0001179110-12-004557.txt : 20120307
0001179110-12-004557.hdr.sgml : 20120307
20120307190524
ACCESSION NUMBER: 0001179110-12-004557
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120305
FILED AS OF DATE: 20120307
DATE AS OF CHANGE: 20120307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SRINIVASAN RAMESH
CENTRAL INDEX KEY: 0001277036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31558
FILM NUMBER: 12675468
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0000002491
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 880104066
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 6601 S. BERMUDA RD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
BUSINESS PHONE: 7028967700
MAIL ADDRESS:
STREET 1: 6601 S. BERMUDA RD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89119
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE GAMING CORP
DATE OF NAME CHANGE: 19950104
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED GAMING INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC
DATE OF NAME CHANGE: 19890206
4
1
edgar.xml
FORM 4 -
X0304
4
2012-03-05
0
0000002491
BALLY TECHNOLOGIES, INC.
BYI
0001277036
SRINIVASAN RAMESH
6601 S. BERMUDA ROAD
LAS VEGAS
NV
89119
0
1
0
0
President & COO
Common Stock, par value $.10 per share
2012-03-05
4
S
0
5312
43.7787
D
35710
D
Common Stock, par value $.10 per share
2012-03-05
4
M
0
1659
11.30
A
37369
D
Common Stock, par value $.10 per share
2012-03-05
4
S
0
1659
43.5195
D
35710
D
Common Stock, par value $.10 per share
2012-03-05
4
M
0
23654
11.30
A
59364
D
Common Stock, par value $.10 per share
2012-03-05
4
S
0
23654
43.7393
D
35710
D
Common Stock, par value $.10 per share
2012-03-05
4
M
0
3750
23.04
A
39460
D
Common Stock, par value $.10 per share
2012-03-05
4
S
0
3750
43.8951
D
35710
D
Employee Stock Options (Right to Buy)
11.30
2012-03-05
4
M
0
1659
0
D
2006-03-09
2015-03-09
Common Stock, par value $.10 per share
1659
2213
D
Employee Stock Options (Right to Buy)
11.30
2012-03-05
4
M
0
23654
0
D
2015-03-09
Common Stock, par value $.10 per share
23654
31538
D
Employee Stock Options (Right to Buy)
23.04
2012-03-05
4
M
0
3750
0
D
2010-12-31
2015-10-17
Common Stock, par value $.10 per share
3750
5000
D
The sales were pursuant to a Rule 10b5-1 Trading Agreement.
The transaction was executed in multiple trades at prices from $43.64 to $43.925. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices from $43.51 to $43.54. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices from $43.54 to $43.89. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices from $43.89 to $43.95. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The options vested as follows: (i) 116,151 on March 9, 2006; (ii) 70,000 on March 9, 2007; (iii) 70,000 on March 9, 2008; and, (iv) 35,000 on March 9, 2009.
Granted as compensation for services.
Mark Lerner, attorney-in-fact for: Ramesh Srinivasan
2012-03-07