0001179110-12-014376.txt : 20120921 0001179110-12-014376.hdr.sgml : 20120921 20120921181820 ACCESSION NUMBER: 0001179110-12-014376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120919 FILED AS OF DATE: 20120921 DATE AS OF CHANGE: 20120921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 121105175 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0306 4 2012-09-19 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 1 0 0 Chief Executive Officer Common Stock, par value $.10 per share 2012-09-19 4 M 0 20000 24.65 A 676530 D Common Stock, par value $.10 per share 2012-09-19 4 S 0 20000 47.5133 D 656530 D Common Stock, par value $.10 per share 2012-09-20 4 M 0 16238 24.65 A 672768 D Common Stock, par value $.10 per share 2012-09-20 4 S 0 16238 47.5381 D 656530 D Common Stock, par value $.10 per share 2012-09-21 4 M 0 3762 24.65 A 660292 D Common Stock, par value $.10 per share 2012-09-21 4 S 0 3762 47.5074 D 656530 D Employee Stock Options(Right to Buy) 24.65 2012-09-19 4 M 0 20000 0 D 2005-06-30 2013-07-08 Common Stock, par value $.10 per share 20000 95000 D Employee Stock Options(Right to Buy) 24.65 2012-09-20 4 M 0 16238 0 D 2005-06-30 2013-07-08 Common Stock, par value $.10 per share 16238 78762 D Employee Stock Options(Right to Buy) 24.65 2012-09-21 4 M 0 3762 0 D 2005-06-30 2013-07-08 Common Stock, par value $.10 per share 3762 75000 D The sales were pursuant to a Rule 10b5-1 Trading Agreement. The transaction was executed in multiple trades at prices from $47.50 to $47.55. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $47.50 to $47.70. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $47.50 to $47.53. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Granted as compensation for services. /s/ Richard M. Haddrill 2012-09-21