0001179110-13-014547.txt : 20130924 0001179110-13-014547.hdr.sgml : 20130924 20130924170935 ACCESSION NUMBER: 0001179110-13-014547 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130919 FILED AS OF DATE: 20130924 DATE AS OF CHANGE: 20130924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Connelly John CENTRAL INDEX KEY: 0001586928 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 131112784 MAIL ADDRESS: STREET 1: 6601 SOUTH BERMUDA ROAD CITY: LAS VEGAS STATE: NV ZIP: 89119 3 1 edgar.xml FORM 3 - X0206 3 2013-09-19 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001586928 Connelly John 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 0 1 0 0 VP, Business Development Common Stock, par value $.10 per share 16573 D Employee Stock Option (Right to Buy) 37.85 2018-03-31 Common Stock, par value $.10 per share 21134 D The unvested restricted stock vests as follows: (i) 1,500 shares on 11/8/2013, (ii) 1,250 shares on 12/6/2013, (iii) 3,302 shares on 3/31/2014, (iv) 1,500 shares on 11/8/2014, (v) 1,250 shares 12/6/2014, (vi) 3,302 shares on 3/31/2015, (vii) 1,500 shares on 11/8/2015, (viii) 1,250 shares on 12/6/2015, and (ix) 1,500 shares on 11/8/2016. Includes 130 shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on May 31, 2013 and 89 shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on August 30, 2013. The options vest as follows: (i) 7,045 on 3/31/2013, (ii) 7,045 on 3/31/2014, and (iii) 7,044 on 3/31/2015. Mark Lerner, attorney-in-fact for: John Connelly 2013-09-24 EX-24.TXT 2 ex24connellypoa.txt JOHN CONNELLY POA Exhibit 24 POWER OF ATTORNEY 1. I hereby appoint Neil Davidson and Mark Lerner, and each and either of them acting singly, as my attorney-in-fact for the following purposes: a. To prepare, execute in my name and on my behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID and amendments thereto and any other documents necessary or appropriate to obtain codes and passwords enabling me to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC or other applicable law. b. To execute for me and on my behalf, in my capacity as an officer or director of Bally Technologies, Inc. ("Bally"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder and other applicable law. c. To perform any and all acts on my behalf that may be necessary or appropriate to complete and execute the Forms 3, 4, or 5 and amendments and to file them with the SEC and any stock exchange or similar authority. 2. I hereby grant to each attorney-in-fact full power and authority to perform all acts necessary or proper to exercise any of the rights and powers granted in this Power of Attorney as fully as I could do if personally present, and I hereby ratify and confirm all that each attorney-in-fact lawfully does pursuant to this Power of Attorney. I acknowledge that the foregoing attorneys-in-fact, in serving in such capacity at my request, are not assuming, nor is Bally assuming, any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. 3. This Power of Attorney shall remain in full force and effect until I revoke it in a writing delivered to the attorneys-in-fact listed above, or until I am no longer required to file Forms 3, 4, and 5 with respect to my holdings of and transactions in Bally securities, whichever occurs first. /s/ John Connelly ---------------------------- Signature John Connelly ---------------------------- Print name September 19, 2013 ---------------------------- Date