-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iu/085XjwLaXU8zoFKGuJ6eyC0+uyPakNNM/nZUOgNdA2PXUEidXhvtJk/XzICNd rlj+0s8lXJ7pWUgccfY1VQ== 0001179110-09-017239.txt : 20091218 0001179110-09-017239.hdr.sgml : 20091218 20091218190522 ACCESSION NUMBER: 0001179110-09-017239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091216 FILED AS OF DATE: 20091218 DATE AS OF CHANGE: 20091218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 091251204 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0303 4 2009-12-16 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 1 0 0 Chief Executive Officer Common Stock, par value $.10 per share 2009-12-16 4 M 0 4000 15.07 A 727404 D Common Stock, par value $.10 per share 2009-12-16 4 S 0 4000 41.5363 D 723404 D Common Stock, par value $.10 per share 2009-12-17 4 M 0 20000 15.55 A 743404 D Common Stock, par value $.10 per share 2009-12-17 4 S 0 20000 41.2476 D 723404 D Common Stock, par value $.10 per share 2009-12-17 4 M 0 5000 15.55 A 728404 D Common Stock, par value $.10 per share 2009-12-17 4 S 0 5000 41.6068 D 723404 D Common Stock, par value $.10 per share 2009-12-18 4 M 0 24900 15.55 A 748304 D Common Stock, par value $.10 per share 2009-12-18 4 S 0 24900 41.5575 D 723404 D Common Stock, par value $.10 per share 2009-12-18 4 M 0 100 15.55 A 723504 D Common Stock, par value $.10 per share 2009-12-18 4 S 0 100 42.3100 D 723404 D Common Stock, par value $.10 per share 2009-12-18 4 F 0 2947 41.49 D 720457 D Employee Stock Options (Right to Buy) 15.07 2009-12-16 4 M 0 4000 0 D 2016-06-21 Common Stock, par value $.10 per share 4000 0 D Employee Stock Options (Right to Buy) 15.55 2009-12-17 4 M 0 25000 0 D 2003-04-23 2013-04-23 Common Stock, par value $.10 per share 25000 25000 D Employee Stock Options (Right to Buy) 15.55 2009-12-18 4 M 0 25000 0 D 2003-04-23 2013-04-23 Common Stock, par value $.10 per share 25000 0 D The sales were pursuant to a Rule 10b5-1 Trading Agreement dated May 13, 2009. This transaction was executed in multiple trades at prices from $41.19 to $42.11. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices from $40.50 to $41.50. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices from $41.51 to $41.75. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices from $41.27 to $42.19. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vested as follows: (i) 66,667 on February 28, 2008; (ii) 66,667 on July 31, 2008; and 66,666 on January 1, 2009 in each case subject to Mr. Haddrill's continuous employment as the Company's Chief Executive Officer through each such date. Granted as compensation for services /s/Richard M. Haddrill 2009-12-18 -----END PRIVACY-ENHANCED MESSAGE-----