0001179110-13-005205.txt : 20130315 0001179110-13-005205.hdr.sgml : 20130315 20130315170303 ACCESSION NUMBER: 0001179110-13-005205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130314 FILED AS OF DATE: 20130315 DATE AS OF CHANGE: 20130315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 13694945 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0306 4 2013-03-14 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 0 0 0 Common Stock, par value $.10 per share 2013-03-14 4 M 0 10000 17.16 A 441817 D Common Stock, par value $.10 per share 2013-03-14 4 S 0 10000 51.2098 D 431817 D Common Stock, par value $.10 per share 2013-03-14 4 M 0 15000 23.04 A 446817 D Common Stock, par value $.10 per share 2013-03-14 4 S 0 15000 51.2081 D 431817 D Common Stock, par value $.10 per share 2013-03-14 4 S 0 15000 51.2086 D 416817 D Employee Stock Options (Right to Buy) 17.16 2013-03-14 4 M 0 10000 0 D 2005-06-30 2014-10-27 Common Stock, par value $.10 per share 10000 0 D Employee Stock Options (Right to Buy) 23.04 2013-03-14 4 M 0 15000 0 D 2010-12-31 2015-10-17 Common Stock, par value $.10 per share 15000 35000 D The sales were pursuant to a Rule 10b5-1 Trading Agreement. The transaction was executed in multiple trades at prices from $50.94 to $51.39. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $50.92 to $51.39. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $50.90 to $51.39. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Granted as compensation for services. /s/Richard M. Haddrill 2013-03-15