-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GOrBAG6pv7zDQ/jxI77sylh24Gs/zhTamlm7sQ01VH+8UvXk2emFyZzExWIOpR/Z FRm9z/13JmnPWWaNW4HODQ== 0001179110-09-013727.txt : 20090925 0001179110-09-013727.hdr.sgml : 20090925 20090925175549 ACCESSION NUMBER: 0001179110-09-013727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090924 FILED AS OF DATE: 20090925 DATE AS OF CHANGE: 20090925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HADDRILL RICHARD M CENTRAL INDEX KEY: 0001201647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31558 FILM NUMBER: 091088551 MAIL ADDRESS: STREET 1: 2300 WINDY RIDGE PKWY CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0000002491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880104066 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028967700 MAIL ADDRESS: STREET 1: 6601 S. BERMUDA RD. CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE GAMING CORP DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: UNITED GAMING INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GAMING & TECHNOLOGY INC DATE OF NAME CHANGE: 19890206 4 1 edgar.xml FORM 4 - X0303 4 2009-09-24 0 0000002491 BALLY TECHNOLOGIES, INC. BYI 0001201647 HADDRILL RICHARD M 6601 S. BERMUDA ROAD LAS VEGAS NV 89119 1 1 0 0 Chief Executive Officer Common Stock, par value $.10 per share 2009-09-24 4 M 0 19000 13.35 A 742404 D Common Stock, par value $.10 per share 2009-09-24 4 S 0 19000 36.6872 D 723404 D Common Stock, par value $.10 per share 2009-09-24 4 M 0 6000 14.77 A 729404 D Common Stock, par value $.10 per share 2009-09-24 4 S 0 6000 37.0626 D 723404 D Common Stock, par value $.10 per share 2009-09-25 4 M 0 25000 14.77 A 748404 D Common Stock, par value $.10 per share 2009-09-25 4 S 0 25000 36.7612 D 723404 D Employee Stock Options (Right to Buy) 13.35 2009-09-24 4 M 0 19000 0 D 2014-10-01 Common Stock, par value $.10 per share 19000 0 D Employee Stock Options (Right to Buy) 14.77 2009-09-24 4 M 0 6000 0 D 2005-06-13 2015-06-13 Common Stock, par value $.10 per share 6000 29000 D Employee Stock Options (Right to Buy) 14.77 2009-09-25 4 M 0 25000 0 D 2005-06-13 2015-06-13 Common Stock, par value $.10 per share 25000 4000 D The sales were pursuant to a Rule 10b5-1 Trading Agreement dated May 13, 2009. This transaction was executed in multiple trades at prices from $36.52 to $36.89. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices from $36.89 to $37.61. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices from $36.35 to $37.09. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vested as follows: (i) 200,000 in one-third equal installments on each of October 1, 2005; October 1, 2006; and October 1, 2007 and (ii) 100,000 on October 1, 2007. The shares underlying the options could not be sold prior to January 1, 2007. Granted as compensation for services. /s/ Richard M. Haddrill 2009-09-25 -----END PRIVACY-ENHANCED MESSAGE-----