0001179110-13-016922.txt : 20131122
0001179110-13-016922.hdr.sgml : 20131122
20131122163835
ACCESSION NUMBER: 0001179110-13-016922
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131120
FILED AS OF DATE: 20131122
DATE AS OF CHANGE: 20131122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0000002491
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 880104066
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 6601 S. BERMUDA RD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
BUSINESS PHONE: 7028967700
MAIL ADDRESS:
STREET 1: 6601 S. BERMUDA RD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE GAMING CORP
DATE OF NAME CHANGE: 19950104
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED GAMING INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC
DATE OF NAME CHANGE: 19890206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HADDRILL RICHARD M
CENTRAL INDEX KEY: 0001201647
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31558
FILM NUMBER: 131238637
MAIL ADDRESS:
STREET 1: 2300 WINDY RIDGE PKWY
CITY: ATLANTA
STATE: GA
ZIP: 30339
4
1
edgar.xml
FORM 4 -
X0306
4
2013-11-20
0
0000002491
BALLY TECHNOLOGIES, INC.
BYI
0001201647
HADDRILL RICHARD M
6601 S. BERMUDA ROAD
LAS VEGAS
NV
89119
1
0
0
0
Common Stock, par value $.10 per share
2013-11-20
4
M
0
10000
41.60
A
311817
D
Common Stock, par value $.10 per share
2013-11-20
4
S
0
10000
70.1210
D
301817
D
Common Stock, par value $.10 per share
2013-11-20
4
S
0
10000
70.1246
D
291817
D
Employee Stock Option (Right to Buy)
41.60
2013-11-20
4
M
0
10000
0
D
2015-02-22
Common Stock, par value $.10 per share
10000
10000
D
The sales were pursuant to a Rule 10b5-1 Trading Agreement.
The transaction was executed in multiple trades at prices from $69.58 to $70.51. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices from $69.57 to $70.50. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The options vested as follows: (i) 16,667 on June 30, 2009; (ii) 16,667 on December 31, 2009; and, (iii) 16,666 on June 30, 2010.
Granted as compensation for services.
Mark Lerner, attorney-in-fact for: Richard M. Haddrill
2013-11-22