0001179110-12-001986.txt : 20120207 0001179110-12-001986.hdr.sgml : 20120207 20120207175101 ACCESSION NUMBER: 0001179110-12-001986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120203 FILED AS OF DATE: 20120207 DATE AS OF CHANGE: 20120207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LERNER MARK CENTRAL INDEX KEY: 0001194694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 12579056 MAIL ADDRESS: STREET 1: 6601 S BERMUDA RD CITY: LAS VEGAS STATE: NV ZIP: 89119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0304 4 2012-02-03 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001194694 LERNER MARK 6601 S. BERMUDA ROAD LAS VEGAS 89119 0 1 0 0 SVP, Secretary Common Stock, par value $.10 per share 2012-02-03 4 S 0 996 46.36 D 10677 D Common Stock, par value $.10 per share 2012-02-03 4 M 0 3750 19.47 A 14427 D Common Stock, par value $.10 per share 2012-02-03 4 S 0 3750 45.7505 D 10677 D Common Stock, par value $.10 per share 2012-02-03 4 M 0 7500 23.04 A 18177 D Common Stock, par value $.10 per share 2012-02-03 4 S 0 7500 45.9251 D 10677 D Employee Stock Options (Right to Buy) 19.47 2012-02-03 4 M 0 3750 0 D 2010-10-25 2016-10-25 Common Stock par value $.10 per share 3750 0 D Employee Stock Options (Right to Buy) 23.04 2012-02-03 4 M 0 7500 0 D 2015-10-17 Common Stock, par value $.10 per share 7500 0 D The transaction was executed in multiple trades at prices from $45.75 to $45.76. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices from $45.76 to $46.08. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Granted as compensation for services. The options vest as follows: (i) 5,000 on October 17, 2010; (ii) 2,500 on October 17, 2011; and, (iii) 2,500 on October 17, 2012. /s/Mark Lerner 2012-02-07