EX-99 2 ex7.htm EXHIBIT 7 - REPORT OF CONDITION ex7.htm
 
EXHIBIT 7
(Page i of iii)

Consolidated Report of Condition of
THE BANK OF NEW YORK MELLON
of One Wall Street, New York, N.Y. 10286
And Foreign and Domestic Subsidiaries,
a member of the Federal Reserve System, at the close of business September 30, 2013, published in accordance with a call made by the Federal Reserve Bank of this District pursuant to the provisions of the Federal Reserve Act.
 
ASSETS
 
Dollar Amounts
In Thousands
 
Cash and balances due from depository institutions:
     
Noninterest-bearing balances and currency and coin
  $ 5,498,000  
Interest-bearing balances
    128,722,000  
Securities:
       
Held-to-maturity securities
    19,612,000  
Available-for-sale securities
    73,165,000  
Federal funds sold and securities purchased under agreements to resell
       
Federal funds sold in domestic offices
    136,000  
Securities purchased under agreements to resell
    2,636,000  
Loans and lease financing receivables:
       
Loans and leases held for sale
    0  
Loans and leases, net of unearned income
    30,561,000  
LESS: Allowance for loan and  lease losses
    194,000  
Loans and leases, net of unearned income and allowance
    30,367,000  
Trading Assets
    6,502,000  
Premises and fixed assets (including capitalized leases)
    1,118,000  
Other real estate owned
    2,000  
Investments in unconsolidated subsidiaries and associated companies
    1,112,000  
Not applicable
       
Intangible assets:
       
Goodwill
    6,465,000  
Other intangible assets
    1,324,000  
Other assets
    14,816,000  
Total assets
  $ 291,475,000  
         


 
 

 

EXHIBIT 7
(Page ii of iii)


LIABILITIES
     
Deposits:
     
In domestic offices
  $ 126,639,000  
Noninterest-bearing
    77,291,000  
Interest-bearing
    49,348,000  
In foreign offices, Edge and Agreement subsidiaries, and IBFs
    121,967,000  
Noninterest-bearing
    9,942,000  
Interest-bearing
    112,025,000  
Federal funds purchased and securities sold under agreements to repurchase
       
Federal funds purchased in domestic offices
    2,127,000  
Securities sold under agreements to repurchase
    1,309,000  
Trading liabilities
    7,012,000  
Other borrowed money:
(includes mortgage indebtedness and obligations under capitalized leases)
    5,388,000  
Not applicable
       
Not applicable
       
Subordinated notes and debentures
    1,065,000  
Other liabilities
    6,607,000  
Total liabilities
  $ 272,114,000  
 
Not applicable
       
 
EQUITY CAPITAL
       
Perpetual preferred stock and related  surplus
    0  
Common stock
    1,135,000  
Surplus (exclude all surplus related to preferred stock)
    9,884,000  
Retained earnings
    9,125,000  
Accumulated other comprehensive income
    -1,093,000  
Other equity capital components
    0  
Total bank equity capital
    19,011,000  
Noncontrolling (minority) interests in consolidated subsidiaries
    350,000  
 
Total equity capital
    19,361,000  
 
Total liabilities, minority interest, and equity capital
  $ 291,475,000  


 
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EXHIBIT 7
(Page iii of iii)

I, Thomas P. Gibbons, Chief Financial Officer of the above-named bank do hereby declare that this Report of Condition is true and correct to the best of my knowledge and belief.
 
Thomas P. Gibbons,
Chief Financial Officer

We, the undersigned directors, attest to the correctness of this statement of resources and liabilities. We declare that it has been examined by us, and to the best of our knowledge and belief has been prepared in conformance with the instructions and is true and correct.
 
Gerald L. Hassell
Catherine A. Rein
John P. Surma
 
Directors
 
     




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