-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FN7eQIU7S+45wdVUpuq6HOAyo/xOdBEVHz21NeJqpkhiEXc6ljFuJCYZI0CSJ15M TNWd+o6dJaMXTCJ/AyVi1g== 0001179110-09-014655.txt : 20091020 0001179110-09-014655.hdr.sgml : 20091020 20091020194401 ACCESSION NUMBER: 0001179110-09-014655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091016 FILED AS OF DATE: 20091020 DATE AS OF CHANGE: 20091020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davidson Neil CENTRAL INDEX KEY: 0001436046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 091128950 MAIL ADDRESS: STREET 1: 6601 SOUTH BERMUDA ROAD CITY: LAS VEGAS STATE: NV ZIP: 89119 4 1 edgar.xml FORM 4 - X0303 4 2009-10-16 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001436046 Davidson Neil 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 0 1 0 0 VP, CAO Common Stock, par value $.10 per share 2009-10-16 4 M 0 3391 19.47 A 13030 D Common Stock, par value $.10 per share 2009-10-16 4 S 0 3391 43.00 D 9639 D Common Stock, par value $.10 per share 2009-10-16 4 A 0 2000 0 A 11639 D Common Stock, par value $.10 per share 2009-10-19 4 M 0 109 19.47 A 11748 D Common Stock, par value $.10 per share 2009-10-19 4 S 0 109 43.00 D 11639 D Common Stock, par value $.10 per share 2009-10-19 4 M 0 2500 23.47 A 14139 D Common Stock, par value $.10 per share 2009-10-19 4 S 0 2500 43 D 11639 D Common Stock, par value $.10 per share 2009-10-19 4 M 0 2000 32.62 A 13639 D Common Stock, par value $.10 per share 2009-10-19 4 S 0 2000 43 D 11735 D Non-Qualified Stock Option Right to Buy) 19.47 2009-10-16 4 M 0 3391 0 D 2016-10-25 Common Stock, par value $.10 per share 3391 109 D Non-Qualified Stock Option (Right to Buy) 42.54 2009-10-16 4 A 0 6000 0 A 2016-10-16 Common Stock, par value $.10 per share 6000 6000 D Non-Qualified Stock Option (Right to Buy) 19.47 2009-10-19 4 M 0 109 0 D 2016-10-25 Common Stock, par value $.10 per share 109 0 D Non-Qualified Stock Option (Right to Buy) 23.47 2009-10-19 4 M 0 2500 0 D 2017-03-08 Common Stock, par value $.10 per share 2500 0 D Non-Qualified Stock Option (Right to Buy) 32.62 2009-10-19 4 M 0 2000 0 D 2015-04-14 Common Stock, par value $.10 per share 2000 0 D The sales were pursuant to a Rule 10b5-1 Trading Agreement dated September 15, 2009. The options vest as follows: (i) 2,750 on 10/25/2007; (ii) 2,750 on 10/25/2008; (iii) 2,750 on 10/25/2009; and (iv) 2,750 on 10/25/2010. Granted as compensation for services. Restricted Stock vests as follows: (i) 1,000 shares on 10/16/2011; (ii) 500 shares on 10/16/2012; and (iii) 500 shares on 10/16/2013. Stock Options vest as follows: (i) 3,000 shares on 10/16/2011; (ii) 1,500 shares on 10/16/2012; and (iii) 1,500 shares on 10/16/2013. The options vest as follows: (i) 1,250 on 3/08/2008; (ii) 1,250 on 3/08/2009; (iii) 1,250 on 3/08/2010; and (iv) 1,250 on 3/08/2011. The options vest as follows: (i) 2,000 on 4/14/2009; (ii) 2,000 on 4/14/2010; (iii) 2,000 on 4/14/2011; and (iv) 2,000 on 4/14/2012. Includes 96 shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on August 31, 2009. /s/Neil Davidson 2009-10-20 -----END PRIVACY-ENHANCED MESSAGE-----