0001179110-14-009294.txt : 20140528 0001179110-14-009294.hdr.sgml : 20140528 20140528190532 ACCESSION NUMBER: 0001179110-14-009294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140523 FILED AS OF DATE: 20140528 DATE AS OF CHANGE: 20140528 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SRINIVASAN RAMESH CENTRAL INDEX KEY: 0001277036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 14873963 4 1 edgar.xml FORM 4 - X0306 4 2014-05-23 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001277036 SRINIVASAN RAMESH 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 0 0 0 1 Former President/CEO/Director Common Stock, par value $.10 per share 2014-05-23 4 M 0 9661 A 114366 D Common Stock, par value $.10 per share 2014-05-23 4 M 0 10915 A 125281 D Common Stock, par value $.10 per share 2014-05-23 4 F 0 9427 59.64 D 115854 D Common Stock, par value $.10 per share 2014-05-23 4 D 0 3921 0 D 111933 D Common Stock, par value $.10 per share 2014-05-23 4 D 0 11390 0 D 100543 D Performance Restricted Stock Units 2014-05-23 4 M 0 44082 D 2015-12-13 Common Stock, par value $.10 per share 44082 0 D Performance Restricted Stock Units 2014-05-23 4 M 0 15831 D 2015-12-14 Common Stock, par value $.10 per share 15831 0 D These shares of common stock represent the vesting of a pro rata portion of those performance restricted stock units granted on 12/14/2012 in connection with the termination of the employment of the reporting person. The vesting occurred based on the terms of the underlying award agreement. Each performance restricted stock unit represented a contingent right to receive one share of common stock. These shares of common stock represent the vesting of a pro rata portion of those performance restricted stock units granted on 1/24/2013 in connection with the termination of the employment of the reporting person. The vesting occurred based on the terms of the underlying award agreement. Represents a reduction in shares to satisfy the tax withholding obligation of the Company with respect to the vesting on May 23, 2014 of 5,536 shares of restricted stock and the 20,576 performance stock units disclosed herein. Neil Davidson, attorney-in-fact for: Ramesh Srinivasan 2014-05-28