00 702.26 -702.26 8/26/98 11 PURCHASED 1.00 0.00 -10.88 10.88 8/27/98 11,376 SOLD 1.00 0.00 11,375.61 -11,375.61 8/31/98 392 SOLD 1.00 0.00 392.16 -392.16 9/ 2/98 1,134 PURCHASED 1.00 0.00 -1,133.81 1,133.81 9/ 8/98 1,103 SOLD 1.00 0.00 1,103.36 -1,103.36 9/ 9/98 75 SOLD 1.00 0.00 74.53 -74.53 9/10/98 390 PURCHASED 1.00 0.00 -389.70 389.70 9/15/98 398 SOLD 1.00 0.00 397.88 -397.88 9/16/98 387 PURCHASED 1.00 0.00 -387.45 387.45 9/21/98 390 SOLD 1.00 0.00 390.38 -390.38 9/23/98 400 PURCHASED 1.00 0.00 -399.72 399.72 9/24/98 712 PURCHASED 1.00 0.00 -711.65 711.65 9/28/98 403 SOLD 1.00 0.00 402.74 -402.74 9/29/98 718 SOLD 1.00 0.00 717.96 -717.96 10/ 2/98 397,383 PURCHASED 1.00 0.00 -397,383.39 397,383.39 10/ 6/98 394,648 SOLD 1.00 0.00 394,648.39 -394,648.39 10/ 7/98 392 SOLD 1.00 0.00 391.72 -391.72 10/ 9/98 3,260 SOLD 1.00 0.00 3,259.67 -3,259.67 10/14/98 1,453 PURCHASED 1.00 0.00 -1,452.61 1,452.61 10/16/98 1,662 PURCHASED 1.00 0.00 -1,662.45 1,662.45 10/19/98 1,379 SOLD 1.00 0.00 1,378.85 -1,378.85 10/20/98 1,961 SOLD 1.00 0.00 1,960.58 -1,960.58 10/22/98 45 PURCHASED 1.00 0.00 -44.75 44.75 10/23/98 748 PURCHASED 1.00 0.00 -747.73 747.73 10/26/98 1,182 PURCHASED 1.00 0.00 -1,182.25 1,182.25 10/27/98 987 SOLD 1.00 0.00 987.24 -987.24 10/28/98 755 SOLD 1.00 0.00 755.44 -755.44 10/29/98 21,068 PURCHASED 1.00 0.00 -21,067.69 21,067.69 10/30/98 4,781 SOLD 1.00 0.00 4,780.78 -4,780.78 11/ 2/98 14,327 SOLD 1.00 0.00 14,326.61 -14,326.61 11/ 3/98 1,005 SOLD 1.00 0.00 1,004.78 -1,004.78 11/ 5/98 1,032 PURCHASED 1.00 0.00 -1,032.04 1,032.04 11/12/98 1,783 SOLD 1.00 0.00 1,783.08 -1,783.08 11/16/98 745 PURCHASED 1.00 0.00 -745.23 745.23 11/17/98 14,352 PURCHASED 1.00 0.00 -14,352.08 14,352.08 11/19/98 989 PURCHASED 1.00 0.00 -988.91 988.91 11/20/98 14,561 SOLD 1.00 0.00 14,561.28 -14,561.28 11/23/98 898 PURCHASED 1.00 0.00 -897.53 897.53 11/24/98 1,743 SOLD 1.00 0.00 1,742.51 -1,742.51 11/30/98 789 PURCHASED 1.00 0.00 -789.22 789.22 12/ 2/98 12 PURCHASED 1.00 0.00 -12.43 12.43 12/ 3/98 960 PURCHASED 1.00 0.00 -959.94 959.94 12/ 8/98 1,772 SOLD 1.00 0.00 1,772.25 -1,772.25 12/10/98 740 PURCHASED 1.00 0.00 -739.70 739.70 12/15/98 734 SOLD 1.00 0.00 734.40 -734.40 12/16/98 751 PURCHASED 1.00 0.00 -750.55 750.55 12/21/98 746 SOLD 1.00 0.00 746.43 -746.43 12/24/98 2,819 PURCHASED 1.00 0.00 -2,818.84 2,818.84 12/30/98 2,782 SOLD 1.00 0.00 2,781.82 -2,781.82 12/31/98 750 PURCHASED 1.00 0.00 -750.02 750.02 2,776,079.52
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY BROKER ------------------------------------------------ COMPUTED ON A 12/31/97 VALUE OF $691,916.36 8009900500 CROSSAVER 401(K) & P/S PL STOCK FROM 12/31/97 TO 12/31/98
TRANSACTION BOOK TRADE DATE SHARES/PV EXPENSE CASH VALUE ESI SECURITIES COMPANY ================================== 12/29/97 50 B CROSS A T CO CL A COM 6.00 -537.25 537.25 1/21/98 2,422 B CROSS A T CO CL A COM 169.54 -28,497.25 28,497.25 2/23/98 1,416 B CROSS A T CO CL A COM 99.12 -15,499.54 15,499.54 3/ 5/98 143 B CROSS A T CO CL A COM 17.16 -1,688.47 1,688.47 3/19/98 142 B CROSS A T CO CL A COM 17.04 -1,694.42 1,694.42 3/31/98 1,210 B CROSS A T CO CL A COM 84.70 -13,999.70 13,999.70 4/ 9/98 144 B CROSS A T CO CL A COM 17.28 -1,691.28 1,691.28 4/13/98 54 B CROSS A T CO CL A COM 6.48 -688.23 688.23 4/22/98 350 B CROSS A T CO CL A COM 42.00 -4,985.75 4,985.75 4/28/98 200 S CROSS A T CO CL A COM 24.00 2,675.91 -2,536.98 5/ 8/98 117 B CROSS A T CO CL A COM 14.04 -1,520.42 1,520.42 5/13/98 70 B CROSS A T CO CL A COM 8.40 -870.28 870.28 5/20/98 930 B CROSS A T CO CL A COM 111.60 -11,387.85 11,387.85 5/21/98 1,814 B CROSS A T CO CL A COM 126.98 -22,348.48 22,348.48 5/28/98 25 B CROSS A T CO CL A COM 3.00 -287.38 287.38 6/ 3/98 106 B CROSS A T CO CL A COM 12.72 -1,191.97 1,191.97 6/11/98 62 B CROSS A T CO CL A COM 7.44 -863.85 863.85 6/25/98 71 B CROSS A T CO CL A COM 8.52 -904.90 904.90 7/21/98 395 B CROSS A T CO CL A COM 47.40 -4,738.03 4,738.03 8/ 5/98 123 B CROSS A T CO CL A COM 14.76 -1,137.14 1,137.14 8/ 6/98 2,383 S CROSS A T CO CL A COM 166.81 21,577.34 -30,195.65 8/19/98 73 B CROSS A T CO CL A COM 8.76 -702.26 702.26 8/21/98 41 B CROSS A T CO CL A COM 4.92 -384.17 384.17 8/24/98 41 B CROSS A T CO CL A COM 4.92 -389.30 389.30 8/24/98 42 B CROSS A T CO CL A COM 5.04 -398.79 398.79 8/24/98 1,136 B CROSS A T CO CL A COM 79.52 -10,587.52 10,587.52 8/26/98 43 B CROSS A T CO CL A COM 5.16 -392.16 392.16 9/10/98 49 B CROSS A T CO CL A COM 5.88 -397.88 397.88 9/16/98 50 B CROSS A T CO CL A COM 6.00 -390.38 390.38 9/23/98 52 B CROSS A T CO CL A COM 6.24 -402.74 402.74 9/24/98 95 B CROSS A T CO CL A COM 11.40 -717.96 717.96 10/ 1/98 59,066 B CROSS A T CO CL A COM 3,543.96 -417,005.96 417,005.96 10/ 2/98 56 B CROSS A T CO CL A COM 6.72 -391.72 391.72 10/ 6/98 466 B CROSS A T CO CL A COM 55.92 -3,259.67 3,259.67 10/14/98 230 B CROSS A T CO CL A COM 27.60 -1,378.85 1,378.85 10/15/98 144 B CROSS A T CO CL A COM 17.28 -908.28 908.28 10/15/98 930 S CROSS A T CO CL A COM 111.60 5,468.21 -10,108.86 10/16/98 117 B CROSS A T CO CL A COM 14.04 -774.54 774.54 10/21/98 210 S CROSS A T CO CL A COM 25.20 1,182.25 -2,282.08 10/22/98 152 B CROSS A T CO CL A COM 18.24 -987.24 987.24 10/23/98 112 B CROSS A T CO CL A COM 13.44 -755.44 755.44 10/26/98 3,200 S CROSS A T CO CL A COM 224.00 19,839.33 -34,755.12 10/27/98 2,762 S CROSS A T CO CL A COM 193.34 16,518.96 -29,998.01 10/29/98 196 B CROSS A T CO CL A COM 23.52 -1,224.61 1,224.61 11/ 2/98 110 B CROSS A T CO CL A COM 13.20 -728.20 728.20 11/ 6/98 234 B CROSS A T CO CL A COM 28.08 -1,783.08 1,783.08 11/30/98 102 B CROSS A T CO CL A COM 12.24 -783.62 783.62 12/ 3/98 111 B CROSS A T CO CL A COM 13.32 -762.57 762.57 12/ 3/98 145 B CROSS A T CO CL A COM 17.40 -996.15 996.15 12/10/98 120 B CROSS A T CO CL A COM 14.40 -734.40 734.40 12/16/98 139 B CROSS A T CO CL A COM 16.68 -746.43 746.43 5,533.01 629,778.11 INSTINET C/T NEWBRIDGE SECS. ================================== 7/ 6/98 6,831 S CROSS A T CO CL A COM 68.31 91,293.27 -86,593.38 68.31 91,293.27 TUCKER ANTHONY & RL DAY, INC ================================== 1/16/98 41,500 B CROSS A T CO CL A COM 2,490.00 -447,291.15 447,291.15 1/20/98 20,000 B CROSS A T CO CL A COM 1,200.00 -232,506.00 232,506.00 3,690.00 679,797.15
ASSETS DISPOSED --------------- 8009900500 CROSSAVER 401(K) & P/S PL STOCK FROM 12/31/97 TO 12/31/98
SETTLEMENT FACE VALUE OR *------ D E S C R I P T 1 0 N ------* PROCEEDS BOOK REALIZED DATE NO. OF SHARES VALUE GAIN/LOSS 1,387,672.92 AUTOMATED CASH MANAGEMENT TRUST 1,387,672.92 1,387,672.92- 0.00 TOTAL DISPOSED FOR THE ABOVE PERIOD 05/01/98 200.00 CROSS A T CO CL A COM 2,675.91 2,536.98- 138.93 07/09/98 6,831.00 CROSS A T CO CL A COM 91,293.27 86,593.38- 4,699.89 08/11/98 2,383.00 CROSS A T CO CL A COM 21,577.34 30,195.65- 8,618.31- 10/06/98 2,858.00 CROSS A T CO CL A COM 19,090.79 31,124.44- 12,033.65- 10/20/98 930.00 CROSS A T CO CL A COM 5,468.21 10,108.86- 4,640.65- 10/26/98 210.00 CROSS A T CO CL A COM 1,182.25 2,282.08- 1,099.83- 10/29/98 3,200.00 CROSS A T CO CL A COM 19,839.33 34,755.12- 14,915.79- 10/30/98 2,762.00 CROSS A T CO CL A COM 16,518.96 29,998.01- 13,479.05- 11/23/98 127.00 CROSS A T CO CL A COM 897.53 1,372.77- 475.24- ------------- ------------- ---------- 1,566,216.51 1,616,640.21- 50,423.70-
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY ISSUE ----------------------------------------------- COMPUTED ON A 12/31/97 VALUE OF $1,136,484.23 8025700900 CROSSAVER 401(K) & P/S PL LOAN FROM 12/31/97 TO 12/31/98
PURCH/SALE TRANSACTION PURCHASE/SALE BOOK TRADE DATE SHARES/PV PRICE EXPENSE PROCEEDS VALUE FLEET MONEY MARKET DEPOSIT A/C-RI ================================== 1/ 5/98 372 PURCHASED 1.00 0.00 -372.07 372.07 1/ 7/98 4,188 PURCHASED 1.00 0.00 -4,187.82 4,187.82 1/ 8/98 37,742 SOLD 1.00 0.00 37,741.65 -37,741.65 1/ 9/98 46,492 PURCHASED 1.00 0.00 -46,492.09 46,492.09 1/13/98 17,361 PURCHASED 1.00 0.00 -17,360.71 17,360.71 1/21/98 7,477 PURCHASED 1.00 0.00 -7,477.08 7,477.08 1/22/96 937 PURCHASED 1.00 0.00 -936.95 936.95 1/23/98 7,535 PURCHASED 1.00 0.00 -7,535.46 7,535.46 1/26/98 9,710 SOLD 1.00 0.00 9,709.62 -9,709.62 1/27/98 9,710 PURCHASED 1.00 0.00 -9,709.62 9,709.62 1/28/98 7,696 PURCHASED 1.00 0.00 -7,695.66 7,695.66 2/ 3/98 455 PURCHASED 1.00 0.00 -454.58 454.58 2/ 6/98 8,573 PURCHASED 1.00 0.00 -8,573.29 8,573.29 2/13/98 7,685 PURCHASED 1.00 0.00 -7,684.70 7,684.70 2/20/98 8,665 PURCHASED 1.00 0.00 -8,664.79 8,664.79 2/23/98 114,186 SOLD 1.00 0.00 114,186.43 -114,186.43 2/26/98 7,639 PURCHASED 1.00 0.00 -7,638.89 7,638.89 3/ 3/98 479 PURCHASED 1.00 0.00 -479.14 479.14 3/ 5/98 8,655 PURCHASED 1.00 0.00 -8,654.91 8,654.91 3/11/98 57 PURCHASED 1.00 0.00 -57.35 57.35 3/13/98 7,690 PURCHASED 1.00 0.00 -7,690.10 7,690.10 3/19/98 8,591 PURCHASED 1.00 0.00 -8,590.58 8,590.58 3/26/98 7,713 PURCHASED 1.00 0.00 -7,713.31 7,713.31 4/ 1/98 7,861 PURCHASED 1.00 0.00 -7,860.71 7,860.71 4/ 2/98 307 PURCHASED 1.00 0.00 -306.60 306.60 4/ 9/98 937 PURCHASED 1.00 0.00 -936.95 936.95 4/10/98 7,746 PURCHASED 1.00 0.00 -7,746.43 7,746.43 4/22/98 16,234 PURCHASED 1.00 0.00 -16,234.38 16,234.38 4/29/98 7,950 PURCHASED 1.00 0.00 -7,949.67 7,949.67 5/ 4/98 436 PURCHASED 1.00 0.00 -436.14 436.14 5/ 7/98 26,722 SOLD 1.00 0.00 26,721.94 -26,721.94 5/ 8/98 8,842 PURCHASED 1.00 0.00 -8,842.06 8,842.06 5/12/98 26,722 PURCHASED 1.00 0.00 -26,721.94 26,721.94 5/13/98 7,938 PURCHASED 1.00 0.00 -7,938.15 7,938.15 5/20/98 8,787 PURCHASED 1.00 0.00 -8,786.87 8,786.87 5/21/98 98,951 SOLD 1.00 0.00 98,951.06 -98,951.06 5/28/98 7,880 PURCHASED 1.00 0.00 -7,880.13 7,880.13 6/ 2/98 439 PURCHASED 1.00 0.00 -439.38 439.38 6/ 3/98 8,914 PURCHASED 1.00 0.00 -8,913.61 8,913.61 6/11/98 7,976 PURCHASED 1.00 0.00 -7,975.55 7,975.55 6/17/98 8,871 PURCHASED 1.00 0.00 -8,871.21 8,871.21 6/24/98 7,930 PURCHASED 1.00 0.00 -7,930.33 7,930.33 6/25/98 906 SOLD 1.00 0.00 905.72 -905.72 6/30/98 906 PURCHASED 1.00 0.00 -905.72 905.72 7/ 2/98 8,370 PURCHASED 1.00 0.00 -8,369.90 8,369.90 7/ 6/98 27,179 SOLD 1.00 0.00 27,178.63 -27,178.63 7/ 8/98 28,283 PURCHASED 1.00 0.00 -28,282.70 28,282.70 7/ 9/98 7,258 PURCHASED 1.00 0.00 -7,257.87 7,257.87 7/15/98 4,428 PURCHASED 1.00 0.00 -4,427.99 4,427.99 7/21/98 1,104 PURCHASED 1.00 0.00 -1,104.07 1,104.07 7/22/98 4,373 PURCHASED 1.00 0.00 -4,373.10 4,373.10 7/29/98 7,393 PURCHASED 1.00 0.00 -7,392.91 7,392.91 8/ 4/98 479 PURCHASED 1.00 0.00 -478.81 478.81 8/ 5/98 8,954 PURCHASED 1.00 0.00 -8,953.75 8,953.75 8/13/98 7,834 PURCHASED 1.00 0.00 -7,834.39 7,834.39 8/14/98 109,370 SOLD 1.00 0.00 109,370.32 -109,370.32 8/19/98 1,277 PURCHASED 1.00 0.00 -1,277.30 1,277.30 8/21/98 7,798 PURCHASED 1.00 0.00 -7,798.27 7,798.27 8/26/98 7,698 PURCHASED 1.00 0.00 -7,697.53 7,697.53 9/ 2/98 9,256 PURCHASED 1.00 0.00 -9,256.11 9,256.11 9/ 9/98 29,536 SOLD 1.00 0.00 29,535.99 -29,535.99 9/10/98 7,651 PURCHASED 1.00 0.00 -7,650.72 7,650.72 9/15/98 29,536 PURCHASED 1.00 0.00 -29,535.99 29,535.99 9/16/98 7,816 PURCHASED 1.00 0.00 -7,815.93 7,815.93 9/23/98 7,863 PURCHASED 1.00 0.00 -7,863.46 7,863.46 9/24/98 7,440 SOLD 1.00 0.00 7,440.21 -7,440.21 9/28/98 9,239 PURCHASED 1.00 0.00 -9,238.60 9,238.60 10/ 2/98 8,164 PURCHASED 1.00 0.00 -8,164.07 8,164.07 10/14/98 9,443 PURCHASED 1.00 0.00 -9,442.99 9,442.99 10/16/98 95,296 SOLD 1.00 0.00 95,295.66 -95,295.66 10/22/98 1,798 PURCHASED 1.00 0.00 -1,798.39 1,798.39 10/23/98 7,620 PURCHASED 1.00 0.00 -7,619.96 7,619.96 11/ 2/98 7,966 PURCHASED 1.00 0.00 -7,966.06 7,966.06 11/ 3/98 237 PURCHASED 1.00 0.00 -237.34 237.34 11/ 5/98 9,755 PURCHASED 1.00 0.00 -9,755.34 9,755.34 11/16/98 7,968 PURCHASED 1.00 0.00 -7,967.54 7,967.54 11/19/98 9,668 PURCHASED 1.00 0.00 -9,668.11 9,668.11 11/30/98 7,970 PURCHASED 1.00 0.00 -7,970.17 7,970.17 12/ 1/98 7,932 SOLD 1.00 0.00 7,932.09 -7,932.09 12/ 2/98 8,108 PURCHASED 1.00 0.00 -8,107.84 8,107.84 12/ 3/98 9,701 PURCHASED 1.00 0.00 -9,700.66 9,700.66 12/10/98 7,944 PURCHASED 1.00 0.00 -7,943.59 7,943.59 12/16/98 7,989 PURCHASED 1.00 0.00 -7,988.93 7,988.93 12/24/98 9,834 PURCHASED 1.00 0.00 -9,833.62 9,833.62 12/31/98 8,168 PURCHASED 1.00 0.00 -8,167.84 8,167.84 1,158,556.10
ASSETS DISPOSED --------------- 88025700900 CROSSAVER 401(K) & P/S PL LOAN FROM 12/31/97 TO 12/31/98
SSETTLEMENT FACE VALUE OR *------ D E S C R I P T 1 0 N ------* PROCEEDS BOOK REALIZED DATE NO. OF SHARES VALUE GAIN/LOSS 564,969.32 AUTOMATED CASH MANAGEMENT TRUST 564,969.32 564,969.32- 0.00 TOTAL DISPOSED FOR THE ABOVE PERIOD ------------- ------------- --------- 564,969.32 564,969.32- 0.00
SCHEDULE OF REPORTABLE 5% TRANSACTIONS BY ISSUE ----------------------------------------------- COMPUTED ON A 12/31/97 VALUE OF $97,781.60 0000266800 AT CROSS INST FLEET STABLE ASSET FROM 12/31/97 TO 12/31/98
PURCH/SALE TRANSACTION PURCHASE/SALE BOOK TRADE DATE SHARES/PV PRICE EXPENSE PROCEEDS VALUE FLEET STABLE ASSET FUND ================================== 50 REINVESTED 0.00 0.00 -498.64 498.64 1/14/98 5 SOLD 10.00 0.00 49.82 -49.82 50 REINVESTED 0.00 0.00 -497.41 497.41 45 REINVESTED 0.00 0.00 -454.63 454.63 50 REINVESTED 0.00 0.00 -498.62 498.62 4/ 2/98 2 SOLD 10.00 0.00 22.23 -22.23 4/21/98 7 SOLD 10.00 0.00 72.46 -72.46 49 REINVESTED 0.00 0.00 -490.82 490.82 51 REINVESTED 0.00 0.00 -511.18 511.18 50 REINVESTED 0.00 0.00 -500.12 500.12 7/28/98 5 SOLD 10.00 0.00 47.84 -47.84 52 REINVESTED 0.00 0.00 -517.04 517.04 53 REINVESTED 0.00 0.00 -527.38 527.38 51 REINVESTED 0.00 0.00 -506.66 506.66 10/20/98 5 SOLD 10.00 0.00 47.50 -47.50 52 REINVESTED 0.00 0.00 -517.45 517.45 50 REINVESTED 0.00 0.00 -499.81 499.81 6,259.61
ASSETS DISPOSED --------------- 0000266800 AT CROSS INST FLEET STABLE ASSET FROM 12/31/97 TO 12/31/98
SETTLEMENT FACE VALUE OR *------ D E S C R I P T 1 0 N ------* PROCEEDS BOOK REALIZED DATE NO. OF SHARES VALUE GAIN/LOSS 104.19 AUTOMATED CASH MANAGEMENT TRUST 104.19 104.19- 0.00 TOTAL DISPOSED FOR THE ABOVE PERIOD 01/15/98 4.98 FLEET STABLE ASSET FUND 49.82 49.82- 0.00 04/03/98 2.22 FLEET STABLE ASSET FUND 22.23 22.23- 0.00 04/22/98 7.25 FLEET STABLE ASSET FUND 72.46 72.46- 0.00 07/29/98 4.78 FLEET STABLE ASSET FUND 47.84 47.84- 0.00 10/21/98 4.75 FLEET STABLE ASSET FUND 47.50 47.50- 0.00 ------------- ------------- --------- 344.04 344.04- 0.00
Exhibits: Consent of Deloitte & Touche LLP to the incorporation by reference of the Plan's financial statements into Registration Statement No. 333-42915 on Form S-8. SIGNATURES The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the trustee has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized. A.T. CROSS COMPANY DEFINED CONTRIBUTION RETIREMENT PLAN By: Fleet National Bank, Trustee By: JOHN J. BROSNAN John J. Brosnan Title: Assistant Vice President EX-23.1 2 EXHIBIT 23.1 D&T CONSENT Exhibit 23.1 INDEPENDENT AUDITOR'S CONSENT We consent to the incorporation by reference in Registration Statement No. 333-42915 of A.T. Cross Company on Form S-8 of our report dated April 23, 1999, appearing in this Annual Report on Form 11-K of A.T. Cross Company Defined Contribution Retirement Plan for the years ended December 31, 1998 and 1997. DELOITTE & TOUCHE LLP Boston, Massachusetts June 23, 1999 -----END PRIVACY-ENHANCED MESSAGE-----