0001179110-13-001297.txt : 20130128 0001179110-13-001297.hdr.sgml : 20130128 20130128172158 ACCESSION NUMBER: 0001179110-13-001297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130128 DATE AS OF CHANGE: 20130128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SRINIVASAN RAMESH CENTRAL INDEX KEY: 0001277036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 13552701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0306 4 2013-01-24 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001277036 SRINIVASAN RAMESH 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 1 0 0 President & CEO Common, par value $.10 per share 55864 D Performance Restricted Stock Units 2013-01-24 4 A 0 15831 0 A 2015-12-14 Common Stock, par value $.10 per share 15831 15831 D Employee Stock Options (Right to Buy) 46.69 2013-01-24 4 A 0 20015 0 A 2020-01-24 Common Stock, par value $.10 per share 20015 20015 D Each performance restricted stock unit represents a contingent right to receive one share of Bally common stock. Up to 150% of the number of performance restricted stock units granted vest on December 14, 2015, with the exact number subject to the achievement of certain total shareholder return targets during the 3 year period. Granted as compensation for services. Stock options vest over a three-year period as follows: 1/3 on the twelve-month anniversary of the grant, 1/3 on December 14, 2014 and 1/3 on December 14, 2015. Mark Lerner, attorney-in-fact for: Ramesh Srinivasan 2013-01-28