0001179110-13-009251.txt : 20130528 0001179110-13-009251.hdr.sgml : 20130527 20130528180805 ACCESSION NUMBER: 0001179110-13-009251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130523 FILED AS OF DATE: 20130528 DATE AS OF CHANGE: 20130528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 13876202 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0306 4 2013-05-23 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 0 0 0 Common Stock, par value $.10 per share 2013-05-23 4 M 0 7025 23.04 A 398842 D Common Stock, par value $.10 per share 2013-05-23 4 S 0 7025 55.5720 D 391817 D Common Stock, par value $.10 per share 2013-05-23 4 M 0 2975 23.04 A 394792 D Common Stock, par value $.10 per share 2013-05-23 4 S 0 2975 55.9346 D 391817 D Common Stock, par value $.10 per share 2013-05-23 4 S 0 21075 55.5720 D 370742 D Common Stock, par value $.10 per share 2013-05-23 4 S 0 8925 55.9346 D 361817 D Employee Stock Option (Right to Buy) 23.04 2013-05-23 4 M 0 10000 0 D 2010-12-31 2015-10-17 Common Stock, par value $.10 per share 10000 10000 D The sales were pursuant to a Rule 10b5-1 Trading Agreement. The transaction was executed in multiple trades at prices from $54.88 to $55.87. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $55.89 to $56.04. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Granted as compensation for services. Mark Lerner, attorney-in-fact for: Richard M. Haddrill 2013-05-28