0001179110-12-012854.txt : 20120814 0001179110-12-012854.hdr.sgml : 20120814 20120814162012 ACCESSION NUMBER: 0001179110-12-012854 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120810 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 121033214 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0306 4 2012-08-10 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 1 0 0 Chief Executive Officer Common Stock, par value $.10 per share 2012-08-10 4 M 0 15000 17.16 A 691530 D Common Stock, par value $.10 per share 2012-08-10 4 S 0 15000 44.6716 D 676530 D Common Stock, par value $.10 per share 2012-08-10 4 M 0 5000 17.16 A 681530 D Common Stock, par value $.10 per share 2012-08-10 4 S 0 5000 44.9938 D 676530 D Common Stock, par value $.10 per share 2012-08-10 4 S 0 10000 45.2895 D 666530 D Employee Stock Options (Right to Buy) 17.16 2012-08-10 4 M 0 15000 0 D 2014-06-30 Common Stock, par value $.10 per share 15000 0 D Employee Stock Options (Right to Buy) 17.16 2012-08-10 4 M 0 5000 0 D 2005-06-30 2014-10-27 Common Stock, par value $.10 per share 5000 90000 D The sales were pursuant to a Rule 10b5-1 Trading Agreement. The transaction was executed in multiple trades at prices from $44.14 to $44.95. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $44.95 to $45.05. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $45.05 to $45.67. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option, representing a right to purchase a total of 405,000 shares, became exercisable on June 13, 2005. Granted as compensation for services. Mark Lerner, attorney-in-fact for: Richard M. Haddrill 2012-08-14