0001179110-13-018047.txt : 20131216
0001179110-13-018047.hdr.sgml : 20131216
20131216181736
ACCESSION NUMBER: 0001179110-13-018047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131212
FILED AS OF DATE: 20131216
DATE AS OF CHANGE: 20131216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0000002491
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 880104066
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 6601 S. BERMUDA RD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
BUSINESS PHONE: 7028967700
MAIL ADDRESS:
STREET 1: 6601 S. BERMUDA RD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE GAMING CORP
DATE OF NAME CHANGE: 19950104
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED GAMING INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC
DATE OF NAME CHANGE: 19890206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LERNER MARK
CENTRAL INDEX KEY: 0001194694
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31558
FILM NUMBER: 131280017
MAIL ADDRESS:
STREET 1: 6601 S BERMUDA RD
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
4
1
edgar.xml
FORM 4 -
X0306
4
2013-12-12
0
0000002491
BALLY TECHNOLOGIES, INC.
BYI
0001194694
LERNER MARK
6601 S. BERMUDA ROAD
LAS VEGAS
89119
0
1
0
0
SVP, Secretary
Common Stock, par value $.10 per share
2013-12-12
4
M
0
500
37.76
A
5747
D
Common Stock, par value $.10 per share
2013-12-12
4
S
0
500
75.04
D
5247
D
Common Stock, par value $.10 per share
2013-12-12
4
M
0
1500
42.54
A
6747
D
Common Stock, par value $.10 per share
2013-12-12
4
S
0
1500
75.04
D
5247
D
Common Stock, par value $.10 per share
2013-12-12
4
S
0
1997
74.9513
D
3250
D
Employee Stock Option (Right to Buy)
37.76
2013-12-12
4
M
0
500
0
D
2018-12-06
Common Stock, par value $.10 per share
500
500
D
Employee Stock Option (Right to Buy)
42.54
2013-12-12
4
M
0
1500
0
D
2016-10-16
Common Stock, par value $.10 per share
1500
0
D
The transaction was executed in multiple trades at prices from $74.95 to $74.96. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Stock options vest as follows: (i) 500 on December 6, 2012; (ii) 500 on December 6, 2013; and, (iii) 500 on December 6, 2014.
Stock options vested as follows: (i) 3,000 on October 16, 2011; (ii) 1,500 on October 16, 2012; and, (iii) 1,500 on October 16, 2013.
Granted as compensation for services.
/s/Mark Lerner
2013-12-16