0001179110-14-013769.txt : 20140905 0001179110-14-013769.hdr.sgml : 20140905 20140905163044 ACCESSION NUMBER: 0001179110-14-013769 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140903 FILED AS OF DATE: 20140905 DATE AS OF CHANGE: 20140905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davidson Neil CENTRAL INDEX KEY: 0001436046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 141086282 MAIL ADDRESS: STREET 1: 6601 SOUTH BERMUDA ROAD CITY: LAS VEGAS STATE: NV ZIP: 89119 4 1 edgar.xml FORM 4 - X0306 4 2014-09-03 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001436046 Davidson Neil 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 0 1 0 0 SVP, CFO & Treasurer Common Stock, par value $.10 per share 2014-09-03 4 S 0 3540 80.00 D 37578 D Common Stock, par value $.10 per share 2014-09-03 4 M 0 2500 23.47 A 40078 D Common Stock, par value $.10 per share 2014-09-03 4 S 0 2500 80 D 37578 D Common Stock, par value $.10 per share 2014-09-03 4 M 0 10000 37.76 A 47578 D Common Stock, par value $.10 per share 2014-09-03 4 S 0 10000 80 D 37578 D Common Stock, par value $.10 per share 2014-09-03 4 M 0 6000 42.54 A 43578 D Common Stock, par value $.10 per share 2014-09-03 4 S 0 6000 80 D 37578 D Employee Stock Option (Right to Buy) 23.47 2014-09-03 4 M 0 2500 0 D 2017-03-08 Common Stock, par value $.10 per share 2500 0 D Employee Stock Option (Right to Buy) 37.76 2014-09-03 4 M 0 10000 0 D 2018-12-06 Common Stock, par value $.10 per share 10000 10000 D Employee Stock Option (Right to Buy) 42.54 2014-09-03 4 M 0 6000 0 D 2016-10-16 Common Stock, par value $.10 per share 6000 0 D The sales were pursuant to a Rule 10b5-1 Trading Agreement entered into on February 17, 2014. Includes 194 shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on May 30, 2014. The options vested as follows: 1,250 on 3/8/2008, 1,250 on 3/8/2009, 1,250 on 3/8/2010 and 1,250 on 3/8/2011. Granted as compensation for services. The options vest as follows: 5,000 on 12/6/2012, 5,000 on 12/6/2013, 5,000 on 126/2014 and 5,000 on 12/6/2015. The options vested as follows: 3,000 on 10/16/2011, 1,500 on 10/16/2012 and 1,500 on 10/16/2013. /s/Neil Davidson 2014-09-05