0001179110-13-015642.txt : 20131018 0001179110-13-015642.hdr.sgml : 20131018 20131018180150 ACCESSION NUMBER: 0001179110-13-015642 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131016 FILED AS OF DATE: 20131018 DATE AS OF CHANGE: 20131018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 131160248 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 4 1 edgar.xml FORM 4 - X0306 4 2013-10-16 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 0 0 0 Common Stock, par value $.10 per share 2013-10-16 4 M 0 10000 41.60 A 321817 D Common Stock, par value $.10 per share 2013-10-16 4 S 0 8900 69.8762 D 312917 D Common Stock, par value $.10 per share 2013-10-16 4 S 0 1100 70.4986 D 311817 D Common Stock, par value $.10 per share 2013-10-16 4 S 0 8800 69.8795 D 303017 D Common Stock, par value $.10 per share 2013-10-16 4 S 0 1200 70.4983 D 301817 D Employee Stock Option (Right to Buy) 41.60 2013-10-16 4 M 0 10000 0 D 2015-02-22 Common Stock, par value $.10 per share 10000 20000 D The sales were pursuant to a Rule 10b5-1 Trading Agreement. The transaction was executed in multiple trades at prices from $69.40 to $70.38. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $70.42 to $70.61. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $69.40 to $70.40. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $70.42 to $70.61. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vested as follows: (i) 16,667 on June 30, 2009; (ii) 16,667 on December 31, 2009; and, (iii) 16,666 on June 30, 2010. Granted as compensation for services. Mark Lerner, attorney-in-fact for: Richard M. Haddrill 2013-10-18