0001179110-12-000897.txt : 20120118 0001179110-12-000897.hdr.sgml : 20120118 20120118185659 ACCESSION NUMBER: 0001179110-12-000897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120113 FILED AS OF DATE: 20120118 DATE AS OF CHANGE: 20120118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SRINIVASAN RAMESH CENTRAL INDEX KEY: 0001277036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 12533268 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0304 4 2012-01-13 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001277036 SRINIVASAN RAMESH 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 0 1 0 0 President & COO Common Stock, par value $.10 per share 2012-01-13 4 S 0 16479 41.00 D 41022 D Common Stock, par value $.10 per share 2012-01-13 4 M 0 4977 11.30 A 45999 D Common Stock, par value $.10 per share 2012-01-13 4 S 0 4977 41.00 D 41022 D Common Stock, par value $.10 per share 2012-01-13 4 M 0 70959 11.30 A 111981 D Common Stock, par value $.10 per share 2012-01-13 4 S 0 70959 41.00 D 41022 D Common Stock, par value $.10 per share 2012-01-13 4 M 0 11250 23.04 A 52272 D Common Stock, par value $.10 per share 2012-01-13 4 S 0 11250 41 D 41022 D Employee Stock Options (Right to Buy) 11.30 2012-01-13 4 M 0 4977 0 D 2006-03-09 2015-03-09 Common Stock, par value $.10 per share 4977 3872 D Employee Stock Options (Right to Buy) 11.30 2012-01-13 4 M 0 70959 0 D 2015-03-09 Common Stock, par value $.10 per share 70959 55192 D Employee Stock Options (Right to Buy) 23.04 2012-01-13 4 M 0 11250 0 D 2010-12-31 2015-10-17 Common Stock, par value $.10 per share 11250 8750 D The sales were pursuant to a Rule 10b5-1 Trading Agreement. The options vested as follows: (i) 116,151 on March 9, 2006; (ii) 70,00 on March 9, 2007; (iii) 70,000 on March 9, 2008; and, (iv) 35,00 on March 9, 2009. Granted as compensation for services. Mark Lerner, attorney-in-fact for: Ramesh Srinivasan 2012-01-18