0001179110-12-004557.txt : 20120307 0001179110-12-004557.hdr.sgml : 20120307 20120307190524 ACCESSION NUMBER: 0001179110-12-004557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120305 FILED AS OF DATE: 20120307 DATE AS OF CHANGE: 20120307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SRINIVASAN RAMESH CENTRAL INDEX KEY: 0001277036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 12675468 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0304 4 2012-03-05 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001277036 SRINIVASAN RAMESH 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 0 1 0 0 President & COO Common Stock, par value $.10 per share 2012-03-05 4 S 0 5312 43.7787 D 35710 D Common Stock, par value $.10 per share 2012-03-05 4 M 0 1659 11.30 A 37369 D Common Stock, par value $.10 per share 2012-03-05 4 S 0 1659 43.5195 D 35710 D Common Stock, par value $.10 per share 2012-03-05 4 M 0 23654 11.30 A 59364 D Common Stock, par value $.10 per share 2012-03-05 4 S 0 23654 43.7393 D 35710 D Common Stock, par value $.10 per share 2012-03-05 4 M 0 3750 23.04 A 39460 D Common Stock, par value $.10 per share 2012-03-05 4 S 0 3750 43.8951 D 35710 D Employee Stock Options (Right to Buy) 11.30 2012-03-05 4 M 0 1659 0 D 2006-03-09 2015-03-09 Common Stock, par value $.10 per share 1659 2213 D Employee Stock Options (Right to Buy) 11.30 2012-03-05 4 M 0 23654 0 D 2015-03-09 Common Stock, par value $.10 per share 23654 31538 D Employee Stock Options (Right to Buy) 23.04 2012-03-05 4 M 0 3750 0 D 2010-12-31 2015-10-17 Common Stock, par value $.10 per share 3750 5000 D The sales were pursuant to a Rule 10b5-1 Trading Agreement. The transaction was executed in multiple trades at prices from $43.64 to $43.925. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $43.51 to $43.54. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $43.54 to $43.89. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $43.89 to $43.95. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vested as follows: (i) 116,151 on March 9, 2006; (ii) 70,000 on March 9, 2007; (iii) 70,000 on March 9, 2008; and, (iv) 35,000 on March 9, 2009. Granted as compensation for services. Mark Lerner, attorney-in-fact for: Ramesh Srinivasan 2012-03-07