0001179110-13-013368.txt : 20130821 0001179110-13-013368.hdr.sgml : 20130821 20130821173914 ACCESSION NUMBER: 0001179110-13-013368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130819 FILED AS OF DATE: 20130821 DATE AS OF CHANGE: 20130821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mooberry Derik CENTRAL INDEX KEY: 0001533186 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 131053740 MAIL ADDRESS: STREET 1: 6601 SOUTH BERMUDA ROAD CITY: LAS VEGAS STATE: NV ZIP: 89119 4 1 edgar.xml FORM 4 - X0306 4 2013-08-19 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001533186 Mooberry Derik 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 0 1 0 0 SVP, Games Common Stock, par value $.10 per share 2013-08-19 4 M 0 2000 12.07 A 29557 D Common Stock, par value $.10 per share 2013-08-19 4 M 0 10000 20.32 A 39557 D Common Stock, par value $.10 per share 2013-08-19 4 M 0 7000 34.61 A 46557 D Common Stock, par value $.10 per share 2013-08-19 4 M 0 5625 32.62 A 52182 D Common Stock, par value $.10 per share 2013-08-19 4 M 0 2000 38.20 A 54812 D Common Stock, par value $.10 per share 2013-08-19 4 M 0 1000 37.76 A 55182 D Common Stock, par value $.10 per share 2013-08-19 4 S 0 27625 71.1554 D 27557 D Common Stock, par value $.10 per share 340 I Derik J Mooberry and Barbara Mooberry Revocable Trust Employee Stock Option (Right to Buy) 12.07 2013-08-19 4 M 0 2000 0 D 2015-08-24 Common Stock, par value $.10 per share 2000 0 D Employee Stock Option (Right to Buy) 20.32 2013-08-19 4 M 0 10000 0 D 2015-10-14 Common Stock, par value $.10 per share 10000 0 D Employee Stock Option (Right to Buy) 34.61 2013-08-19 4 M 0 7000 0 D 2016-07-21 Common Stock, par value $.10 per share 7000 0 D Employee Stock Option (Right to Buy) 32.62 2013-08-19 4 M 0 5625 0 D 2017-08-16 Common Stock, par value $.10 per share 5625 1875 D Employee Stock Option (Right to Buy) 38.20 2013-08-19 4 M 0 2000 0 D 2018-04-01 Common Stock, par value $.10 per share 2000 2000 D Employee Stock Option (Right to Buy) 37.76 2013-08-19 4 M 0 1000 0 D 2018-12-06 Common Stock, par value $.10 per share 1000 3000 D The transaction was executed in multiple trades at prices from $71.02 to $71.47. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vested as follows: (i) 2,666 on August 24, 2006; (ii) 2,666 on August 24, 2007; and, (iii) 2,668 on August 24, 2008. The options vested as follows: (i) 5,000 on October 14, 2010; (ii) 2,500 on October 14, 2011; and, (iii) 2,500 on October 14, 2012. The options vested as follows: (i) 1,750 on July 21, 2010; (ii) 1,750 on July 21, 2011, (iii) 1,750 on July 21, 2012; and, (iv) 1,750 on July 21, 2013. The options vest as follows: (i) 3,750 on August 16, 2012; (ii) 1,875 on August 16, 2013; and, (iii) 1,875 on August 16, 2014. The options vested as follows: (i) 1,000 on April 1, 2012; (ii) 1,000 on April 1, 2013, (iii) 1,000 on April 1, 2014; and, (iv) 1,000 on April 1, 2015. The options vested as follows: (i) 1,000 on December 6, 2012; (ii) 1,000 on December 6, 2013, (iii) 1,000 on December 6, 2014; and, (iv) 1,000 on December 6, 2015. Granted as compensation for services. Mark Lerner, attorney-in-fact for: Derik Mooberry 2013-08-21