0001179110-13-013368.txt : 20130821
0001179110-13-013368.hdr.sgml : 20130821
20130821173914
ACCESSION NUMBER: 0001179110-13-013368
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130819
FILED AS OF DATE: 20130821
DATE AS OF CHANGE: 20130821
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0000002491
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 880104066
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 6601 S. BERMUDA RD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
BUSINESS PHONE: 7028967700
MAIL ADDRESS:
STREET 1: 6601 S. BERMUDA RD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE GAMING CORP
DATE OF NAME CHANGE: 19950104
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED GAMING INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC
DATE OF NAME CHANGE: 19890206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mooberry Derik
CENTRAL INDEX KEY: 0001533186
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31558
FILM NUMBER: 131053740
MAIL ADDRESS:
STREET 1: 6601 SOUTH BERMUDA ROAD
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
4
1
edgar.xml
FORM 4 -
X0306
4
2013-08-19
0
0000002491
BALLY TECHNOLOGIES, INC.
BYI
0001533186
Mooberry Derik
6601 S. BERMUDA ROAD
LAS VEGAS
NV
89119
0
1
0
0
SVP, Games
Common Stock, par value $.10 per share
2013-08-19
4
M
0
2000
12.07
A
29557
D
Common Stock, par value $.10 per share
2013-08-19
4
M
0
10000
20.32
A
39557
D
Common Stock, par value $.10 per share
2013-08-19
4
M
0
7000
34.61
A
46557
D
Common Stock, par value $.10 per share
2013-08-19
4
M
0
5625
32.62
A
52182
D
Common Stock, par value $.10 per share
2013-08-19
4
M
0
2000
38.20
A
54812
D
Common Stock, par value $.10 per share
2013-08-19
4
M
0
1000
37.76
A
55182
D
Common Stock, par value $.10 per share
2013-08-19
4
S
0
27625
71.1554
D
27557
D
Common Stock, par value $.10 per share
340
I
Derik J Mooberry and Barbara Mooberry Revocable Trust
Employee Stock Option (Right to Buy)
12.07
2013-08-19
4
M
0
2000
0
D
2015-08-24
Common Stock, par value $.10 per share
2000
0
D
Employee Stock Option (Right to Buy)
20.32
2013-08-19
4
M
0
10000
0
D
2015-10-14
Common Stock, par value $.10 per share
10000
0
D
Employee Stock Option (Right to Buy)
34.61
2013-08-19
4
M
0
7000
0
D
2016-07-21
Common Stock, par value $.10 per share
7000
0
D
Employee Stock Option (Right to Buy)
32.62
2013-08-19
4
M
0
5625
0
D
2017-08-16
Common Stock, par value $.10 per share
5625
1875
D
Employee Stock Option (Right to Buy)
38.20
2013-08-19
4
M
0
2000
0
D
2018-04-01
Common Stock, par value $.10 per share
2000
2000
D
Employee Stock Option (Right to Buy)
37.76
2013-08-19
4
M
0
1000
0
D
2018-12-06
Common Stock, par value $.10 per share
1000
3000
D
The transaction was executed in multiple trades at prices from $71.02 to $71.47. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The options vested as follows: (i) 2,666 on August 24, 2006; (ii) 2,666 on August 24, 2007; and, (iii) 2,668 on August 24, 2008.
The options vested as follows: (i) 5,000 on October 14, 2010; (ii) 2,500 on October 14, 2011; and, (iii) 2,500 on October 14, 2012.
The options vested as follows: (i) 1,750 on July 21, 2010; (ii) 1,750 on July 21, 2011, (iii) 1,750 on July 21, 2012; and, (iv) 1,750 on July 21, 2013.
The options vest as follows: (i) 3,750 on August 16, 2012; (ii) 1,875 on August 16, 2013; and, (iii) 1,875 on August 16, 2014.
The options vested as follows: (i) 1,000 on April 1, 2012; (ii) 1,000 on April 1, 2013, (iii) 1,000 on April 1, 2014; and, (iv) 1,000 on April 1, 2015.
The options vested as follows: (i) 1,000 on December 6, 2012; (ii) 1,000 on December 6, 2013, (iii) 1,000 on December 6, 2014; and, (iv) 1,000 on December 6, 2015.
Granted as compensation for services.
Mark Lerner, attorney-in-fact for: Derik Mooberry
2013-08-21