0001179110-13-018047.txt : 20131216 0001179110-13-018047.hdr.sgml : 20131216 20131216181736 ACCESSION NUMBER: 0001179110-13-018047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131212 FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LERNER MARK CENTRAL INDEX KEY: 0001194694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 131280017 MAIL ADDRESS: STREET 1: 6601 S BERMUDA RD CITY: LAS VEGAS STATE: NV ZIP: 89119 4 1 edgar.xml FORM 4 - X0306 4 2013-12-12 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001194694 LERNER MARK 6601 S. BERMUDA ROAD LAS VEGAS 89119 0 1 0 0 SVP, Secretary Common Stock, par value $.10 per share 2013-12-12 4 M 0 500 37.76 A 5747 D Common Stock, par value $.10 per share 2013-12-12 4 S 0 500 75.04 D 5247 D Common Stock, par value $.10 per share 2013-12-12 4 M 0 1500 42.54 A 6747 D Common Stock, par value $.10 per share 2013-12-12 4 S 0 1500 75.04 D 5247 D Common Stock, par value $.10 per share 2013-12-12 4 S 0 1997 74.9513 D 3250 D Employee Stock Option (Right to Buy) 37.76 2013-12-12 4 M 0 500 0 D 2018-12-06 Common Stock, par value $.10 per share 500 500 D Employee Stock Option (Right to Buy) 42.54 2013-12-12 4 M 0 1500 0 D 2016-10-16 Common Stock, par value $.10 per share 1500 0 D The transaction was executed in multiple trades at prices from $74.95 to $74.96. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Stock options vest as follows: (i) 500 on December 6, 2012; (ii) 500 on December 6, 2013; and, (iii) 500 on December 6, 2014. Stock options vested as follows: (i) 3,000 on October 16, 2011; (ii) 1,500 on October 16, 2012; and, (iii) 1,500 on October 16, 2013. Granted as compensation for services. /s/Mark Lerner 2013-12-16